Sun Meng

Zeming Wei, Chengcan Wu, Meng Sun · pku

Large Language Models (LLMs) have achieved significant success in various tasks, yet concerns about their safety and security have emerged. In particular, they pose risks in generating harmful content and vulnerability to jailbreaking attacks. To analyze and monitor machine learning models, model-based analysis has demonstrated notable potential in stateful deep neural networks, yet suffers from scalability issues when extending to LLMs due to their vast feature spaces. In this paper, we propose ReGA, a model-based analysis framework with representation-guided abstraction, to safeguard LLMs against harmful prompts and generations. By leveraging safety-critical representations, which are low-dimensional directions emerging in hidden states that indicate safety-related concepts, ReGA effectively addresses the scalability issue when constructing the abstract model for safety modeling. Our comprehensive evaluation shows that ReGA performs sufficiently well in distinguishing between safe and harmful inputs, achieving an AUROC of 0.975 at the prompt level and 0.985 at the conversation level. Additionally, ReGA exhibits robustness to real-world attacks and generalization across different safety perspectives, outperforming existing safeguard paradigms in terms of interpretability and scalability. Overall, ReGA serves as an efficient and scalable solution to enhance LLM safety by integrating representation engineering with model-based abstraction, paving the way for new paradigms to utilize software insights for AI safety. Our code is available at https://github.com/weizeming/ReGA.

Chengcan Wu, Zeming Wei, Huanran Chen et al.

While Large Language Models (LLMs) have demonstrated impressive performance in various domains and tasks, concerns about their safety are becoming increasingly severe. In particular, since models may store unsafe knowledge internally, machine unlearning has emerged as a representative paradigm to ensure model safety. Existing approaches employ various training techniques, such as gradient ascent and negative preference optimization, in attempts to eliminate the influence of undesired data on target models. However, these methods merely suppress the activation of undesired data through parametric training without completely eradicating its informational traces within the model. This fundamental limitation makes it difficult to achieve effective continuous unlearning, rendering these methods vulnerable to relearning attacks. To overcome these challenges, we propose a Metamorphosis Representation Projection (MRP) approach that pioneers the application of irreversible projection properties to machine unlearning. By implementing projective transformations in the hidden state space of specific network layers, our method effectively eliminates harmful information while preserving useful knowledge. Experimental results demonstrate that our approach enables effective continuous unlearning and successfully defends against relearning attacks, achieving state-of-the-art performance in unlearning effectiveness while preserving natural performance. Our code is available in https://github.com/ChengcanWu/MRP.