Xu Han

Weilin Zhao, Yuxiang Huang, Xu Han et al. · tsinghua

Recently, there has been a demand to deploy Large Language Models (LLMs) on personal devices such as laptops and smartphones. These LLMs have different model variants when handling different tasks. However, personal devices have limited resources and require reduced storage overhead. To address this, there are two key methods available: the first is model compression, which compresses LLMs into smaller sizes; the second is LoRA, which can transfer an LLM to other tasks with very few parameters, avoiding the storage of multiple model variants in multi-task scenarios by only preserving LoRAs. However, our experiments show that directly combining these two methods yields sub-optimal performance. Considering that the open-source community has already contributed many LoRAs to LLMs, we propose to adapt these existing LoRAs from the LLMs to their compressed version and introduce a Compression-Aware LoRA (CA-LoRA) framework. We incorporate knowledge inheritance and recovery strategies to recover the lost knowledge caused by model compression. Experiment results demonstrate that CA-LoRA outperforms the vanilla LoRA methods applied to a compressed LLM and achieves comparable performance to the non-compressed LLM with existing LoRA modules. The source code of CA-LoRA is available at https://github.com/thunlp/CA-LoRA.

Yuan Tang, Xu Han, Xianzhi Li et al.

Enabling Large Language Models (LLMs) to comprehend the 3D physical world remains a significant challenge. Due to the lack of large-scale 3D-text pair datasets, the success of LLMs has yet to be replicated in 3D understanding. In this paper, we rethink this issue and propose a new task: 3D Data-Efficient Point-Language Understanding. The goal is to enable LLMs to achieve robust 3D object understanding with minimal 3D point cloud and text data pairs. To address this task, we introduce GreenPLM, which leverages more text data to compensate for the lack of 3D data. First, inspired by using CLIP to align images and text, we utilize a pre-trained point cloud-text encoder to map the 3D point cloud space to the text space. This mapping leaves us to seamlessly connect the text space with LLMs. Once the point-text-LLM connection is established, we further enhance text-LLM alignment by expanding the intermediate text space, thereby reducing the reliance on 3D point cloud data. Specifically, we generate 6M free-text descriptions of 3D objects, and design a three-stage training strategy to help LLMs better explore the intrinsic connections between different modalities. To achieve efficient modality alignment, we design a zero-parameter cross-attention module for token pooling. Extensive experimental results show that GreenPLM requires only 12% of the 3D training data used by existing state-of-the-art models to achieve superior 3D understanding. Remarkably, GreenPLM also achieves competitive performance using text-only data. The code and weights are available at: https://github.com/TangYuan96/GreenPLM.

Xu Han, Bin Guo, Yoon Jung et al.

Personalized dialogue agents (DAs) powered by large pre-trained language models (PLMs) often rely on explicit persona descriptions to maintain personality consistency. However, such descriptions may not always be available or may pose privacy concerns. To tackle this bottleneck, we introduce PersonaPKT, a lightweight transfer learning approach that can build persona-consistent dialogue models without explicit persona descriptions. By representing each persona as a continuous vector, PersonaPKT learns implicit persona-specific features directly from a small number of dialogue samples produced by the same persona, adding less than 0.1% trainable parameters for each persona on top of the PLM backbone. Empirical results demonstrate that PersonaPKT effectively builds personalized DAs with high storage efficiency, outperforming various baselines in terms of persona consistency while maintaining good response generation quality. In addition, it enhances privacy protection by avoiding explicit persona descriptions. Overall, PersonaPKT is an effective solution for creating personalized DAs that respect user privacy.

Chaojun Xiao, Pengle Zhang, Xu Han et al. · tencent-ai

Large language models (LLMs) have emerged as a cornerstone in real-world applications with lengthy streaming inputs (e.g., LLM-driven agents). However, existing LLMs, pre-trained on sequences with a restricted maximum length, cannot process longer sequences due to the out-of-domain and distraction issues. Common solutions often involve continual pre-training on longer sequences, which will introduce expensive computational overhead and uncontrollable change in model capabilities. In this paper, we unveil the intrinsic capacity of LLMs for understanding extremely long sequences without any fine-tuning. To this end, we introduce a training-free memory-based method, InfLLM. Specifically, InfLLM stores distant contexts into additional memory units and employs an efficient mechanism to lookup token-relevant units for attention computation. Thereby, InfLLM allows LLMs to efficiently process long sequences with a limited context window and well capture long-distance dependencies. Without any training, InfLLM enables LLMs that are pre-trained on sequences consisting of a few thousand tokens to achieve comparable performance with competitive baselines that continually train these LLMs on long sequences. Even when the sequence length is scaled to $1,024$K, InfLLM still effectively captures long-distance dependencies. Our code can be found in \url{https://github.com/thunlp/InfLLM}.

Xu Han, Felix Yu, Joao Sedoc et al.

Our goal is a mechanism for efficiently assigning scalar ratings to each of a large set of elements. For example, "what percent positive or negative is this product review?" When sample sizes are small, prior work has advocated for methods such as Best Worst Scaling (BWS) as being more robust than direct ordinal annotation ("Likert scales"). Here we first introduce IBWS, which iteratively collects annotations through Best-Worst Scaling, resulting in robustly ranked crowd-sourced data. While effective, IBWS is too expensive for large-scale tasks. Using the results of IBWS as a best-desired outcome, we evaluate various direct assessment methods to determine what is both cost-efficient and best correlating to a large scale BWS annotation strategy. Finally, we illustrate in the domains of dialogue and sentiment how these annotations can support robust learning-to-rank models.

Xu Han, Biao Zhang, Xiangjun Tang et al.

We present LumiX, a structured diffusion framework for coherent text-to-intrinsic generation. Conditioned on text prompts, LumiX jointly generates a comprehensive set of intrinsic maps (e.g., albedo, irradiance, normal, depth, and final color), providing a structured and physically consistent description of an underlying scene. This is enabled by two key contributions: 1) Query-Broadcast Attention, a mechanism that ensures structural consistency by sharing queries across all maps in each self-attention block. 2) Tensor LoRA, a tensor-based adaptation that parameter-efficiently models cross-map relations for efficient joint training. Together, these designs enable stable joint diffusion training and unified generation of multiple intrinsic properties. Experiments show that LumiX produces coherent and physically meaningful results, achieving 23% higher alignment and a better preference score (0.19 vs. -0.41) compared to the state of the art, and it can also perform image-conditioned intrinsic decomposition within the same framework.

Jiecheng Lu, Xu Han, Shihao Yang

Long-term time series forecasting (LTSF) is important for various domains but is confronted by challenges in handling the complex temporal-contextual relationships. As multivariate input models underperforming some recent univariate counterparts, we posit that the issue lies in the inefficiency of existing multivariate LTSF Transformers to model series-wise relationships: the characteristic differences between series are often captured incorrectly. To address this, we introduce ARM: a multivariate temporal-contextual adaptive learning method, which is an enhanced architecture specifically designed for multivariate LTSF modelling. ARM employs Adaptive Univariate Effect Learning (AUEL), Random Dropping (RD) training strategy, and Multi-kernel Local Smoothing (MKLS), to better handle individual series temporal patterns and correctly learn inter-series dependencies. ARM demonstrates superior performance on multiple benchmarks without significantly increasing computational costs compared to vanilla Transformer, thereby advancing the state-of-the-art in LTSF. ARM is also generally applicable to other LTSF architecture beyond vanilla Transformer.

Zhengyan Zhang, Zhiyuan Zeng, Yankai Lin et al.

Injecting external knowledge can improve the performance of pre-trained language models (PLMs) on various downstream NLP tasks. However, massive retraining is required to deploy new knowledge injection methods or knowledge bases for downstream tasks. In this work, we are the first to study how to improve the flexibility and efficiency of knowledge injection by reusing existing downstream models. To this end, we explore a new paradigm plug-and-play knowledge injection, where knowledge bases are injected into frozen existing downstream models by a knowledge plugin. Correspondingly, we propose a plug-and-play injection method map-tuning, which trains a mapping of knowledge embeddings to enrich model inputs with mapped embeddings while keeping model parameters frozen. Experimental results on three knowledge-driven NLP tasks show that existing injection methods are not suitable for the new paradigm, while map-tuning effectively improves the performance of downstream models. Moreover, we show that a frozen downstream model can be well adapted to different domains with different mapping networks of domain knowledge. Our code and models are available at https://github.com/THUNLP/Knowledge-Plugin.

Ziqi Wang, Xiaozhi Wang, Xu Han et al.

Event extraction (EE) has considerably benefited from pre-trained language models (PLMs) by fine-tuning. However, existing pre-training methods have not involved modeling event characteristics, resulting in the developed EE models cannot take full advantage of large-scale unsupervised data. To this end, we propose CLEVE, a contrastive pre-training framework for EE to better learn event knowledge from large unsupervised data and their semantic structures (e.g. AMR) obtained with automatic parsers. CLEVE contains a text encoder to learn event semantics and a graph encoder to learn event structures respectively. Specifically, the text encoder learns event semantic representations by self-supervised contrastive learning to represent the words of the same events closer than those unrelated words; the graph encoder learns event structure representations by graph contrastive pre-training on parsed event-related semantic structures. The two complementary representations then work together to improve both the conventional supervised EE and the unsupervised "liberal" EE, which requires jointly extracting events and discovering event schemata without any annotated data. Experiments on ACE 2005 and MAVEN datasets show that CLEVE achieves significant improvements, especially in the challenging unsupervised setting. The source code and pre-trained checkpoints can be obtained from https://github.com/THU-KEG/CLEVE.

Yuan Yao, Ao Zhang, Xu Han et al.

Scene graph generation aims to identify objects and their relations in images, providing structured image representations that can facilitate numerous applications in computer vision. However, scene graph models usually require supervised learning on large quantities of labeled data with intensive human annotation. In this work, we propose visual distant supervision, a novel paradigm of visual relation learning, which can train scene graph models without any human-labeled data. The intuition is that by aligning commonsense knowledge bases and images, we can automatically create large-scale labeled data to provide distant supervision for visual relation learning. To alleviate the noise in distantly labeled data, we further propose a framework that iteratively estimates the probabilistic relation labels and eliminates the noisy ones. Comprehensive experimental results show that our distantly supervised model outperforms strong weakly supervised and semi-supervised baselines. By further incorporating human-labeled data in a semi-supervised fashion, our model outperforms state-of-the-art fully supervised models by a large margin (e.g., 8.3 micro- and 7.8 macro-recall@50 improvements for predicate classification in Visual Genome evaluation). We make the data and code for this paper publicly available at https://github.com/thunlp/VisualDS.

Zhengyan Zhang, Xu Han, Hao Zhou et al.

Pre-trained Language Models (PLMs) have proven to be beneficial for various downstream NLP tasks. Recently, GPT-3, with 175 billion parameters and 570GB training data, drew a lot of attention due to the capacity of few-shot (even zero-shot) learning. However, applying GPT-3 to address Chinese NLP tasks is still challenging, as the training corpus of GPT-3 is primarily English, and the parameters are not publicly available. In this technical report, we release the Chinese Pre-trained Language Model (CPM) with generative pre-training on large-scale Chinese training data. To the best of our knowledge, CPM, with 2.6 billion parameters and 100GB Chinese training data, is the largest Chinese pre-trained language model, which could facilitate several downstream Chinese NLP tasks, such as conversation, essay generation, cloze test, and language understanding. Extensive experiments demonstrate that CPM achieves strong performance on many NLP tasks in the settings of few-shot (even zero-shot) learning. The code and parameters are available at https://github.com/TsinghuaAI/CPM-Generate.

Hao Peng, Tianyu Gao, Xu Han et al.

Neural models have achieved remarkable success on relation extraction (RE) benchmarks. However, there is no clear understanding which type of information affects existing RE models to make decisions and how to further improve the performance of these models. To this end, we empirically study the effect of two main information sources in text: textual context and entity mentions (names). We find that (i) while context is the main source to support the predictions, RE models also heavily rely on the information from entity mentions, most of which is type information, and (ii) existing datasets may leak shallow heuristics via entity mentions and thus contribute to the high performance on RE benchmarks. Based on the analyses, we propose an entity-masked contrastive pre-training framework for RE to gain a deeper understanding on both textual context and type information while avoiding rote memorization of entities or use of superficial cues in mentions. We carry out extensive experiments to support our views, and show that our framework can improve the effectiveness and robustness of neural models in different RE scenarios. All the code and datasets are released at https://github.com/thunlp/RE-Context-or-Names.

Xin Lv, Xu Han, Lei Hou et al.

Multi-hop reasoning has been widely studied in recent years to seek an effective and interpretable method for knowledge graph (KG) completion. Most previous reasoning methods are designed for dense KGs with enough paths between entities, but cannot work well on those sparse KGs that only contain sparse paths for reasoning. On the one hand, sparse KGs contain less information, which makes it difficult for the model to choose correct paths. On the other hand, the lack of evidential paths to target entities also makes the reasoning process difficult. To solve these problems, we propose a multi-hop reasoning model named DacKGR over sparse KGs, by applying novel dynamic anticipation and completion strategies: (1) The anticipation strategy utilizes the latent prediction of embedding-based models to make our model perform more potential path search over sparse KGs. (2) Based on the anticipation information, the completion strategy dynamically adds edges as additional actions during the path search, which further alleviates the sparseness problem of KGs. The experimental results on five datasets sampled from Freebase, NELL and Wikidata show that our method outperforms state-of-the-art baselines. Our codes and datasets can be obtained from https://github.com/THU-KEG/DacKGR

Xiaozhi Wang, Ziqi Wang, Xu Han et al.

Event detection (ED), which means identifying event trigger words and classifying event types, is the first and most fundamental step for extracting event knowledge from plain text. Most existing datasets exhibit the following issues that limit further development of ED: (1) Data scarcity. Existing small-scale datasets are not sufficient for training and stably benchmarking increasingly sophisticated modern neural methods. (2) Low coverage. Limited event types of existing datasets cannot well cover general-domain events, which restricts the applications of ED models. To alleviate these problems, we present a MAssive eVENt detection dataset (MAVEN), which contains 4,480 Wikipedia documents, 118,732 event mention instances, and 168 event types. MAVEN alleviates the data scarcity problem and covers much more general event types. We reproduce the recent state-of-the-art ED models and conduct a thorough evaluation on MAVEN. The experimental results show that existing ED methods cannot achieve promising results on MAVEN as on the small datasets, which suggests that ED in the real world remains a challenging task and requires further research efforts. We also discuss further directions for general domain ED with empirical analyses. The source code and dataset can be obtained from https://github.com/THU-KEG/MAVEN-dataset.

Tianyu Gao, Xu Han, Hao Zhu et al.

We present FewRel 2.0, a more challenging task to investigate two aspects of few-shot relation classification models: (1) Can they adapt to a new domain with only a handful of instances? (2) Can they detect none-of-the-above (NOTA) relations? To construct FewRel 2.0, we build upon the FewRel dataset (Han et al., 2018) by adding a new test set in a quite different domain, and a NOTA relation choice. With the new dataset and extensive experimental analysis, we found (1) that the state-of-the-art few-shot relation classification models struggle on these two aspects, and (2) that the commonly-used techniques for domain adaptation and NOTA detection still cannot handle the two challenges well. Our research calls for more attention and further efforts to these two real-world issues. All details and resources about the dataset and baselines are released at https: //github.com/thunlp/fewrel.

Xu Han, Tianyu Gao, Yuan Yao et al.

OpenNRE is an open-source and extensible toolkit that provides a unified framework to implement neural models for relation extraction (RE). Specifically, by implementing typical RE methods, OpenNRE not only allows developers to train custom models to extract structured relational facts from the plain text but also supports quick model validation for researchers. Besides, OpenNRE provides various functional RE modules based on both TensorFlow and PyTorch to maintain sufficient modularity and extensibility, making it becomes easy to incorporate new models into the framework. Besides the toolkit, we also release an online system to meet real-time extraction without any training and deploying. Meanwhile, the online system can extract facts in various scenarios as well as aligning the extracted facts to Wikidata, which may benefit various downstream knowledge-driven applications (e.g., information retrieval and question answering). More details of the toolkit and online system can be obtained from http://github.com/thunlp/OpenNRE.

Tianyu Gao, Xu Han, Ruobing Xie et al.

Knowledge graphs typically undergo open-ended growth of new relations. This cannot be well handled by relation extraction that focuses on pre-defined relations with sufficient training data. To address new relations with few-shot instances, we propose a novel bootstrapping approach, Neural Snowball, to learn new relations by transferring semantic knowledge about existing relations. More specifically, we use Relational Siamese Networks (RSN) to learn the metric of relational similarities between instances based on existing relations and their labeled data. Afterwards, given a new relation and its few-shot instances, we use RSN to accumulate reliable instances from unlabeled corpora; these instances are used to train a relation classifier, which can further identify new facts of the new relation. The process is conducted iteratively like a snowball. Experiments show that our model can gather high-quality instances for better few-shot relation learning and achieves significant improvement compared to baselines. Codes and datasets are released on https://github.com/thunlp/Neural-Snowball.

Jie Zhou, Xu Han, Cheng Yang et al.

Fact verification (FV) is a challenging task which requires to retrieve relevant evidence from plain text and use the evidence to verify given claims. Many claims require to simultaneously integrate and reason over several pieces of evidence for verification. However, previous work employs simple models to extract information from evidence without letting evidence communicate with each other, e.g., merely concatenate the evidence for processing. Therefore, these methods are unable to grasp sufficient relational and logical information among the evidence. To alleviate this issue, we propose a graph-based evidence aggregating and reasoning (GEAR) framework which enables information to transfer on a fully-connected evidence graph and then utilizes different aggregators to collect multi-evidence information. We further employ BERT, an effective pre-trained language representation model, to improve the performance. Experimental results on a large-scale benchmark dataset FEVER have demonstrated that GEAR could leverage multi-evidence information for FV and thus achieves the promising result with a test FEVER score of 67.10%. Our code is available at https://github.com/thunlp/GEAR.

Weize Chen, Hao Zhu, Xu Han et al.

We introduce a conceptually simple and effective method to quantify the similarity between relations in knowledge bases. Specifically, our approach is based on the divergence between the conditional probability distributions over entity pairs. In this paper, these distributions are parameterized by a very simple neural network. Although computing the exact similarity is in-tractable, we provide a sampling-based method to get a good approximation. We empirically show the outputs of our approach significantly correlate with human judgments. By applying our method to various tasks, we also find that (1) our approach could effectively detect redundant relations extracted by open information extraction (Open IE) models, that (2) even the most competitive models for relational classification still make mistakes among very similar relations, and that (3) our approach could be incorporated into negative sampling and softmax classification to alleviate these mistakes. The source code and experiment details of this paper can be obtained from https://github.com/thunlp/relation-similarity.

Zhengyan Zhang, Xu Han, Zhiyuan Liu et al.

Neural language representation models such as BERT pre-trained on large-scale corpora can well capture rich semantic patterns from plain text, and be fine-tuned to consistently improve the performance of various NLP tasks. However, the existing pre-trained language models rarely consider incorporating knowledge graphs (KGs), which can provide rich structured knowledge facts for better language understanding. We argue that informative entities in KGs can enhance language representation with external knowledge. In this paper, we utilize both large-scale textual corpora and KGs to train an enhanced language representation model (ERNIE), which can take full advantage of lexical, syntactic, and knowledge information simultaneously. The experimental results have demonstrated that ERNIE achieves significant improvements on various knowledge-driven tasks, and meanwhile is comparable with the state-of-the-art model BERT on other common NLP tasks. The source code of this paper can be obtained from https://github.com/thunlp/ERNIE.

Hongye Zheng, Yue Xing, Lipeng Zhu et al.

This study focuses on the problem of path modeling in heterogeneous information networks and proposes a multi-hop path-aware recommendation framework. The method centers on multi-hop paths composed of various types of entities and relations. It models user preferences through three stages: path selection, semantic representation, and attention-based fusion. In the path selection stage, a path filtering mechanism is introduced to remove redundant and noisy information. In the representation learning stage, a sequential modeling structure is used to jointly encode entities and relations, preserving the semantic dependencies within paths. In the fusion stage, an attention mechanism assigns different weights to each path to generate a global user interest representation. Experiments conducted on real-world datasets such as Amazon-Book show that the proposed method significantly outperforms existing recommendation models across multiple evaluation metrics, including HR@10, Recall@10, and Precision@10. The results confirm the effectiveness of multi-hop paths in capturing high-order interaction semantics and demonstrate the expressive modeling capabilities of the framework in heterogeneous recommendation scenarios. This method provides both theoretical and practical value by integrating structural information modeling in heterogeneous networks with recommendation algorithm design. It offers a more expressive and flexible paradigm for learning user preferences in complex data environments.

Yuzhuang Xu, Xu Han, Yuanchi Zhang et al. · tsinghua

Large Language Models (LLMs) with Mixture-of-Experts (MoE) architectures are distinguished by their strong performance scaling with increasing parameters across a wide range of tasks, yet they also suffer from substantial computational and storage overheads. Notably, the performance gains of MoE models do not scale proportionally with the growth in expert parameters. While prior works attempt to reduce parameters via expert-level pruning, merging, or decomposition, they still suffer from challenges in both performance and computational efficiency. In this paper, we address these challenges by introducing micro-expert as a finer-grained compression unit that spans across matrices. We first establish a more fundamental perspective, viewing MoE layers as mixtures of micro-experts, and present CAMERA, a lightweight and training-free framework for identifying micro-expert redundancy. Our analysis uncovers significant variance in micro-expert contributions during decoding. Based on this insight, we further propose CAMERA-P, a structured micro-expert pruning framework, and CAMERA-Q, a mixed-precision quantization idea designed for micro-experts. Extensive experiments on nine downstream tasks show that CAMERA-P consistently outperforms strong baselines under pruning ratios ranging from 20% to 60%. Furthermore, CAMERA-Q achieves superior results under aggressive 2-bit quantization, surpassing existing matrix- and channel-level ideas. Notably, our method enables complete micro-expert analysis of Qwen2-57B-A14B in less than 5 minutes on a single NVIDIA A100-40GB GPU.

Shiju Wang, Yujie Wang, Ao Sun et al.

Long context training is crucial for LLM's context extension. Existing schemes, such as sequence parallelism, incur substantial communication overhead. Pipeline parallelism (PP) reduces this cost, but its effectiveness hinges on partitioning granularity. Batch-level PP dividing input samples exhibits high memory consumption in long-context scenario, whereas token-level PP splitting sequences into slices alleviates memory overhead but may incur hardware under-utilization. This trade-off motivates adaptively selecting PP granularity to match resource and workload characteristics. Moreover, sequence length distribution of the real-world dataset exhibits skewness, posing a challenge on PP's workload balance and efficient scheduling. Current static PP scheduling methods overlook the variance of sequence length, leading to suboptimal performance. In this paper, we propose Elastic Pipeline Parallelism (EPP) that orchestrates token-level PP and batch-level PP to adapt to resource and workload heterogeneity. We build InfiniPipe, a distributed training system that unleashes the potential of EPP via (1) a resource-aware and workload-balanced sequence processor that splits long sequences and packs short ones; and (2) a co-optimization methodology that jointly optimizes pipeline schedule and gradient checkpointing via a mechanism named stage-aware chunk-level adaptive checkpointing. Comprehensive experiments demonstrate that InfiniPipe achieves a 1.69x speedup over state-of-the-art systems.

Ning Ding, Yulin Chen, Xu Han et al.

As an effective approach to tune pre-trained language models (PLMs) for specific tasks, prompt-learning has recently attracted much attention from researchers. By using \textit{cloze}-style language prompts to stimulate the versatile knowledge of PLMs, prompt-learning can achieve promising results on a series of NLP tasks, such as natural language inference, sentiment classification, and knowledge probing. In this work, we investigate the application of prompt-learning on fine-grained entity typing in fully supervised, few-shot and zero-shot scenarios. We first develop a simple and effective prompt-learning pipeline by constructing entity-oriented verbalizers and templates and conducting masked language modeling. Further, to tackle the zero-shot regime, we propose a self-supervised strategy that carries out distribution-level optimization in prompt-learning to automatically summarize the information of entity types. Extensive experiments on three fine-grained entity typing benchmarks (with up to 86 classes) under fully supervised, few-shot and zero-shot settings show that prompt-learning methods significantly outperform fine-tuning baselines, especially when the training data is insufficient.

Xu Han, Zhengyan Zhang, Ning Ding et al.

Large-scale pre-trained models (PTMs) such as BERT and GPT have recently achieved great success and become a milestone in the field of artificial intelligence (AI). Owing to sophisticated pre-training objectives and huge model parameters, large-scale PTMs can effectively capture knowledge from massive labeled and unlabeled data. By storing knowledge into huge parameters and fine-tuning on specific tasks, the rich knowledge implicitly encoded in huge parameters can benefit a variety of downstream tasks, which has been extensively demonstrated via experimental verification and empirical analysis. It is now the consensus of the AI community to adopt PTMs as backbone for downstream tasks rather than learning models from scratch. In this paper, we take a deep look into the history of pre-training, especially its special relation with transfer learning and self-supervised learning, to reveal the crucial position of PTMs in the AI development spectrum. Further, we comprehensively review the latest breakthroughs of PTMs. These breakthroughs are driven by the surge of computational power and the increasing availability of data, towards four important directions: designing effective architectures, utilizing rich contexts, improving computational efficiency, and conducting interpretation and theoretical analysis. Finally, we discuss a series of open problems and research directions of PTMs, and hope our view can inspire and advance the future study of PTMs.

Xu Han, Weilin Zhao, Ning Ding et al.

Fine-tuned pre-trained language models (PLMs) have achieved awesome performance on almost all NLP tasks. By using additional prompts to fine-tune PLMs, we can further stimulate the rich knowledge distributed in PLMs to better serve downstream tasks. Prompt tuning has achieved promising results on some few-class classification tasks such as sentiment classification and natural language inference. However, manually designing lots of language prompts is cumbersome and fallible. For those auto-generated prompts, it is also expensive and time-consuming to verify their effectiveness in non-few-shot scenarios. Hence, it is still challenging for prompt tuning to address many-class classification tasks. To this end, we propose prompt tuning with rules (PTR) for many-class text classification and apply logic rules to construct prompts with several sub-prompts. In this way, PTR is able to encode prior knowledge of each class into prompt tuning. We conduct experiments on relation classification, a typical and complicated many-class classification task, and the results show that PTR can significantly and consistently outperform existing state-of-the-art baselines. This indicates that PTR is a promising approach to take advantage of both human prior knowledge and PLMs for those complicated classification tasks.

Tianyu Gao, Xu Han, Keyue Qiu et al.

Distantly supervised (DS) relation extraction (RE) has attracted much attention in the past few years as it can utilize large-scale auto-labeled data. However, its evaluation has long been a problem: previous works either took costly and inconsistent methods to manually examine a small sample of model predictions, or directly test models on auto-labeled data -- which, by our check, produce as much as 53% wrong labels at the entity pair level in the popular NYT10 dataset. This problem has not only led to inaccurate evaluation, but also made it hard to understand where we are and what's left to improve in the research of DS-RE. To evaluate DS-RE models in a more credible way, we build manually-annotated test sets for two DS-RE datasets, NYT10 and Wiki20, and thoroughly evaluate several competitive models, especially the latest pre-trained ones. The experimental results show that the manual evaluation can indicate very different conclusions from automatic ones, especially some unexpected observations, e.g., pre-trained models can achieve dominating performance while being more susceptible to false-positives compared to previous methods. We hope that both our manual test sets and novel observations can help advance future DS-RE research.

Ning Ding, Guangwei Xu, Yulin Chen et al.

Recently, considerable literature has grown up around the theme of few-shot named entity recognition (NER), but little published benchmark data specifically focused on the practical and challenging task. Current approaches collect existing supervised NER datasets and re-organize them to the few-shot setting for empirical study. These strategies conventionally aim to recognize coarse-grained entity types with few examples, while in practice, most unseen entity types are fine-grained. In this paper, we present Few-NERD, a large-scale human-annotated few-shot NER dataset with a hierarchy of 8 coarse-grained and 66 fine-grained entity types. Few-NERD consists of 188,238 sentences from Wikipedia, 4,601,160 words are included and each is annotated as context or a part of a two-level entity type. To the best of our knowledge, this is the first few-shot NER dataset and the largest human-crafted NER dataset. We construct benchmark tasks with different emphases to comprehensively assess the generalization capability of models. Extensive empirical results and analysis show that Few-NERD is challenging and the problem requires further research. We make Few-NERD public at https://ningding97.github.io/fewnerd/.

Yusheng Su, Xu Han, Yankai Lin et al.

Fine-tuning pre-trained language models (PLMs) has demonstrated its effectiveness on various downstream NLP tasks recently. However, in many low-resource scenarios, the conventional fine-tuning strategies cannot sufficiently capture the important semantic features for downstream tasks. To address this issue, we introduce a novel framework (named "CSS-LM") to improve the fine-tuning phase of PLMs via contrastive semi-supervised learning. Specifically, given a specific task, we retrieve positive and negative instances from large-scale unlabeled corpora according to their domain-level and class-level semantic relatedness to the task. We then perform contrastive semi-supervised learning on both the retrieved unlabeled and original labeled instances to help PLMs capture crucial task-related semantic features. The experimental results show that CSS-LM achieves better results than the conventional fine-tuning strategy on a series of downstream tasks with few-shot settings, and outperforms the latest supervised contrastive fine-tuning strategies. Our datasets and source code will be available to provide more details.

Chaojun Xiao, Yuan Yao, Ruobing Xie et al.

Distant supervision (DS) has been widely used to generate auto-labeled data for sentence-level relation extraction (RE), which improves RE performance. However, the existing success of DS cannot be directly transferred to the more challenging document-level relation extraction (DocRE), since the inherent noise in DS may be even multiplied in document level and significantly harm the performance of RE. To address this challenge, we propose a novel pre-trained model for DocRE, which denoises the document-level DS data via multiple pre-training tasks. Experimental results on the large-scale DocRE benchmark show that our model can capture useful information from noisy DS data and achieve promising results.

Xu Han, Tianyu Gao, Yankai Lin et al.

Relational facts are an important component of human knowledge, which are hidden in vast amounts of text. In order to extract these facts from text, people have been working on relation extraction (RE) for years. From early pattern matching to current neural networks, existing RE methods have achieved significant progress. Yet with explosion of Web text and emergence of new relations, human knowledge is increasing drastically, and we thus require "more" from RE: a more powerful RE system that can robustly utilize more data, efficiently learn more relations, easily handle more complicated context, and flexibly generalize to more open domains. In this paper, we look back at existing RE methods, analyze key challenges we are facing nowadays, and show promising directions towards more powerful RE. We hope our view can advance this field and inspire more efforts in the community.

Yuan Yao, Haoxi Zhong, Zhengyan Zhang et al.

We study the problem of adversarial language games, in which multiple agents with conflicting goals compete with each other via natural language interactions. While adversarial language games are ubiquitous in human activities, little attention has been devoted to this field in natural language processing. In this work, we propose a challenging adversarial language game called Adversarial Taboo as an example, in which an attacker and a defender compete around a target word. The attacker is tasked with inducing the defender to utter the target word invisible to the defender, while the defender is tasked with detecting the target word before being induced by the attacker. In Adversarial Taboo, a successful attacker must hide its intention and subtly induce the defender, while a competitive defender must be cautious with its utterances and infer the intention of the attacker. Such language abilities can facilitate many important downstream NLP tasks. To instantiate the game, we create a game environment and a competition platform. Comprehensive experiments and empirical studies on several baseline attack and defense strategies show promising and interesting results. Based on the analysis on the game and experiments, we discuss multiple promising directions for future research.

Xin Lv, Yuxian Gu, Xu Han et al.

Multi-hop knowledge graph (KG) reasoning is an effective and explainable method for predicting the target entity via reasoning paths in query answering (QA) task. Most previous methods assume that every relation in KGs has enough training triples, regardless of those few-shot relations which cannot provide sufficient triples for training robust reasoning models. In fact, the performance of existing multi-hop reasoning methods drops significantly on few-shot relations. In this paper, we propose a meta-based multi-hop reasoning method (Meta-KGR), which adopts meta-learning to learn effective meta parameters from high-frequency relations that could quickly adapt to few-shot relations. We evaluate Meta-KGR on two public datasets sampled from Freebase and NELL, and the experimental results show that Meta-KGR outperforms the current state-of-the-art methods in few-shot scenarios. Our code and datasets can be obtained from https://github.com/ THU-KEG/MetaKGR.

Yuan Yao, Deming Ye, Peng Li et al.

Multiple entities in a document generally exhibit complex inter-sentence relations, and cannot be well handled by existing relation extraction (RE) methods that typically focus on extracting intra-sentence relations for single entity pairs. In order to accelerate the research on document-level RE, we introduce DocRED, a new dataset constructed from Wikipedia and Wikidata with three features: (1) DocRED annotates both named entities and relations, and is the largest human-annotated dataset for document-level RE from plain text; (2) DocRED requires reading multiple sentences in a document to extract entities and infer their relations by synthesizing all information of the document; (3) along with the human-annotated data, we also offer large-scale distantly supervised data, which enables DocRED to be adopted for both supervised and weakly supervised scenarios. In order to verify the challenges of document-level RE, we implement recent state-of-the-art methods for RE and conduct a thorough evaluation of these methods on DocRED. Empirical results show that DocRED is challenging for existing RE methods, which indicates that document-level RE remains an open problem and requires further efforts. Based on the detailed analysis on the experiments, we discuss multiple promising directions for future research.

Shun Zheng, Xu Han, Yankai Lin et al.

Pattern-based labeling methods have achieved promising results in alleviating the inevitable labeling noises of distantly supervised neural relation extraction. However, these methods require significant expert labor to write relation-specific patterns, which makes them too sophisticated to generalize quickly.To ease the labor-intensive workload of pattern writing and enable the quick generalization to new relation types, we propose a neural pattern diagnosis framework, DIAG-NRE, that can automatically summarize and refine high-quality relational patterns from noise data with human experts in the loop. To demonstrate the effectiveness of DIAG-NRE, we apply it to two real-world datasets and present both significant and interpretable improvements over state-of-the-art methods.

Xu Han, Hao Zhu, Pengfei Yu et al.

We present a Few-Shot Relation Classification Dataset (FewRel), consisting of 70, 000 sentences on 100 relations derived from Wikipedia and annotated by crowdworkers. The relation of each sentence is first recognized by distant supervision methods, and then filtered by crowdworkers. We adapt the most recent state-of-the-art few-shot learning methods for relation classification and conduct a thorough evaluation of these methods. Empirical results show that even the most competitive few-shot learning models struggle on this task, especially as compared with humans. We also show that a range of different reasoning skills are needed to solve our task. These results indicate that few-shot relation classification remains an open problem and still requires further research. Our detailed analysis points multiple directions for future research. All details and resources about the dataset and baselines are released on http://zhuhao.me/fewrel.

Xu Han, Zhiyuan Liu, Maosong Sun

Existing neural relation extraction (NRE) models rely on distant supervision and suffer from wrong labeling problems. In this paper, we propose a novel adversarial training mechanism over instances for relation extraction to alleviate the noise issue. As compared with previous denoising methods, our proposed method can better discriminate those informative instances from noisy ones. Our method is also efficient and flexible to be applied to various NRE architectures. As shown in the experiments on a large-scale benchmark dataset in relation extraction, our denoising method can effectively filter out noisy instances and achieve significant improvements as compared with the state-of-the-art models.