Jing Liu

Yifu Qiu, Hongyu Li, Yingqi Qu et al. · baidu, cambridge

In this paper, we present DuReader_retrieval, a large-scale Chinese dataset for passage retrieval. DuReader_retrieval contains more than 90K queries and over 8M unique passages from a commercial search engine. To alleviate the shortcomings of other datasets and ensure the quality of our benchmark, we (1) reduce the false negatives in development and test sets by manually annotating results pooled from multiple retrievers, and (2) remove the training queries that are semantically similar to the development and testing queries. Additionally, we provide two out-of-domain testing sets for cross-domain evaluation, as well as a set of human translated queries for for cross-lingual retrieval evaluation. The experiments demonstrate that DuReader_retrieval is challenging and a number of problems remain unsolved, such as the salient phrase mismatch and the syntactic mismatch between queries and paragraphs. These experiments also show that dense retrievers do not generalize well across domains, and cross-lingual retrieval is essentially challenging. DuReader_retrieval is publicly available at https://github.com/baidu/DuReader/tree/master/DuReader-Retrieval.

Yanrui Du, Jing Yan, Yan Chen et al.

Recent research has revealed that deep neural networks often take dataset biases as a shortcut to make decisions rather than understand tasks, leading to failures in real-world applications. In this study, we focus on the spurious correlation between word features and labels that models learn from the biased data distribution of training data. In particular, we define the word highly co-occurring with a specific label as biased word, and the example containing biased word as biased example. Our analysis shows that biased examples are easier for models to learn, while at the time of prediction, biased words make a significantly higher contribution to the models' predictions, and models tend to assign predicted labels over-relying on the spurious correlation between words and labels. To mitigate models' over-reliance on the shortcut (i.e. spurious correlation), we propose a training strategy Less-Learn-Shortcut (LLS): our strategy quantifies the biased degree of the biased examples and down-weights them accordingly. Experimental results on Question Matching, Natural Language Inference and Sentiment Analysis tasks show that LLS is a task-agnostic strategy and can improve the model performance on adversarial data while maintaining good performance on in-domain data.

Yaozong Shen, Lijie Wang, Ying Chen et al.

While pre-trained language models (LMs) have brought great improvements in many NLP tasks, there is increasing attention to explore capabilities of LMs and interpret their predictions. However, existing works usually focus only on a certain capability with some downstream tasks. There is a lack of datasets for directly evaluating the masked word prediction performance and the interpretability of pre-trained LMs. To fill in the gap, we propose a novel evaluation benchmark providing with both English and Chinese annotated data. It tests LMs abilities in multiple dimensions, i.e., grammar, semantics, knowledge, reasoning and computation. In addition, it provides carefully annotated token-level rationales that satisfy sufficiency and compactness. It contains perturbed instances for each original instance, so as to use the rationale consistency under perturbations as the metric for faithfulness, a perspective of interpretability. We conduct experiments on several widely-used pre-trained LMs. The results show that they perform very poorly on the dimensions of knowledge and computation. And their plausibility in all dimensions is far from satisfactory, especially when the rationale is short. In addition, the pre-trained LMs we evaluated are not robust on syntax-aware data. We will release this evaluation benchmark at \url{http://xyz}, and hope it can facilitate the research progress of pre-trained LMs.

Yanchen Liu, Jing Yan, Yan Chen et al. · harvard

Recent studies reveal that various biases exist in different NLP tasks, and over-reliance on biases results in models' poor generalization ability and low adversarial robustness. To mitigate datasets biases, previous works propose lots of debiasing techniques to tackle specific biases, which perform well on respective adversarial sets but fail to mitigate other biases. In this paper, we propose a new debiasing method Sparse Mixture-of-Adapters (SMoA), which can mitigate multiple dataset biases effectively and efficiently. Experiments on Natural Language Inference and Paraphrase Identification tasks demonstrate that SMoA outperforms full-finetuning, adapter tuning baselines, and prior strong debiasing methods. Further analysis indicates the interpretability of SMoA that sub-adapter can capture specific pattern from the training data and specialize to handle specific bias.

Yuhao Wang, Ruiyang Ren, Junyi Li et al.

Considering the limited internal parametric knowledge, retrieval-augmented generation (RAG) has been widely used to extend the knowledge scope of large language models (LLMs). Despite the extensive efforts on RAG research, in existing methods, LLMs cannot precisely assess the relevance of retrieved documents, thus likely leading to misleading or even incorrect utilization of external knowledge (eg., retrieved documents). To address this issue, in this paper, we propose REAR, a RElevance-Aware Retrieval-augmented approach for open-domain question answering (QA). As the key motivation, we aim to enhance the self-awareness regarding the reliability of external knowledge for LLMs, so as to adaptively utilize external knowledge in RAG systems. Specially, we develop a novel architecture for LLM-based RAG systems, by incorporating a specially designed assessment module that precisely assesses the relevance of retrieved documents. Furthermore, we propose an improved training method based on bi-granularity relevance fusion and noise-resistant training. By combining the improvements in both architecture and training, our proposed REAR can better utilize external knowledge by effectively perceiving the relevance of retrieved documents. Experiments on four open-domain QA tasks show that REAR significantly outperforms previous a number of competitive RAG approaches. Our codes can be accessed at https://github.com/RUCAIBox/REAR.

Zijia Zhao, Longteng Guo, Tongtian Yue et al.

Building general-purpose models that can perceive diverse real-world modalities and solve various tasks is an appealing target in artificial intelligence. In this paper, we present ChatBridge, a novel multimodal language model that leverages the expressive capabilities of language as the catalyst to bridge the gap between various modalities. We show that only language-paired two-modality data is sufficient to connect all modalities. ChatBridge leverages recent large language models (LLM) and extends their zero-shot capabilities to incorporate diverse multimodal inputs. ChatBridge undergoes a two-stage training. The first stage aligns each modality with language, which brings emergent multimodal correlation and collaboration abilities. The second stage instruction-finetunes ChatBridge to align it with user intent with our newly proposed multimodal instruction tuning dataset, named MULTIS, which covers a wide range of 16 multimodal tasks of text, image, video, and audio modalities. We show strong quantitative and qualitative results on zero-shot multimodal tasks covering text, image, video, and audio modalities. All codes, data, and models of ChatBridge will be open-sourced.

Ruiyang Ren, Yingqi Qu, Jing Liu et al.

In various natural language processing tasks, passage retrieval and passage re-ranking are two key procedures in finding and ranking relevant information. Since both the two procedures contribute to the final performance, it is important to jointly optimize them in order to achieve mutual improvement. In this paper, we propose a novel joint training approach for dense passage retrieval and passage re-ranking. A major contribution is that we introduce the dynamic listwise distillation, where we design a unified listwise training approach for both the retriever and the re-ranker. During the dynamic distillation, the retriever and the re-ranker can be adaptively improved according to each other's relevance information. We also propose a hybrid data augmentation strategy to construct diverse training instances for listwise training approach. Extensive experiments show the effectiveness of our approach on both MSMARCO and Natural Questions datasets. Our code is available at https://github.com/PaddlePaddle/RocketQA.

Hongxuan Tang, Hongyu Li, Jing Liu et al.

Machine reading comprehension (MRC) is a crucial task in natural language processing and has achieved remarkable advancements. However, most of the neural MRC models are still far from robust and fail to generalize well in real-world applications. In order to comprehensively verify the robustness and generalization of MRC models, we introduce a real-world Chinese dataset -- DuReader_robust. It is designed to evaluate the MRC models from three aspects: over-sensitivity, over-stability and generalization. Comparing to previous work, the instances in DuReader_robust are natural texts, rather than the altered unnatural texts. It presents the challenges when applying MRC models to real-world applications. The experimental results show that MRC models do not perform well on the challenge test set. Moreover, we analyze the behavior of existing models on the challenge test set, which may provide suggestions for future model development. The dataset and codes are publicly available at https://github.com/baidu/DuReader.

Yen-Ju Lu, Jing Liu, Thomas Thebaud et al.

We introduce Condition-Aware Self-Supervised Learning Representation (CA-SSLR), a generalist conditioning model broadly applicable to various speech-processing tasks. Compared to standard fine-tuning methods that optimize for downstream models, CA-SSLR integrates language and speaker embeddings from earlier layers, making the SSL model aware of the current language and speaker context. This approach reduces the reliance on input audio features while preserving the integrity of the base SSLR. CA-SSLR improves the model's capabilities and demonstrates its generality on unseen tasks with minimal task-specific tuning. Our method employs linear modulation to dynamically adjust internal representations, enabling fine-grained adaptability without significantly altering the original model behavior. Experiments show that CA-SSLR reduces the number of trainable parameters, mitigates overfitting, and excels in under-resourced and unseen tasks. Specifically, CA-SSLR achieves a 10% relative reduction in LID errors, a 37% improvement in ASR CER on the ML-SUPERB benchmark, and a 27% decrease in SV EER on VoxCeleb-1, demonstrating its effectiveness.

Yuhao Wang, Ruiyang Ren, Yucheng Wang et al.

Considering the inherent limitations of parametric knowledge in large language models (LLMs), retrieval-augmented generation (RAG) is widely employed to expand their knowledge scope. Since RAG has shown promise in knowledge-intensive tasks like open-domain question answering, its broader application to complex tasks and intelligent assistants has further advanced its utility. Despite this progress, the underlying knowledge utilization mechanisms of LLM-based RAG remain underexplored. In this paper, we present a systematic investigation of the intrinsic mechanisms by which LLMs integrate internal (parametric) and external (retrieved) knowledge in RAG scenarios. Specially, we employ knowledge stream analysis at the macroscopic level, and investigate the function of individual modules at the microscopic level. Drawing on knowledge streaming analyses, we decompose the knowledge utilization process into four distinct stages within LLM layers: knowledge refinement, knowledge elicitation, knowledge expression, and knowledge contestation. We further demonstrate that the relevance of passages guides the streaming of knowledge through these stages. At the module level, we introduce a new method, knowledge activation probability entropy (KAPE) for neuron identification associated with either internal or external knowledge. By selectively deactivating these neurons, we achieve targeted shifts in the LLM's reliance on one knowledge source over the other. Moreover, we discern complementary roles for multi-head attention and multi-layer perceptron layers during knowledge formation. These insights offer a foundation for improving interpretability and reliability in retrieval-augmented LLMs, paving the way for more robust and transparent generative solutions in knowledge-intensive domains.

Hongyu Zhu, Yan Chen, Jing Yan et al.

In this paper, we focus on studying robustness evaluation of Chinese question matching. Most of the previous work on analyzing robustness issue focus on just one or a few types of artificial adversarial examples. Instead, we argue that it is necessary to formulate a comprehensive evaluation about the linguistic capabilities of models on natural texts. For this purpose, we create a Chinese dataset namely DuQM which contains natural questions with linguistic perturbations to evaluate the robustness of question matching models. DuQM contains 3 categories and 13 subcategories with 32 linguistic perturbations. The extensive experiments demonstrate that DuQM has a better ability to distinguish different models. Importantly, the detailed breakdown of evaluation by linguistic phenomenon in DuQM helps us easily diagnose the strength and weakness of different models. Additionally, our experiment results show that the effect of artificial adversarial examples does not work on the natural texts.

Kai Wei, Thanh Tran, Feng-Ju Chang et al.

Recent years have seen significant advances in end-to-end (E2E) spoken language understanding (SLU) systems, which directly predict intents and slots from spoken audio. While dialogue history has been exploited to improve conventional text-based natural language understanding systems, current E2E SLU approaches have not yet incorporated such critical contextual signals in multi-turn and task-oriented dialogues. In this work, we propose a contextual E2E SLU model architecture that uses a multi-head attention mechanism over encoded previous utterances and dialogue acts (actions taken by the voice assistant) of a multi-turn dialogue. We detail alternative methods to integrate these contexts into the state-ofthe-art recurrent and transformer-based models. When applied to a large de-identified dataset of utterances collected by a voice assistant, our method reduces average word and semantic error rates by 10.8% and 12.6%, respectively. We also present results on a publicly available dataset and show that our method significantly improves performance over a noncontextual baseline

Dorottya Demszky, Jing Liu, Zid Mancenido et al.

In conversation, uptake happens when a speaker builds on the contribution of their interlocutor by, for example, acknowledging, repeating or reformulating what they have said. In education, teachers' uptake of student contributions has been linked to higher student achievement. Yet measuring and improving teachers' uptake at scale is challenging, as existing methods require expensive annotation by experts. We propose a framework for computationally measuring uptake, by (1) releasing a dataset of student-teacher exchanges extracted from US math classroom transcripts annotated for uptake by experts; (2) formalizing uptake as pointwise Jensen-Shannon Divergence (pJSD), estimated via next utterance classification; (3) conducting a linguistically-motivated comparison of different unsupervised measures and (4) correlating these measures with educational outcomes. We find that although repetition captures a significant part of uptake, pJSD outperforms repetition-based baselines, as it is capable of identifying a wider range of uptake phenomena like question answering and reformulation. We apply our uptake measure to three different educational datasets with outcome indicators. Unlike baseline measures, pJSD correlates significantly with instruction quality in all three, providing evidence for its generalizability and for its potential to serve as an automated professional development tool for teachers.

Yingqi Qu, Yuchen Ding, Jing Liu et al.

In open-domain question answering, dense passage retrieval has become a new paradigm to retrieve relevant passages for finding answers. Typically, the dual-encoder architecture is adopted to learn dense representations of questions and passages for semantic matching. However, it is difficult to effectively train a dual-encoder due to the challenges including the discrepancy between training and inference, the existence of unlabeled positives and limited training data. To address these challenges, we propose an optimized training approach, called RocketQA, to improving dense passage retrieval. We make three major technical contributions in RocketQA, namely cross-batch negatives, denoised hard negatives and data augmentation. The experiment results show that RocketQA significantly outperforms previous state-of-the-art models on both MSMARCO and Natural Questions. We also conduct extensive experiments to examine the effectiveness of the three strategies in RocketQA. Besides, we demonstrate that the performance of end-to-end QA can be improved based on our RocketQA retriever.

Tianwen Jiang, Sendong Zhao, Jing Liu et al.

Distant supervision for relation extraction heavily suffers from the wrong labeling problem. To alleviate this issue in news data with the timestamp, we take a new factor time into consideration and propose a novel time-aware distant supervision framework (Time-DS). Time-DS is composed of a time series instance-popularity and two strategies. Instance-popularity is to encode the strong relevance of time and true relation mention. Therefore, instance-popularity would be an effective clue to reduce the noises generated through distant supervision labeling. The two strategies, i.e., hard filter and curriculum learning are both ways to implement instance-popularity for better relation extraction in the manner of Time-DS. The curriculum learning is a more sophisticated and flexible way to exploit instance-popularity to eliminate the bad effects of noises, thus get better relation extraction performance. Experiments on our collected multi-source news corpus show that Time-DS achieves significant improvements for relation extraction.

An Yang, Kai Liu, Jing Liu et al.

Current evaluation metrics to question answering based machine reading comprehension (MRC) systems generally focus on the lexical overlap between the candidate and reference answers, such as ROUGE and BLEU. However, bias may appear when these metrics are used for specific question types, especially questions inquiring yes-no opinions and entity lists. In this paper, we make adaptations on the metrics to better correlate n-gram overlap with the human judgment for answers to these two question types. Statistical analysis proves the effectiveness of our approach. Our adaptations may provide positive guidance for the development of real-scene MRC systems.

Yizhong Wang, Kai Liu, Jing Liu et al.

Machine reading comprehension (MRC) on real web data usually requires the machine to answer a question by analyzing multiple passages retrieved by search engine. Compared with MRC on a single passage, multi-passage MRC is more challenging, since we are likely to get multiple confusing answer candidates from different passages. To address this problem, we propose an end-to-end neural model that enables those answer candidates from different passages to verify each other based on their content representations. Specifically, we jointly train three modules that can predict the final answer based on three factors: the answer boundary, the answer content and the cross-passage answer verification. The experimental results show that our method outperforms the baseline by a large margin and achieves the state-of-the-art performance on the English MS-MARCO dataset and the Chinese DuReader dataset, both of which are designed for MRC in real-world settings.