César Hervás‐Martínez

Francisco Bérchez-Moreno, Riccardo Rosati, Maria Chiara Fiorentino et al.

Background and objective. Conventional Deep Learning (DL) approaches for Knee Osteoarthritis (KOA) grading rely on one-hot labels, which fail to capture both the ordinal uncertainty of Kellgren--Lawrence (KL) and Calcium Pyrophosphate Deposition Disease (CPPD) severity scores and the asymmetric relationship between the two scales observed in clinical practice. Methods. We retrospectively collected 2172 knee X-ray images, including 968 radiographs jointly annotated for KL and CPPD severity. An ordinal DL framework based on soft-labelling was developed for both tasks, replacing one-hot targets with unimodal probability distributions centred on the annotated grade. Four formulations were investigated: binomial, beta, triangular, and exponential. Results. All soft-labelling strategies consistently outperformed the nominal baseline. For CPPD grading, the triangular formulation achieved the highest Quadratic Weighted Kappa (QWK) and the lowest Mean Absolute Error (MAE) (QWK = 0.796; MAE = 0.438), while the beta formulation yielded the most balanced class-wise performance considering Average MAE (AMAE) and Maximum MAE (MMAE) across classes (AMAE = 0.458; MMAE = 0.573). For KL grading, the beta-based approach provided the best overall performance, achieving the highest QWK together with the lowest MAE and class-wise errors (QWK = 0.777; MAE = 0.529; AMAE = 0.523; MMAE = 0.775). Statistical analysis demonstrated significant improvements over conventional one-hot supervision (p < 0.001).

Rafael Ayllón-Gavilán, David Guijo-Rubio, Pedro Antonio Gutiérrez et al.

Time Series Classification (TSC) covers the supervised learning problem where input data is provided in the form of series of values observed through repeated measurements over time, and whose objective is to predict the category to which they belong. When the class values are ordinal, classifiers that take this into account can perform better than nominal classifiers. Time Series Ordinal Classification (TSOC) is the field covering this gap, yet unexplored in the literature. There are a wide range of time series problems showing an ordered label structure, and TSC techniques that ignore the order relationship discard useful information. Hence, this paper presents a first benchmarking of TSOC methodologies, exploiting the ordering of the target labels to boost the performance of current TSC state-of-the-art. Both convolutional- and deep learning-based methodologies (among the best performing alternatives for nominal TSC) are adapted for TSOC. For the experiments, a selection of 29 ordinal problems from two well-known archives has been made. In this way, this paper contributes to the establishment of the state-of-the-art in TSOC. The results obtained by ordinal versions are found to be significantly better than current nominal TSC techniques in terms of ordinal performance metrics, outlining the importance of considering the ordering of the labels when dealing with this kind of problems.

Víctor Manuel Vargas, Pedro Antonio Gutiérrez, Javier Barbero-Gómez et al.

An ordinal classification problem is one in which the target variable takes values on an ordinal scale. Nowadays, there are many of these problems associated with real-world tasks where it is crucial to accurately classify the extreme classes of the ordinal structure. In this work, we propose a unimodal regularisation approach that can be applied to any loss function to improve the classification performance of the first and last classes while maintaining good performance for the remainder. The proposed methodology is tested on six datasets with different numbers of classes, and compared with other unimodal regularisation methods in the literature. In addition, performance in the extreme classes is compared using a new metric that takes into account their sensitivities. Experimental results and statistical analysis show that the proposed methodology obtains a superior average performance considering different metrics. The results for the proposed metric show that the generalised beta distribution generally improves classification performance in the extreme classes. At the same time, the other five nominal and ordinal metrics considered show that the overall performance is aligned with the performance of previous alternatives.

F. J. Jimenez-Romero, D. Guijo-Rubio, F. R. Lara-Raya et al.

In the last decade, the sound quality of electric induction motors is a hot topic in the research field. Specially, due to its high number of applications, the population is exposed to physical and psychological discomfort caused by the noise emission. Therefore, it is necessary to minimise its psychological impact on the population. In this way, the main goal of this work is to evaluate the use of multitask artificial neural networks as a modelling technique for simultaneously predicting psychoacoustic parameters of induction motors. Several inputs are used, such as, the electrical magnitudes of the motor power signal and the number of poles, instead of separating the noise of the electric motor from the environmental noise. Two different kind of artificial neural networks are proposed to evaluate the acoustic quality of induction motors, by using the equivalent sound pressure, the loudness, the roughness and the sharpness as outputs. Concretely, two different topologies have been considered: simple models and more complex models. The former are more interpretable, while the later lead to higher accuracy at the cost of hiding the cause-effect relationship. Focusing on the simple interpretable models, product unit neural networks achieved the best results: for MSE and for SEP. The main benefit of this product unit model is its simplicity, since only 10 inputs variables are used, outlining the effective transfer mechanism of multitask artificial neural networks to extract common features of multiple tasks. Finally, a deep analysis of the acoustic quality of induction motors in done using the best product unit neural networks.

Rafael Ayllón-Gavilán, Francisco José Martínez-Estudillo, David Guijo-Rubio et al.

Ordinal Classification (OC) addresses those classification tasks where the labels exhibit a natural order. Unlike nominal classification, which treats all classes as mutually exclusive and unordered, OC takes the ordinal relationship into account, producing more accurate and relevant results. This is particularly critical in applications where the magnitude of classification errors has significant consequences. Despite this, OC problems are often tackled using nominal methods, leading to suboptimal solutions. Although decision trees are among the most popular classification approaches, ordinal tree-based approaches have received less attention when compared to other classifiers. This work provides a comprehensive survey of ordinal splitting criteria, standardising the notations used in the literature to enhance clarity and consistency. Three ordinal splitting criteria, Ordinal Gini (OGini), Weighted Information Gain (WIG), and Ranking Impurity (RI), are compared to the nominal counterparts of the first two (Gini and information gain), by incorporating them into a decision tree classifier. An extensive repository considering $45$ publicly available OC datasets is presented, supporting the first experimental comparison of ordinal and nominal splitting criteria using well-known OC evaluation metrics. The results have been statistically analysed, highlighting that OGini stands out as the best ordinal splitting criterion to date, reducing the mean absolute error achieved by Gini by more than 3.02%. To promote reproducibility, all source code developed, a detailed guide for reproducing the results, the 45 OC datasets, and the individual results for all the evaluated methodologies are provided.

Víctor Manuel Vargas, Riccardo Rosati, César Hervás-Martínez et al.

Predictive Maintenance (PdM) methods aim to facilitate the scheduling of maintenance work before equipment failure. In this context, detecting early faults in automated teller machines (ATMs) has become increasingly important since these machines are susceptible to various types of unpredictable failures. ATMs track execution status by generating massive event-log data that collect system messages unrelated to the failure event. Predicting machine failure based on event logs poses additional challenges, mainly in extracting features that might represent sequences of events indicating impending failures. Accordingly, feature learning approaches are currently being used in PdM, where informative features are learned automatically from minimally processed sensor data. However, a gap remains to be seen on how these approaches can be exploited for deriving relevant features from event-log-based data. To fill this gap, we present a predictive model based on a convolutional kernel (MiniROCKET and HYDRA) to extract features from the original event-log data and a linear classifier to classify the sample based on the learned features. The proposed methodology is applied to a significant real-world collected dataset. Experimental results demonstrated how one of the proposed convolutional kernels (i.e. HYDRA) exhibited the best classification performance (accuracy of 0.759 and AUC of 0.693). In addition, statistical analysis revealed that the HYDRA and MiniROCKET models significantly overcome one of the established state-of-the-art approaches in time series classification (InceptionTime), and three non-temporal ML methods from the literature. The predictive model was integrated into a container-based decision support system to support operators in the timely maintenance of ATMs.

Rafael Ayllón-Gavilán, David Guijo-Rubio, Pedro Antonio Gutiérrez et al.

Time Series Classification (TSC) is an extensively researched field from which a broad range of real-world problems can be addressed obtaining excellent results. One sort of the approaches performing well are the so-called dictionary-based techniques. The Temporal Dictionary Ensemble (TDE) is the current state-of-the-art dictionary-based TSC approach. In many TSC problems we find a natural ordering in the labels associated with the time series. This characteristic is referred to as ordinality, and can be exploited to improve the methods performance. The area dealing with ordinal time series is the Time Series Ordinal Classification (TSOC) field, which is yet unexplored. In this work, we present an ordinal adaptation of the TDE algorithm, known as ordinal TDE (O-TDE). For this, a comprehensive comparison using a set of 18 TSOC problems is performed. Experiments conducted show the improvement achieved by the ordinal dictionary-based approach in comparison to four other existing nominal dictionary-based techniques.

Javier Barbero-Gómez, Pedro-Antonio Gutiérrez, Víctor-Manuel Vargas et al.

3D image scans are an assessment tool for neurological damage in Parkinson's disease (PD) patients. This diagnosis process can be automatized to help medical staff through Decision Support Systems (DSSs), and Convolutional Neural Networks (CNNs) are good candidates, because they are effective when applied to spatial data. This paper proposes a 3D CNN ordinal model for assessing the level or neurological damage in PD patients. Given that CNNs need large datasets to achieve acceptable performance, a data augmentation method is adapted to work with spatial data. We consider the Ordinal Graph-based Oversampling via Shortest Paths (OGO-SP) method, which applies a gamma probability distribution for inter-class data generation. A modification of OGO-SP is proposed, the OGO-SP-$β$ algorithm, which applies the beta distribution for generating synthetic samples in the inter-class region, a better suited distribution when compared to gamma. The evaluation of the different methods is based on a novel 3D image dataset provided by the Hospital Universitario 'Reina Sofía' (Córdoba, Spain). We show how the ordinal methodology improves the performance with respect to the nominal one, and how OGO-SP-$β$ yields better performance than OGO-SP.

Víctor-Manuel Vargas, Pedro-Antonio Gutiérrez, César Hervás-Martínez

This paper proposes a deep convolutional neural network model for ordinal regression by considering a family of probabilistic ordinal link functions in the output layer. The link functions are those used for cumulative link models, which are traditional statistical linear models based on projecting each pattern into a 1-dimensional space. A set of ordered thresholds splits this space into the different classes of the problem. In our case, the projections are estimated by a non-linear deep neural network. To further improve the results, we combine these ordinal models with a loss function that takes into account the distance between the categories, based on the weighted Kappa index. Three different link functions are studied in the experimental study, and the results are contrasted with statistical analysis. The experiments run over two different ordinal classification problems and the statistical tests confirm that these models improve the results of a nominal model and outperform other robust proposals considered in the literature.

Maria Perez-Ortiz, Peter Tino, Rafal Mantiuk et al.

Data augmentation is rapidly gaining attention in machine learning. Synthetic data can be generated by simple transformations or through the data distribution. In the latter case, the main challenge is to estimate the label associated to new synthetic patterns. This paper studies the effect of generating synthetic data by convex combination of patterns and the use of these as unsupervised information in a semi-supervised learning framework with support vector machines, avoiding thus the need to label synthetic examples. We perform experiments on a total of 53 binary classification datasets. Our results show that this type of data over-sampling supports the well-known cluster assumption in semi-supervised learning, showing outstanding results for small high-dimensional datasets and imbalanced learning problems.

David Guijo-Rubio, Antonio Manuel Durán-Rosal, Pedro Antonio Gutiérrez et al.

Time series clustering is the process of grouping time series with respect to their similarity or characteristics. Previous approaches usually combine a specific distance measure for time series and a standard clustering method. However, these approaches do not take the similarity of the different subsequences of each time series into account, which can be used to better compare the time series objects of the dataset. In this paper, we propose a novel technique of time series clustering based on two clustering stages. In a first step, a least squares polynomial segmentation procedure is applied to each time series, which is based on a growing window technique that returns different-length segments. Then, all the segments are projected into same dimensional space, based on the coefficients of the model that approximates the segment and a set of statistical features. After mapping, a first hierarchical clustering phase is applied to all mapped segments, returning groups of segments for each time series. These clusters are used to represent all time series in the same dimensional space, after defining another specific mapping process. In a second and final clustering stage, all the time series objects are grouped. We consider internal clustering quality to automatically adjust the main parameter of the algorithm, which is an error threshold for the segmenta- tion. The results obtained on 84 datasets from the UCR Time Series Classification Archive have been compared against two state-of-the-art methods, showing that the performance of this methodology is very promising.

A. J. Tallón-Ballesteros, P. A. Gutiérrez-Peña, C. Hervás-Martínez

This paper deals with the distributed processing in the search for an optimum classification model using evolutionary product unit neural networks. For this distributed search we used a cluster of computers. Our objective is to obtain a more efficient design than those net architectures which do not use a distributed process and which thus result in simpler designs. In order to get the best classification models we use evolutionary algorithms to train and design neural networks, which require a very time consuming computation. The reasons behind the need for this distribution are various. It is complicated to train this type of nets because of the difficulty entailed in determining their architecture due to the complex error surface. On the other hand, the use of evolutionary algorithms involves running a great number of tests with different seeds and parameters, thus resulting in a high computational cost