Wei Chen

Jiajun Xu, Zhiyuan Li, Wei Chen et al.

The advent of large language models (LLMs) revolutionized natural language processing applications, and running LLMs on edge devices has become increasingly attractive for reasons including reduced latency, data localization, and personalized user experiences. This comprehensive review examines the challenges of deploying computationally expensive LLMs on resource-constrained devices and explores innovative solutions across multiple domains. The paper investigates the development of on-device language models, their efficient architectures, including parameter sharing and modular designs, as well as state-of-the-art compression techniques like quantization, pruning, and knowledge distillation. Hardware acceleration strategies and collaborative edge-cloud deployment approaches are analyzed, highlighting the intricate balance between performance and resource utilization. Case studies of on-device language models from major mobile manufacturers demonstrate real-world applications and potential benefits. The review also addresses critical aspects such as adaptive learning, multi-modal capabilities, and personalization. By identifying key research directions and open challenges, this paper provides a roadmap for future advancements in on-device language models, emphasizing the need for interdisciplinary efforts to realize the full potential of ubiquitous, intelligent computing while ensuring responsible and ethical deployment. For a comprehensive review of research work and educational resources on on-device large language models (LLMs), please visit https://github.com/NexaAI/Awesome-LLMs-on-device. To download and run on-device LLMs, visit https://www.nexaai.com/models.

Wei Chen, Zhen Huang, Liang Xie et al.

Large Language Models (LLMs) tend to prioritize adherence to user prompts over providing veracious responses, leading to the sycophancy issue. When challenged by users, LLMs tend to admit mistakes and provide inaccurate responses even if they initially provided the correct answer. Recent works propose to employ supervised fine-tuning (SFT) to mitigate the sycophancy issue, while it typically leads to the degeneration of LLMs' general capability. To address the challenge, we propose a novel supervised pinpoint tuning (SPT), where the region-of-interest modules are tuned for a given objective. Specifically, SPT first reveals and verifies a small percentage (<5%) of the basic modules, which significantly affect a particular behavior of LLMs. i.e., sycophancy. Subsequently, SPT merely fine-tunes these identified modules while freezing the rest. To verify the effectiveness of the proposed SPT, we conduct comprehensive experiments, demonstrating that SPT significantly mitigates the sycophancy issue of LLMs (even better than SFT). Moreover, SPT introduces limited or even no side effects on the general capability of LLMs. Our results shed light on how to precisely, effectively, and efficiently explain and improve the targeted ability of LLMs. Code and data are available at https://github.com/yellowtownhz/sycophancy-interpretability.

Yingchaojie Feng, Zhizhang Chen, Zhining Kang et al.

The proliferation of large language models (LLMs) has underscored concerns regarding their security vulnerabilities, notably against jailbreak attacks, where adversaries design jailbreak prompts to circumvent safety mechanisms for potential misuse. Addressing these concerns necessitates a comprehensive analysis of jailbreak prompts to evaluate LLMs' defensive capabilities and identify potential weaknesses. However, the complexity of evaluating jailbreak performance and understanding prompt characteristics makes this analysis laborious. We collaborate with domain experts to characterize problems and propose an LLM-assisted framework to streamline the analysis process. It provides automatic jailbreak assessment to facilitate performance evaluation and support analysis of components and keywords in prompts. Based on the framework, we design JailbreakLens, a visual analysis system that enables users to explore the jailbreak performance against the target model, conduct multi-level analysis of prompt characteristics, and refine prompt instances to verify findings. Through a case study, technical evaluations, and expert interviews, we demonstrate our system's effectiveness in helping users evaluate model security and identify model weaknesses.

He Wang, Pengcheng Guo, Wei Chen et al.

This paper delineates the visual speech recognition (VSR) system introduced by the NPU-ASLP-LiAuto (Team 237) in the first Chinese Continuous Visual Speech Recognition Challenge (CNVSRC) 2023, engaging in the fixed and open tracks of Single-Speaker VSR Task, and the open track of Multi-Speaker VSR Task. In terms of data processing, we leverage the lip motion extractor from the baseline1 to produce multi-scale video data. Besides, various augmentation techniques are applied during training, encompassing speed perturbation, random rotation, horizontal flipping, and color transformation. The VSR model adopts an end-to-end architecture with joint CTC/attention loss, comprising a ResNet3D visual frontend, an E-Branchformer encoder, and a Transformer decoder. Experiments show that our system achieves 34.76% CER for the Single-Speaker Task and 41.06% CER for the Multi-Speaker Task after multi-system fusion, ranking first place in all three tracks we participate.

Wei Chen, Hengxu Lin, Qun Zhang et al.

Emotional Support Conversation aims at reducing the seeker's emotional distress through supportive response. Existing approaches have two limitations: (1) They ignore the emotion causes of the distress, which is important for fine-grained emotion understanding; (2) They focus on the seeker's own mental state rather than the emotional dynamics during interaction between speakers. To address these issues, we propose a novel framework CauESC, which firstly recognizes the emotion causes of the distress, as well as the emotion effects triggered by the causes, and then understands each strategy of verbal grooming independently and integrates them skillfully. Experimental results on the benchmark dataset demonstrate the effectiveness of our approach and show the benefits of emotion understanding from cause to effect and independent-integrated strategy modeling.

Zheng Jia, Shengbin Yue, Wei Chen et al.

The gap between static benchmarks and the dynamic nature of real-world legal practice poses a key barrier to advancing legal intelligence. To this end, we introduce J1-ENVS, the first interactive and dynamic legal environment tailored for LLM-based agents. Guided by legal experts, it comprises six representative scenarios from Chinese legal practices across three levels of environmental complexity. We further introduce J1-EVAL, a fine-grained evaluation framework, designed to assess both task performance and procedural compliance across varying levels of legal proficiency. Extensive experiments on 17 LLM agents reveal that, while many models demonstrate solid legal knowledge, they struggle with procedural execution in dynamic settings. Even the SOTA model, GPT-4o, falls short of 60% overall performance. These findings highlight persistent challenges in achieving dynamic legal intelligence and offer valuable insights to guide future research.

Wei Chen, Wanyang Gu, Linjun Peng et al.

Federated causal discovery aims to uncover the causal relationships between entities while protecting data privacy, which has significant importance and numerous applications in real-world scenarios. Existing federated causal structure learning methods primarily focus on horizontal federated settings. However, in practical situations, different clients may not necessarily contain data on the same variables. In a single client, the incomplete set of variables can easily lead to spurious causal relationships, thereby affecting the information transmitted to other clients. To address this issue, we comprehensively consider causal structure learning methods under both horizontal and vertical federated settings. We provide the identification theories and methods for learning causal structure in the horizontal and vertical federal setting via higher-order cumulants. Specifically, we first aggregate higher-order cumulant information from all participating clients to construct global cumulant estimates. These global estimates are then used for recursive source identification, ultimately yielding a global causal strength matrix. Our approach not only enables the reconstruction of causal graphs but also facilitates the estimation of causal strength coefficients. Our algorithm demonstrates superior performance in experiments conducted on both synthetic data and real-world data.

Ruichu Cai, Fengzhu Wu, Zijian Li et al.

The recommendation system, relying on historical observational data to model the complex relationships among the users and items, has achieved great success in real-world applications. Selection bias is one of the most important issues of the existing observational data based approaches, which is actually caused by multiple types of unobserved exposure strategies (e.g. promotions and holiday effects). Though various methods have been proposed to address this problem, they are mainly relying on the implicit debiasing techniques but not explicitly modeling the unobserved exposure strategies. By explicitly Reconstructing Exposure STrategies (REST in short), we formalize the recommendation problem as the counterfactual reasoning and propose the debiased social recommendation method. In REST, we assume that the exposure of an item is controlled by the latent exposure strategies, the user, and the item. Based on the above generation process, we first provide the theoretical guarantee of our method via identification analysis. Second, we employ a variational auto-encoder to reconstruct the latent exposure strategies, with the help of the social networks and the items. Third, we devise a counterfactual reasoning based recommendation algorithm by leveraging the recovered exposure strategies. Experiments on four real-world datasets, including three published datasets and one private WeChat Official Account dataset, demonstrate significant improvements over several state-of-the-art methods.

Wei Chen, Kun Zhang, Ruichu Cai et al.

We consider the problem of estimating a particular type of linear non-Gaussian model. Without resorting to the overcomplete Independent Component Analysis (ICA), we show that under some mild assumptions, the model is uniquely identified by a hybrid method. Our method leverages the advantages of constraint-based methods and independent noise-based methods to handle both confounded and unconfounded situations. The first step of our method uses the FCI procedure, which allows confounders and is able to produce asymptotically correct results. The results, unfortunately, usually determine very few unconfounded direct causal relations, because whenever it is possible to have a confounder, it will indicate it. The second step of our procedure finds the unconfounded causal edges between observed variables among only those adjacent pairs informed by the FCI results. By making use of the so-called Triad condition, the third step is able to find confounders and their causal relations with other variables. Afterward, we apply ICA on a notably smaller set of graphs to identify remaining causal relationships if needed. Extensive experiments on simulated data and real-world data validate the correctness and effectiveness of the proposed method.

Qi Meng, Guolin Ke, Taifeng Wang et al.

Decision tree (and its extensions such as Gradient Boosting Decision Trees and Random Forest) is a widely used machine learning algorithm, due to its practical effectiveness and model interpretability. With the emergence of big data, there is an increasing need to parallelize the training process of decision tree. However, most existing attempts along this line suffer from high communication costs. In this paper, we propose a new algorithm, called \emph{Parallel Voting Decision Tree (PV-Tree)}, to tackle this challenge. After partitioning the training data onto a number of (e.g., $M$) machines, this algorithm performs both local voting and global voting in each iteration. For local voting, the top-$k$ attributes are selected from each machine according to its local data. Then, globally top-$2k$ attributes are determined by a majority voting among these local candidates. Finally, the full-grained histograms of the globally top-$2k$ attributes are collected from local machines in order to identify the best (most informative) attribute and its split point. PV-Tree can achieve a very low communication cost (independent of the total number of attributes) and thus can scale out very well. Furthermore, theoretical analysis shows that this algorithm can learn a near optimal decision tree, since it can find the best attribute with a large probability. Our experiments on real-world datasets show that PV-Tree significantly outperforms the existing parallel decision tree algorithms in the trade-off between accuracy and efficiency.