FLIP: A Provable Defense Framework for Backdoor Mitigation in Federated LearningKaiyuan Zhang, Guanhong Tao, Qiuling Xu et al.
Federated Learning (FL) is a distributed learning paradigm that enables different parties to train a model together for high quality and strong privacy protection. In this scenario, individual participants may get compromised and perform backdoor attacks by poisoning the data (or gradients). Existing work on robust aggregation and certified FL robustness does not study how hardening benign clients can affect the global model (and the malicious clients). In this work, we theoretically analyze the connection among cross-entropy loss, attack success rate, and clean accuracy in this setting. Moreover, we propose a trigger reverse engineering based defense and show that our method can achieve robustness improvement with guarantee (i.e., reducing the attack success rate) without affecting benign accuracy. We conduct comprehensive experiments across different datasets and attack settings. Our results on eight competing SOTA defense methods show the empirical superiority of our method on both single-shot and continuous FL backdoor attacks. Code is available at https://github.com/KaiyuanZh/FLIP.
12.2CVMay 26Code
What-If World: A Causal Benchmark for General World Models in Embodied ScenariosKunlin Cai, Rui Song, Jinghuai Zhang et al.
Video generation models are increasingly used as world simulators for tasks like driving and robotic manipulation. What matters in these settings is not whether a single video looks right, but whether the model's output changes when its input changes. We test this by giving a model two prompts describing the same scene with one physical detail varied, and checking whether the two videos diverge the way physics predicts. The wording difference between the prompts is small by design, since only one variable is changed, but the correct physical difference is not. A model that misses this can still produce two videos that each look plausible individually, and existing benchmarks score videos one at a time and cannot detect this failure. We introduce What-If World, 319 such prompt pairs built on real frames from nuScenes and DROID, organized by a taxonomy of six physical variables shared across driving and manipulation. Each pair is scored with APEO, a four-part rubric checking whether each video follows its prompt (Adherence), is physically consistent (Physics), preserves the shared scene (Environment), and ends in the correct difference (Outcome). Across nine state-of-the-art models, no system exceeds 52% on the paired score, and open-source models cluster near 28%. Every model tested fails on a large fraction of causal interventions, indicating substantial room before these models can reliably support action-conditioned simulation or model-based planning. Where models do score well, performance appears to track the visual prominence of the intervention rather than the tractability of its underlying physics. Some visually subtle interventions score as low as 14.2%, while visually pronounced ones reach 40.4%.
UNIT: Backdoor Mitigation via Automated Neural Distribution TighteningSiyuan Cheng, Guangyu Shen, Kaiyuan Zhang et al.
Deep neural networks (DNNs) have demonstrated effectiveness in various fields. However, DNNs are vulnerable to backdoor attacks, which inject a unique pattern, called trigger, into the input to cause misclassification to an attack-chosen target label. While existing works have proposed various methods to mitigate backdoor effects in poisoned models, they tend to be less effective against recent advanced attacks. In this paper, we introduce a novel post-training defense technique UNIT that can effectively eliminate backdoor effects for a variety of attacks. In specific, UNIT approximates a unique and tight activation distribution for each neuron in the model. It then proactively dispels substantially large activation values that exceed the approximated boundaries. Our experimental results demonstrate that UNIT outperforms 7 popular defense methods against 14 existing backdoor attacks, including 2 advanced attacks, using only 5\% of clean training data. UNIT is also cost efficient. The code is accessible at https://github.com/Megum1/UNIT.
Detecting Backdoors in Pre-trained EncodersShiwei Feng, Guanhong Tao, Siyuan Cheng et al.
Self-supervised learning in computer vision trains on unlabeled data, such as images or (image, text) pairs, to obtain an image encoder that learns high-quality embeddings for input data. Emerging backdoor attacks towards encoders expose crucial vulnerabilities of self-supervised learning, since downstream classifiers (even further trained on clean data) may inherit backdoor behaviors from encoders. Existing backdoor detection methods mainly focus on supervised learning settings and cannot handle pre-trained encoders especially when input labels are not available. In this paper, we propose DECREE, the first backdoor detection approach for pre-trained encoders, requiring neither classifier headers nor input labels. We evaluate DECREE on over 400 encoders trojaned under 3 paradigms. We show the effectiveness of our method on image encoders pre-trained on ImageNet and OpenAI's CLIP 400 million image-text pairs. Our method consistently has a high detection accuracy even if we have only limited or no access to the pre-training dataset.
BEAGLE: Forensics of Deep Learning Backdoor Attack for Better DefenseSiyuan Cheng, Guanhong Tao, Yingqi Liu et al.
Deep Learning backdoor attacks have a threat model similar to traditional cyber attacks. Attack forensics, a critical counter-measure for traditional cyber attacks, is hence of importance for defending model backdoor attacks. In this paper, we propose a novel model backdoor forensics technique. Given a few attack samples such as inputs with backdoor triggers, which may represent different types of backdoors, our technique automatically decomposes them to clean inputs and the corresponding triggers. It then clusters the triggers based on their properties to allow automatic attack categorization and summarization. Backdoor scanners can then be automatically synthesized to find other instances of the same type of backdoor in other models. Our evaluation on 2,532 pre-trained models, 10 popular attacks, and comparison with 9 baselines show that our technique is highly effective. The decomposed clean inputs and triggers closely resemble the ground truth. The synthesized scanners substantially outperform the vanilla versions of existing scanners that can hardly generalize to different kinds of attacks.
Elijah: Eliminating Backdoors Injected in Diffusion Models via Distribution ShiftShengwei An, Sheng-Yen Chou, Kaiyuan Zhang et al.
Diffusion models (DM) have become state-of-the-art generative models because of their capability to generate high-quality images from noises without adversarial training. However, they are vulnerable to backdoor attacks as reported by recent studies. When a data input (e.g., some Gaussian noise) is stamped with a trigger (e.g., a white patch), the backdoored model always generates the target image (e.g., an improper photo). However, effective defense strategies to mitigate backdoors from DMs are underexplored. To bridge this gap, we propose the first backdoor detection and removal framework for DMs. We evaluate our framework Elijah on hundreds of DMs of 3 types including DDPM, NCSN and LDM, with 13 samplers against 3 existing backdoor attacks. Extensive experiments show that our approach can have close to 100% detection accuracy and reduce the backdoor effects to close to zero without significantly sacrificing the model utility.
17.0CRAug 4, 2023
ParaFuzz: An Interpretability-Driven Technique for Detecting Poisoned Samples in NLPLu Yan, Zhuo Zhang, Guanhong Tao et al.
Backdoor attacks have emerged as a prominent threat to natural language processing (NLP) models, where the presence of specific triggers in the input can lead poisoned models to misclassify these inputs to predetermined target classes. Current detection mechanisms are limited by their inability to address more covert backdoor strategies, such as style-based attacks. In this work, we propose an innovative test-time poisoned sample detection framework that hinges on the interpretability of model predictions, grounded in the semantic meaning of inputs. We contend that triggers (e.g., infrequent words) are not supposed to fundamentally alter the underlying semantic meanings of poisoned samples as they want to stay stealthy. Based on this observation, we hypothesize that while the model's predictions for paraphrased clean samples should remain stable, predictions for poisoned samples should revert to their true labels upon the mutations applied to triggers during the paraphrasing process. We employ ChatGPT, a state-of-the-art large language model, as our paraphraser and formulate the trigger-removal task as a prompt engineering problem. We adopt fuzzing, a technique commonly used for unearthing software vulnerabilities, to discover optimal paraphrase prompts that can effectively eliminate triggers while concurrently maintaining input semantics. Experiments on 4 types of backdoor attacks, including the subtle style backdoors, and 4 distinct datasets demonstrate that our approach surpasses baseline methods, including STRIP, RAP, and ONION, in precision and recall.
8.3CLNov 5, 2025
MME-CC: A Challenging Multi-Modal Evaluation Benchmark of Cognitive CapacityKaiyuan Zhang, Chenghao Yang, Zhoufutu Wen et al.
As reasoning models scale rapidly, the essential role of multimodality in human cognition has come into sharp relief, driving a growing need to probe vision-centric cognitive behaviors. Yet, existing multimodal benchmarks either overemphasize textual reasoning or fall short of systematically capturing vision-centric cognitive behaviors, leaving the cognitive capacity of MLLMs insufficiently assessed. To address this limitation, we introduce MME-CC (Multi-Modal Evaluation benchmark of Cognitive Capacity), a vision-grounded benchmark that organizes 11 representative reasoning tasks into three fundamental categories of visual information: spatial, geometric, and knowledge-based reasoning, and provides fine-grained analyses of MLLMs' cognitive capacity across these dimensions. Based on MME-CC, we conduct extensive experiments over 16 representative MLLMs. Our study reveals that closed-source models currently lead overall (e.g., 42.66 for Gemini-2.5-Pro vs. 30.45 for GLM-4.5V), while spatial and geometric reasoning remain broadly weak (less than or equal to 30%). We further identify common error patterns, including orientation mistakes, fragile cross-view identity persistence, and poor adherence to counterfactual instructions, and observe that Chain-of-Thought typically follows a three-stage process (extract -> reason -> verify) with heavy reliance on visual extraction. We hope this work catalyzes a shift toward treating the cognitive capacity of MLLMs as central to both evaluation and model design.
Rapid Optimization for Jailbreaking LLMs via Subconscious Exploitation and EchopraxiaGuangyu Shen, Siyuan Cheng, Kaiyuan Zhang et al.
Large Language Models (LLMs) have become prevalent across diverse sectors, transforming human life with their extraordinary reasoning and comprehension abilities. As they find increased use in sensitive tasks, safety concerns have gained widespread attention. Extensive efforts have been dedicated to aligning LLMs with human moral principles to ensure their safe deployment. Despite their potential, recent research indicates aligned LLMs are prone to specialized jailbreaking prompts that bypass safety measures to elicit violent and harmful content. The intrinsic discrete nature and substantial scale of contemporary LLMs pose significant challenges in automatically generating diverse, efficient, and potent jailbreaking prompts, representing a continuous obstacle. In this paper, we introduce RIPPLE (Rapid Optimization via Subconscious Exploitation and Echopraxia), a novel optimization-based method inspired by two psychological concepts: subconsciousness and echopraxia, which describe the processes of the mind that occur without conscious awareness and the involuntary mimicry of actions, respectively. Evaluations across 6 open-source LLMs and 4 commercial LLM APIs show RIPPLE achieves an average Attack Success Rate of 91.5\%, outperforming five current methods by up to 47.0\% with an 8x reduction in overhead. Furthermore, it displays significant transferability and stealth, successfully evading established detection mechanisms. The code of our work is available at \url{https://github.com/SolidShen/RIPPLE_official/tree/official}
CENSOR: Defense Against Gradient Inversion via Orthogonal Subspace Bayesian SamplingKaiyuan Zhang, Siyuan Cheng, Guangyu Shen et al.
Federated learning collaboratively trains a neural network on a global server, where each local client receives the current global model weights and sends back parameter updates (gradients) based on its local private data. The process of sending these model updates may leak client's private data information. Existing gradient inversion attacks can exploit this vulnerability to recover private training instances from a client's gradient vectors. Recently, researchers have proposed advanced gradient inversion techniques that existing defenses struggle to handle effectively. In this work, we present a novel defense tailored for large neural network models. Our defense capitalizes on the high dimensionality of the model parameters to perturb gradients within a subspace orthogonal to the original gradient. By leveraging cold posteriors over orthogonal subspaces, our defense implements a refined gradient update mechanism. This enables the selection of an optimal gradient that not only safeguards against gradient inversion attacks but also maintains model utility. We conduct comprehensive experiments across three different datasets and evaluate our defense against various state-of-the-art attacks and defenses. Code is available at https://censor-gradient.github.io.
0.6CLJan 28
Mind the Shift: Using Delta SSL Embeddings to Enhance Child ASRZilai Wang, Natarajan Balaji Shankar, Kaiyuan Zhang et al.
Self-supervised learning (SSL) models have achieved impressive results across many speech tasks, yet child automatic speech recognition (ASR) remains challenging due to limited data and pretraining domain mismatch. Fine-tuning SSL models on child speech induces shifts in the representation space. We hypothesize that delta SSL embeddings, defined as the differences between embeddings from a finetuned model and those from its pretrained counterpart, encode task-specific information that complements finetuned features from another SSL model. We evaluate multiple fusion strategies on the MyST childrens corpus using different models. Results show that delta embedding fusion with WavLM yields up to a 10 percent relative WER reduction for HuBERT and a 4.4 percent reduction for W2V2, compared to finetuned embedding fusion. Notably, fusing WavLM with delta W2V2 embeddings achieves a WER of 9.64, setting a new state of the art among SSL models on the MyST corpus. These findings demonstrate the effectiveness of delta embeddings and highlight feature fusion as a promising direction for advancing child ASR.
22.5CRMay 29, 2025
LLM Agents Should Employ Security PrinciplesKaiyuan Zhang, Zian Su, Pin-Yu Chen et al.
Large Language Model (LLM) agents show considerable promise for automating complex tasks using contextual reasoning; however, interactions involving multiple agents and the system's susceptibility to prompt injection and other forms of context manipulation introduce new vulnerabilities related to privacy leakage and system exploitation. This position paper argues that the well-established design principles in information security, which are commonly referred to as security principles, should be employed when deploying LLM agents at scale. Design principles such as defense-in-depth, least privilege, complete mediation, and psychological acceptability have helped guide the design of mechanisms for securing information systems over the last five decades, and we argue that their explicit and conscientious adoption will help secure agentic systems. To illustrate this approach, we introduce AgentSandbox, a conceptual framework embedding these security principles to provide safeguards throughout an agent's life-cycle. We evaluate with state-of-the-art LLMs along three dimensions: benign utility, attack utility, and attack success rate. AgentSandbox maintains high utility for its intended functions under both benign and adversarial evaluations while substantially mitigating privacy risks. By embedding secure design principles as foundational elements within emerging LLM agent protocols, we aim to promote trustworthy agent ecosystems aligned with user privacy expectations and evolving regulatory requirements.
12.6SEMay 27, 2025
CodeMirage: A Multi-Lingual Benchmark for Detecting AI-Generated and Paraphrased Source Code from Production-Level LLMsHanxi Guo, Siyuan Cheng, Kaiyuan Zhang et al.
Large language models (LLMs) have become integral to modern software development, producing vast amounts of AI-generated source code. While these models boost programming productivity, their misuse introduces critical risks, including code plagiarism, license violations, and the propagation of insecure programs. As a result, robust detection of AI-generated code is essential. To support the development of such detectors, a comprehensive benchmark that reflects real-world conditions is crucial. However, existing benchmarks fall short -- most cover only a limited set of programming languages and rely on less capable generative models. In this paper, we present CodeMirage, a comprehensive benchmark that addresses these limitations through three major advancements: (1) it spans ten widely used programming languages, (2) includes both original and paraphrased code samples, and (3) incorporates outputs from ten state-of-the-art production-level LLMs, including both reasoning and non-reasoning models from six major providers. Using CodeMirage, we evaluate ten representative detectors across four methodological paradigms under four realistic evaluation configurations, reporting results using three complementary metrics. Our analysis reveals nine key findings that uncover the strengths and weaknesses of current detectors, and identify critical challenges for future work. We believe CodeMirage offers a rigorous and practical testbed to advance the development of robust and generalizable AI-generated code detectors.
5.8LGJan 27
Membership Inference Attacks Against Fine-tuned Diffusion Language ModelsYuetian Chen, Kaiyuan Zhang, Yuntao Du et al.
Diffusion Language Models (DLMs) represent a promising alternative to autoregressive language models, using bidirectional masked token prediction. Yet their susceptibility to privacy leakage via Membership Inference Attacks (MIA) remains critically underexplored. This paper presents the first systematic investigation of MIA vulnerabilities in DLMs. Unlike the autoregressive models' single fixed prediction pattern, DLMs' multiple maskable configurations exponentially increase attack opportunities. This ability to probe many independent masks dramatically improves detection chances. To exploit this, we introduce SAMA (Subset-Aggregated Membership Attack), which addresses the sparse signal challenge through robust aggregation. SAMA samples masked subsets across progressive densities and applies sign-based statistics that remain effective despite heavy-tailed noise. Through inverse-weighted aggregation prioritizing sparse masks' cleaner signals, SAMA transforms sparse memorization detection into a robust voting mechanism. Experiments on nine datasets show SAMA achieves 30% relative AUC improvement over the best baseline, with up to 8 times improvement at low false positive rates. These findings reveal significant, previously unknown vulnerabilities in DLMs, necessitating the development of tailored privacy defenses.
4.9CLOct 5, 2025
Equipping Retrieval-Augmented Large Language Models with Document Structure AwarenessLingnan Xu, Chong Feng, Kaiyuan Zhang et al.
While large language models (LLMs) demonstrate impressive capabilities, their reliance on parametric knowledge often leads to factual inaccuracies. Retrieval-Augmented Generation (RAG) mitigates this by leveraging external documents, yet existing approaches treat retrieved passages as isolated chunks, ignoring valuable structure that is crucial for document organization. Motivated by this gap, we propose Retrieve-DocumentRoute-Read (RDR2), a novel framework that explicitly incorporates structural information throughout the RAG process. RDR2 employs an LLM-based router to dynamically navigate document structure trees, jointly evaluating content relevance and hierarchical relationships to assemble optimal evidence. Our key innovation lies in formulating document routing as a trainable task, with automatic action curation and structure-aware passage selection inspired by human reading strategies. Through comprehensive evaluation on five challenging datasets, RDR2 achieves state-of-the-art performance, demonstrating that explicit structural awareness significantly enhances RAG systems' ability to acquire and utilize knowledge, particularly in complex scenarios requiring multi-document synthesis.