David Cox

Zhiqing Sun, Yikang Shen, Hongxin Zhang et al. · cmu

Supervised Fine-Tuning (SFT) on response demonstrations combined with Reinforcement Learning from Human Feedback (RLHF) constitutes a powerful paradigm for aligning LLM-based AI agents. However, a significant limitation of such an approach is its dependency on high-quality human annotations, making its application to intricate tasks challenging due to difficulties in obtaining consistent response demonstrations and in-distribution response preferences. This paper presents a novel approach, namely SALMON, to align base language models with minimal human supervision, using only a small set of human-defined principles, yet achieving superior performance. Central to our approach is an instructable reward model. Trained on synthetic preference data, this model can generate reward scores based on arbitrary human-defined principles. By merely adjusting these principles during the RL training phase, we gain full control over the preferences with the instructable reward model, subsequently influencing the behavior of the RL-trained policy models, and reducing the reliance on the collection of online human preferences. Applying our method to the LLaMA-2-70b base language model, we developed an AI assistant named Dromedary-2. With only 6 exemplars for in-context learning and 31 human-defined principles, Dromedary-2 significantly surpasses the performance of several state-of-the-art AI systems, including LLaMA-2-Chat-70b, on various benchmark datasets. We have open-sourced the code and model weights to encourage further research into aligning LLM-based AI agents with enhanced supervision efficiency, improved controllability, and scalable oversight.

Peihao Wang, Rameswar Panda, Lucas Torroba Hennigen et al. · mit

Scaling transformers has led to significant breakthroughs in many domains, leading to a paradigm in which larger versions of existing models are trained and released on a periodic basis. New instances of such models are typically trained completely from scratch, despite the fact that they are often just scaled-up versions of their smaller counterparts. How can we use the implicit knowledge in the parameters of smaller, extant models to enable faster training of newer, larger models? This paper describes an approach for accelerating transformer training by learning to grow pretrained transformers, where we learn to linearly map the parameters of the smaller model to initialize the larger model. For tractable learning, we factorize the linear transformation as a composition of (linear) width- and depth-growth operators, and further employ a Kronecker factorization of these growth operators to encode architectural knowledge. Extensive experiments across both language and vision transformers demonstrate that our learned Linear Growth Operator (LiGO) can save up to 50% computational cost of training from scratch, while also consistently outperforming strong baselines that also reuse smaller pretrained models to initialize larger models.

Kaizhi Qian, Yang Zhang, Heting Gao et al. · mit

Self-supervised learning in speech involves training a speech representation network on a large-scale unannotated speech corpus, and then applying the learned representations to downstream tasks. Since the majority of the downstream tasks of SSL learning in speech largely focus on the content information in speech, the most desirable speech representations should be able to disentangle unwanted variations, such as speaker variations, from the content. However, disentangling speakers is very challenging, because removing the speaker information could easily result in a loss of content as well, and the damage of the latter usually far outweighs the benefit of the former. In this paper, we propose a new SSL method that can achieve speaker disentanglement without severe loss of content. Our approach is adapted from the HuBERT framework, and incorporates disentangling mechanisms to regularize both the teacher labels and the learned representations. We evaluate the benefit of speaker disentanglement on a set of content-related downstream tasks, and observe a consistent and notable performance advantage of our speaker-disentangled representations.

James Seale Smith, Paola Cascante-Bonilla, Assaf Arbelle et al.

Recently, large-scale pre-trained Vision-and-Language (VL) foundation models have demonstrated remarkable capabilities in many zero-shot downstream tasks, achieving competitive results for recognizing objects defined by as little as short text prompts. However, it has also been shown that VL models are still brittle in Structured VL Concept (SVLC) reasoning, such as the ability to recognize object attributes, states, and inter-object relations. This leads to reasoning mistakes, which need to be corrected as they occur by teaching VL models the missing SVLC skills; often this must be done using private data where the issue was found, which naturally leads to a data-free continual (no task-id) VL learning setting. In this work, we introduce the first Continual Data-Free Structured VL Concepts Learning (ConStruct-VL) benchmark and show it is challenging for many existing data-free CL strategies. We, therefore, propose a data-free method comprised of a new approach of Adversarial Pseudo-Replay (APR) which generates adversarial reminders of past tasks from past task models. To use this method efficiently, we also propose a continual parameter-efficient Layered-LoRA (LaLo) neural architecture allowing no-memory-cost access to all past models at train time. We show this approach outperforms all data-free methods by as much as ~7% while even matching some levels of experience-replay (prohibitive for applications where data-privacy must be preserved). Our code is publicly available at https://github.com/jamessealesmith/ConStruct-VL

Yikang Shen, Matthew Stallone, Mayank Mishra et al.

Finding the optimal learning rate for language model pretraining is a challenging task. This is not only because there is a complicated correlation between learning rate, batch size, number of training tokens, model size, and other hyperparameters but also because it is prohibitively expensive to perform a hyperparameter search for large language models with Billions or Trillions of parameters. Recent studies propose using small proxy models and small corpus to perform hyperparameter searches and transposing the optimal parameters to large models and large corpus. While the zero-shot transferability is theoretically and empirically proven for model size related hyperparameters, like depth and width, the zero-shot transfer from small corpus to large corpus is underexplored. In this paper, we study the correlation between optimal learning rate, batch size, and number of training tokens for the recently proposed WSD scheduler. After thousands of small experiments, we found a power-law relationship between variables and demonstrated its transferability across model sizes. Based on the observation, we propose a new learning rate scheduler, Power scheduler, that is agnostic about the number of training tokens and batch size. The experiment shows that combining the Power scheduler with Maximum Update Parameterization (muP) can consistently achieve impressive performance with one set of hyperparameters regardless of the number of training tokens, batch size, model size, and even model architecture. Our 3B dense and MoE models trained with the Power scheduler achieve comparable performance as state-of-the-art small language models. We open-source these pretrained models at https://ibm.biz/BdKhLa.

Cheng-I Jeff Lai, Freda Shi, Puyuan Peng et al. · mit

We study phrase structure induction from visually-grounded speech. The core idea is to first segment the speech waveform into sequences of word segments, and subsequently induce phrase structure using the inferred segment-level continuous representations. We present the Audio-Visual Neural Syntax Learner (AV-NSL) that learns phrase structure by listening to audio and looking at images, without ever being exposed to text. By training on paired images and spoken captions, AV-NSL exhibits the capability to infer meaningful phrase structures that are comparable to those derived by naturally-supervised text parsers, for both English and German. Our findings extend prior work in unsupervised language acquisition from speech and grounded grammar induction, and present one approach to bridge the gap between the two topics.

Mingyu Ding, Yan Xu, Zhenfang Chen et al.

Humans, even at a very early age, can learn visual concepts and understand geometry and layout through active interaction with the environment, and generalize their compositions to complete tasks described by natural languages in novel scenes. To mimic such capability, we propose Embodied Concept Learner (ECL) in an interactive 3D environment. Specifically, a robot agent can ground visual concepts, build semantic maps and plan actions to complete tasks by learning purely from human demonstrations and language instructions, without access to ground-truth semantic and depth supervisions from simulations. ECL consists of: (i) an instruction parser that translates the natural languages into executable programs; (ii) an embodied concept learner that grounds visual concepts based on language descriptions; (iii) a map constructor that estimates depth and constructs semantic maps by leveraging the learned concepts; and (iv) a program executor with deterministic policies to execute each program. ECL has several appealing benefits thanks to its modularized design. Firstly, it enables the robotic agent to learn semantics and depth unsupervisedly acting like babies, e.g., ground concepts through active interaction and perceive depth by disparities when moving forward. Secondly, ECL is fully transparent and step-by-step interpretable in long-term planning. Thirdly, ECL could be beneficial for the embodied instruction following (EIF), outperforming previous works on the ALFRED benchmark when the semantic label is not provided. Also, the learned concept can be reused for other downstream tasks, such as reasoning of object states. Project page: http://ecl.csail.mit.edu/

Junmo Kang, Hongyin Luo, Yada Zhu et al. · gatech

Recent works have demonstrated the effectiveness of self-alignment in which a large language model is aligned to follow general instructions using instructional data generated from the model itself starting from a handful of human-written seeds. Instead of general alignment, in this work, we focus on self-alignment for expert domain specialization (e.g., biomedicine, finance). As a preliminary, we quantitively show the marginal effect that generic instruction-following training has on downstream expert domains' performance. To remedy this, we propose self-specialization - allowing for effective model specialization while achieving cross-task generalization by leveraging only a few labeled seeds. Self-specialization offers a data- and parameter-efficient way of "carving out" an expert model out of a generalist pre-trained LLM. Exploring a variety of popular open large models as a base for specialization, our experimental results in both biomedical and financial domains show that our self-specialized models outperform their base models by a large margin, and even larger models that are generally instruction-tuned or that have been adapted to the target domain by other means.

Talia Gershon, Seetharami Seelam, Brian Belgodere et al.

AI Infrastructure plays a key role in the speed and cost-competitiveness of developing and deploying advanced AI models. The current demand for powerful AI infrastructure for model training is driven by the emergence of generative AI and foundational models, where on occasion thousands of GPUs must cooperate on a single training job for the model to be trained in a reasonable time. Delivering efficient and high-performing AI training requires an end-to-end solution that combines hardware, software and holistic telemetry to cater for multiple types of AI workloads. In this report, we describe IBM's hybrid cloud infrastructure that powers our generative AI model development. This infrastructure includes (1) Vela: an AI-optimized supercomputing capability directly integrated into the IBM Cloud, delivering scalable, dynamic, multi-tenant and geographically distributed infrastructure for large-scale model training and other AI workflow steps and (2) Blue Vela: a large-scale, purpose-built, on-premises hosting environment that is optimized to support our largest and most ambitious AI model training tasks. Vela provides IBM with the dual benefit of high performance for internal use along with the flexibility to adapt to an evolving commercial landscape. Blue Vela provides us with the benefits of rapid development of our largest and most ambitious models, as well as future-proofing against the evolving model landscape in the industry. Taken together, they provide IBM with the ability to rapidly innovate in the development of both AI models and commercial offerings.

Matt Stallone, Vaibhav Saxena, Leonid Karlinsky et al.

This paper introduces long-context Granite code models that support effective context windows of up to 128K tokens. Our solution for scaling context length of Granite 3B/8B code models from 2K/4K to 128K consists of a light-weight continual pretraining by gradually increasing its RoPE base frequency with repository-level file packing and length-upsampled long-context data. Additionally, we also release instruction-tuned models with long-context support which are derived by further finetuning the long context base models on a mix of permissively licensed short and long-context instruction-response pairs. While comparing to the original short-context Granite code models, our long-context models achieve significant improvements on long-context tasks without any noticeable performance degradation on regular code completion benchmarks (e.g., HumanEval). We release all our long-context Granite code models under an Apache 2.0 license for both research and commercial use.

Lee Martie, Jessie Rosenberg, Veronique Demers et al. · ibm-research

Compositional AI systems, which combine multiple artificial intelligence components together with other application components to solve a larger problem, have no known pattern of development and are often approached in a bespoke and ad hoc style. This makes development slower and harder to reuse for future applications. To support the full rapid development cycle of compositional AI applications, we have developed a novel framework called (Bee)* (written as a regular expression and pronounced as "beestar"). We illustrate how (Bee)* supports building integrated, scalable, and interactive compositional AI applications with a simplified developer experience.

Mayank Mishra, Matt Stallone, Gaoyuan Zhang et al. · ibm-research

Large Language Models (LLMs) trained on code are revolutionizing the software development process. Increasingly, code LLMs are being integrated into software development environments to improve the productivity of human programmers, and LLM-based agents are beginning to show promise for handling complex tasks autonomously. Realizing the full potential of code LLMs requires a wide range of capabilities, including code generation, fixing bugs, explaining and documenting code, maintaining repositories, and more. In this work, we introduce the Granite series of decoder-only code models for code generative tasks, trained with code written in 116 programming languages. The Granite Code models family consists of models ranging in size from 3 to 34 billion parameters, suitable for applications ranging from complex application modernization tasks to on-device memory-constrained use cases. Evaluation on a comprehensive set of tasks demonstrates that Granite Code models consistently reaches state-of-the-art performance among available open-source code LLMs. The Granite Code model family was optimized for enterprise software development workflows and performs well across a range of coding tasks (e.g. code generation, fixing and explanation), making it a versatile all around code model. We release all our Granite Code models under an Apache 2.0 license for both research and commercial use.

Michael V. DeBole, Rathinakumar Appuswamy, Neil McGlohon et al. · ibm-research

A vertically integrated, end-to-end, research prototype system combines 288 NorthPole neural inference accelerator cards, offline training algorithms, a high-performance runtime stack, and a containerized inference pipeline to deliver a scalable and efficient cloud inference service. The system delivers 115 peta-ops at 4-bit integer precision and 3.7 PB/s of memory bandwidth across 18 2U servers, while consuming only 30 kW of power and weighing 730 kg in a 0.67 m^2 42U rack footprint. The system can run 3 simultaneous instances of the 8-billion-parameter open-source IBM Granite-3.3-8b-instruct model at 2,048 context length with 28 simultaneous users and a per-user inter-token latency of 2.8 ms. The system is scalable, modular, and reconfigurable, supporting various model sizes and context lengths, and is ideal for deploying agentic workflows for enterprise AI applications in existing data center (cloud, on-prem) environments. For example, the system can support 18 instances of a 3-billion-parameter model or a single instance of a 70-billion-parameter model.

Kaizhi Qian, Yang Zhang, Shiyu Chang et al.

Speech information can be roughly decomposed into four components: language content, timbre, pitch, and rhythm. Obtaining disentangled representations of these components is useful in many speech analysis and generation applications. Recently, state-of-the-art voice conversion systems have led to speech representations that can disentangle speaker-dependent and independent information. However, these systems can only disentangle timbre, while information about pitch, rhythm and content is still mixed together. Further disentangling the remaining speech components is an under-determined problem in the absence of explicit annotations for each component, which are difficult and expensive to obtain. In this paper, we propose SpeechSplit, which can blindly decompose speech into its four components by introducing three carefully designed information bottlenecks. SpeechSplit is among the first algorithms that can separately perform style transfer on timbre, pitch and rhythm without text labels. Our code is publicly available at https://github.com/auspicious3000/SpeechSplit.

Quanfu Fan, Chun-Fu Chen, Hilde Kuehne et al.

Current state-of-the-art models for video action recognition are mostly based on expensive 3D ConvNets. This results in a need for large GPU clusters to train and evaluate such architectures. To address this problem, we present a lightweight and memory-friendly architecture for action recognition that performs on par with or better than current architectures by using only a fraction of resources. The proposed architecture is based on a combination of a deep subnet operating on low-resolution frames with a compact subnet operating on high-resolution frames, allowing for high efficiency and accuracy at the same time. We demonstrate that our approach achieves a reduction by $3\sim4$ times in FLOPs and $\sim2$ times in memory usage compared to the baseline. This enables training deeper models with more input frames under the same computational budget. To further obviate the need for large-scale 3D convolutions, a temporal aggregation module is proposed to model temporal dependencies in a video at very small additional computational costs. Our models achieve strong performance on several action recognition benchmarks including Kinetics, Something-Something and Moments-in-time. The code and models are available at https://github.com/IBM/bLVNet-TAM.

Shivchander Sudalairaj, Abhishek Bhandwaldar, Aldo Pareja et al.

This work introduces LAB (Large-scale Alignment for chatBots), a novel methodology designed to overcome the scalability challenges in the instruction-tuning phase of large language model (LLM) training. Leveraging a taxonomy-guided synthetic data generation process and a multi-phase tuning framework, LAB significantly reduces reliance on expensive human annotations and proprietary models like GPT-4. We demonstrate that LAB-trained models can achieve competitive performance across several benchmarks compared to models trained with traditional human-annotated or GPT-4 generated synthetic data. Thus offering a scalable, cost-effective solution for enhancing LLM capabilities and instruction-following behaviors without the drawbacks of catastrophic forgetting, marking a step forward in the efficient training of LLMs for a wide range of applications.

Isha Puri, David Cox · harvard

Research in neuroscience and vision science relies heavily on careful measurements of animal subject's gaze direction. Rodents are the most widely studied animal subjects for such research because of their economic advantage and hardiness. Recently, video based eye trackers that use image processing techniques have become a popular option for gaze tracking because they are easy to use and are completely noninvasive. Although significant progress has been made in improving the accuracy and robustness of eye tracking algorithms, unfortunately, almost all of the techniques have focused on human eyes, which does not account for the unique characteristics of the rodent eye images, e.g., variability in eye parameters, abundance of surrounding hair, and their small size. To overcome these unique challenges, this work presents a flexible, robust, and highly accurate model for pupil and corneal reflection identification in rodent gaze determination that can be incrementally trained to account for variability in eye parameters encountered in the field. To the best of our knowledge, this is the first paper that demonstrates a highly accurate and practical biomedical image segmentation based convolutional neural network architecture for pupil and corneal reflection identification in eye images. This new method, in conjunction with our automated infrared videobased eye recording system, offers the state of the art technology in eye tracking for neuroscience and vision science research for rodents.

Ibrahim Abdelaziz, Kinjal Basu, Mayank Agarwal et al.

Large language models (LLMs) have recently shown tremendous promise in serving as the backbone to agentic systems, as demonstrated by their performance in multi-faceted, challenging benchmarks like SWE-Bench and Agent-Bench. However, to realize the true potential of LLMs as autonomous agents, they must learn to identify, call, and interact with external tools and application program interfaces (APIs) to complete complex tasks. These tasks together are termed function calling. Endowing LLMs with function calling abilities leads to a myriad of advantages, such as access to current and domain-specific information in databases and knowledge sources, and the ability to outsource tasks that can be reliably performed by tools, e.g., a Python interpreter or calculator. While there has been significant progress in function calling with LLMs, there is still a dearth of open models that perform on par with proprietary LLMs like GPT, Claude, and Gemini. Therefore, in this work, we introduce the GRANITE-20B-FUNCTIONCALLING model under an Apache 2.0 license. The model is trained using a multi-task training approach on seven fundamental tasks encompassed in function calling, those being Nested Function Calling, Function Chaining, Parallel Functions, Function Name Detection, Parameter-Value Pair Detection, Next-Best Function, and Response Generation. We present a comprehensive evaluation on multiple out-of-domain datasets comparing GRANITE-20B-FUNCTIONCALLING to more than 15 other best proprietary and open models. GRANITE-20B-FUNCTIONCALLING provides the best performance among all open models on the Berkeley Function Calling Leaderboard and fourth overall. As a result of the diverse tasks and datasets used for training our model, we show that GRANITE-20B-FUNCTIONCALLING has better generalizability on multiple tasks in seven different evaluation datasets.

Junmo Kang, Leonid Karlinsky, Hongyin Luo et al.

We present Self-MoE, an approach that transforms a monolithic LLM into a compositional, modular system of self-specialized experts, named MiXSE (MiXture of Self-specialized Experts). Our approach leverages self-specialization, which constructs expert modules using self-generated synthetic data, each equipping a shared base LLM with distinct domain-specific capabilities, activated via self-optimized routing. This allows for dynamic and capability-specific handling of various target tasks, enhancing overall capabilities, without extensive human-labeled data and added parameters. Our empirical results reveal that specializing LLMs may exhibit potential trade-offs in performances on non-specialized tasks. On the other hand, our Self-MoE demonstrates substantial improvements (6.5%p on average) over the base LLM across diverse benchmarks such as knowledge, reasoning, math, and coding. It also consistently outperforms other methods, including instance merging and weight merging, while offering better flexibility and interpretability by design with semantic experts and routing. Our findings highlight the critical role of modularity, the applicability of Self-MoE to multiple base LLMs, and the potential of self-improvement in achieving efficient, scalable, and adaptable systems.

Zhiqing Sun, Yikang Shen, Qinhong Zhou et al.

Recent AI-assistant agents, such as ChatGPT, predominantly rely on supervised fine-tuning (SFT) with human annotations and reinforcement learning from human feedback (RLHF) to align the output of large language models (LLMs) with human intentions, ensuring they are helpful, ethical, and reliable. However, this dependence can significantly constrain the true potential of AI-assistant agents due to the high cost of obtaining human supervision and the related issues on quality, reliability, diversity, self-consistency, and undesirable biases. To address these challenges, we propose a novel approach called SELF-ALIGN, which combines principle-driven reasoning and the generative power of LLMs for the self-alignment of AI agents with minimal human supervision. Our approach encompasses four stages: first, we use an LLM to generate synthetic prompts, and a topic-guided method to augment the prompt diversity; second, we use a small set of human-written principles for AI models to follow, and guide the LLM through in-context learning from demonstrations (of principles application) to produce helpful, ethical, and reliable responses to user's queries; third, we fine-tune the original LLM with the high-quality self-aligned responses so that the resulting model can generate desirable responses for each query directly without the principle set and the demonstrations anymore; and finally, we offer a refinement step to address the issues of overly-brief or indirect responses. Applying SELF-ALIGN to the LLaMA-65b base language model, we develop an AI assistant named Dromedary. With fewer than 300 lines of human annotations (including < 200 seed prompts, 16 generic principles, and 5 exemplars for in-context learning). Dromedary significantly surpasses the performance of several state-of-the-art AI systems, including Text-Davinci-003 and Alpaca, on benchmark datasets with various settings.

Joel Dapello, Jenelle Feather, Hang Le et al.

Adversarial examples are often cited by neuroscientists and machine learning researchers as an example of how computational models diverge from biological sensory systems. Recent work has proposed adding biologically-inspired components to visual neural networks as a way to improve their adversarial robustness. One surprisingly effective component for reducing adversarial vulnerability is response stochasticity, like that exhibited by biological neurons. Here, using recently developed geometrical techniques from computational neuroscience, we investigate how adversarial perturbations influence the internal representations of standard, adversarially trained, and biologically-inspired stochastic networks. We find distinct geometric signatures for each type of network, revealing different mechanisms for achieving robust representations. Next, we generalize these results to the auditory domain, showing that neural stochasticity also makes auditory models more robust to adversarial perturbations. Geometric analysis of the stochastic networks reveals overlap between representations of clean and adversarially perturbed stimuli, and quantitatively demonstrates that competing geometric effects of stochasticity mediate a tradeoff between adversarial and clean performance. Our results shed light on the strategies of robust perception utilized by adversarially trained and stochastic networks, and help explain how stochasticity may be beneficial to machine and biological computation.

Yonggan Fu, Qixuan Yu, Yang Zhang et al.

Deep Neural Networks (DNNs) are known to be vulnerable to adversarial attacks, i.e., an imperceptible perturbation to the input can mislead DNNs trained on clean images into making erroneous predictions. To tackle this, adversarial training is currently the most effective defense method, by augmenting the training set with adversarial samples generated on the fly. Interestingly, we discover for the first time that there exist subnetworks with inborn robustness, matching or surpassing the robust accuracy of the adversarially trained networks with comparable model sizes, within randomly initialized networks without any model training, indicating that adversarial training on model weights is not indispensable towards adversarial robustness. We name such subnetworks Robust Scratch Tickets (RSTs), which are also by nature efficient. Distinct from the popular lottery ticket hypothesis, neither the original dense networks nor the identified RSTs need to be trained. To validate and understand this fascinating finding, we further conduct extensive experiments to study the existence and properties of RSTs under different models, datasets, sparsity patterns, and attacks, drawing insights regarding the relationship between DNNs' robustness and their initialization/overparameterization. Furthermore, we identify the poor adversarial transferability between RSTs of different sparsity ratios drawn from the same randomly initialized dense network, and propose a Random RST Switch (R2S) technique, which randomly switches between different RSTs, as a novel defense method built on top of RSTs. We believe our findings about RSTs have opened up a new perspective to study model robustness and extend the lottery ticket hypothesis.

Cheng-I Jeff Lai, Erica Cooper, Yang Zhang et al.

Are end-to-end text-to-speech (TTS) models over-parametrized? To what extent can these models be pruned, and what happens to their synthesis capabilities? This work serves as a starting point to explore pruning both spectrogram prediction networks and vocoders. We thoroughly investigate the tradeoffs between sparsity and its subsequent effects on synthetic speech. Additionally, we explored several aspects of TTS pruning: amount of finetuning data versus sparsity, TTS-Augmentation to utilize unspoken text, and combining knowledge distillation and pruning. Our findings suggest that not only are end-to-end TTS models highly prunable, but also, perhaps surprisingly, pruned TTS models can produce synthetic speech with equal or higher naturalness and intelligibility, with similar prosody. All of our experiments are conducted on publicly available models, and findings in this work are backed by large-scale subjective tests and objective measures. Code and 200 pruned models are made available to facilitate future research on efficiency in TTS.

Kaizhi Qian, Yang Zhang, Shiyu Chang et al.

Prosody plays an important role in characterizing the style of a speaker or an emotion, but most non-parallel voice or emotion style transfer algorithms do not convert any prosody information. Two major components of prosody are pitch and rhythm. Disentangling the prosody information, particularly the rhythm component, from the speech is challenging because it involves breaking the synchrony between the input speech and the disentangled speech representation. As a result, most existing prosody style transfer algorithms would need to rely on some form of text transcriptions to identify the content information, which confines their application to high-resource languages only. Recently, SpeechSplit has made sizeable progress towards unsupervised prosody style transfer, but it is unable to extract high-level global prosody style in an unsupervised manner. In this paper, we propose AutoPST, which can disentangle global prosody style from speech without relying on any text transcriptions. AutoPST is an Autoencoder-based Prosody Style Transfer framework with a thorough rhythm removal module guided by the self-expressive representation learning. Experiments on different style transfer tasks show that AutoPST can effectively convert prosody that correctly reflects the styles of the target domains.

Cheng-I Jeff Lai, Yang Zhang, Alexander H. Liu et al.

Self-supervised speech representation learning (speech SSL) has demonstrated the benefit of scale in learning rich representations for Automatic Speech Recognition (ASR) with limited paired data, such as wav2vec 2.0. We investigate the existence of sparse subnetworks in pre-trained speech SSL models that achieve even better low-resource ASR results. However, directly applying widely adopted pruning methods such as the Lottery Ticket Hypothesis (LTH) is suboptimal in the computational cost needed. Moreover, we show that the discovered subnetworks yield minimal performance gain compared to the original dense network. We present Prune-Adjust-Re-Prune (PARP), which discovers and finetunes subnetworks for much better performance, while only requiring a single downstream ASR finetuning run. PARP is inspired by our surprising observation that subnetworks pruned for pre-training tasks need merely a slight adjustment to achieve a sizeable performance boost in downstream ASR tasks. Extensive experiments on low-resource ASR verify (1) sparse subnetworks exist in mono-lingual/multi-lingual pre-trained speech SSL, and (2) the computational advantage and performance gain of PARP over baseline pruning methods. In particular, on the 10min Librispeech split without LM decoding, PARP discovers subnetworks from wav2vec 2.0 with an absolute 10.9%/12.6% WER decrease compared to the full model. We further demonstrate the effectiveness of PARP via: cross-lingual pruning without any phone recognition degradation, the discovery of a multi-lingual subnetwork for 10 spoken languages in 1 finetuning run, and its applicability to pre-trained BERT/XLNet for natural language tasks.

Jianwei Yang, Jiayuan Mao, Jiajun Wu et al.

When answering questions about an image, it not only needs knowing what -- understanding the fine-grained contents (e.g., objects, relationships) in the image, but also telling why -- reasoning over grounding visual cues to derive the answer for a question. Over the last few years, we have seen significant progress on visual question answering. Though impressive as the accuracy grows, it still lags behind to get knowing whether these models are undertaking grounding visual reasoning or just leveraging spurious correlations in the training data. Recently, a number of works have attempted to answer this question from perspectives such as grounding and robustness. However, most of them are either focusing on the language side or coarsely studying the pixel-level attention maps. In this paper, by leveraging the step-wise object grounding annotations provided in the GQA dataset, we first present a systematical object-centric diagnosis of visual reasoning on grounding and robustness, particularly on the vision side. According to the extensive comparisons across different models, we find that even models with high accuracy are not good at grounding objects precisely, nor robust to visual content perturbations. In contrast, symbolic and modular models have a relatively better grounding and robustness, though at the cost of accuracy. To reconcile these different aspects, we further develop a diagnostic model, namely Graph Reasoning Machine. Our model replaces purely symbolic visual representation with probabilistic scene graph and then applies teacher-forcing training for the visual reasoning module. The designed model improves the performance on all three metrics over the vanilla neural-symbolic model while inheriting the transparency. Further ablation studies suggest that this improvement is mainly due to more accurate image understanding and proper intermediate reasoning supervisions.

Seungwook Han, Akash Srivastava, Cole Hurwitz et al.

State-of-the-art models for high-resolution image generation, such as BigGAN and VQVAE-2, require an incredible amount of compute resources and/or time (512 TPU-v3 cores) to train, putting them out of reach for the larger research community. On the other hand, GAN-based image super-resolution models, such as ESRGAN, can not only upscale images to high dimensions, but also are efficient to train. In this paper, we present not-so-big-GAN (nsb-GAN), a simple yet cost-effective two-step training framework for deep generative models (DGMs) of high-dimensional natural images. First, we generate images in low-frequency bands by training a sampler in the wavelet domain. Then, we super-resolve these images from the wavelet domain back to the pixel-space with our novel wavelet super-resolution decoder network. Wavelet-based down-sampling method preserves more structural information than pixel-based methods, leading to significantly better generative quality of the low-resolution sampler (e.g., 64x64). Since the sampler and decoder can be trained in parallel and operate on much lower dimensional spaces than end-to-end models, the training cost is substantially reduced. On ImageNet 512x512, our model achieves a Fréchet Inception Distance (FID) of 10.59 -- beating the baseline BigGAN model -- at half the compute (256 TPU-v3 cores).

Wang Zhou, Shiyu Chang, Norma Sosa et al.

Recent advances in object detection have benefited significantly from rapid developments in deep neural networks. However, neural networks suffer from the well-known issue of catastrophic forgetting, which makes continual or lifelong learning problematic. In this paper, we leverage the fact that new training classes arrive in a sequential manner and incrementally refine the model so that it additionally detects new object classes in the absence of previous training data. Specifically, we consider the representative object detector, Faster R-CNN, for both accurate and efficient prediction. To prevent abrupt performance degradation due to catastrophic forgetting, we propose to apply knowledge distillation on both the region proposal network and the region classification network, to retain the detection of previously trained classes. A pseudo-positive-aware sampling strategy is also introduced for distillation sample selection. We evaluate the proposed method on PASCAL VOC 2007 and MS COCO benchmarks and show competitive mAP and 6x inference speed improvement, which makes the approach more suitable for real-time applications. Our implementation will be publicly available.

Chuang Gan, Jeremy Schwartz, Seth Alter et al.

We introduce ThreeDWorld (TDW), a platform for interactive multi-modal physical simulation. TDW enables simulation of high-fidelity sensory data and physical interactions between mobile agents and objects in rich 3D environments. Unique properties include: real-time near-photo-realistic image rendering; a library of objects and environments, and routines for their customization; generative procedures for efficiently building classes of new environments; high-fidelity audio rendering; realistic physical interactions for a variety of material types, including cloths, liquid, and deformable objects; customizable agents that embody AI agents; and support for human interactions with VR devices. TDW's API enables multiple agents to interact within a simulation and returns a range of sensor and physics data representing the state of the world. We present initial experiments enabled by TDW in emerging research directions in computer vision, machine learning, and cognitive science, including multi-modal physical scene understanding, physical dynamics predictions, multi-agent interactions, models that learn like a child, and attention studies in humans and neural networks.

Rosaura G. VidalMata, Walter J. Scheirer, Anna Kukleva et al.

Understanding the structure of complex activities in untrimmed videos is a challenging task in the area of action recognition. One problem here is that this task usually requires a large amount of hand-annotated minute- or even hour-long video data, but annotating such data is very time consuming and can not easily be automated or scaled. To address this problem, this paper proposes an approach for the unsupervised learning of actions in untrimmed video sequences based on a joint visual-temporal embedding space. To this end, we combine a visual embedding based on a predictive U-Net architecture with a temporal continuous function. The resulting representation space allows detecting relevant action clusters based on their visual as well as their temporal appearance. The proposed method is evaluated on three standard benchmark datasets, Breakfast Actions, INRIA YouTube Instructional Videos, and 50 Salads. We show that the proposed approach is able to provide a meaningful visual and temporal embedding out of the visual cues present in contiguous video frames and is suitable for the task of unsupervised temporal segmentation of actions.

Akash Srivastava, Jessie Rosenberg, Dan Gutfreund et al.

This paper presents a simulator-assisted training method (SimVAE) for variational autoencoders (VAE) that leads to a disentangled and interpretable latent space. Training SimVAE is a two-step process in which first a deep generator network(decoder) is trained to approximate the simulator. During this step, the simulator acts as the data source or as a teacher network. Then an inference network (encoder)is trained to invert the decoder. As such, upon complete training, the encoder represents an approximately inverted simulator. By decoupling the training of the encoder and decoder we bypass some of the difficulties that arise in training generative models such as VAEs and generative adversarial networks (GANs). We show applications of our approach in a variety of domains such as circuit design, graphics de-rendering and other natural science problems that involve inference via simulation.

Chuang Gan, Hang Zhao, Peihao Chen et al.

Humans are able to localize objects in the environment using both visual and auditory cues, integrating information from multiple modalities into a common reference frame. We introduce a system that can leverage unlabeled audio-visual data to learn to localize objects (moving vehicles) in a visual reference frame, purely using stereo sound at inference time. Since it is labor-intensive to manually annotate the correspondences between audio and object bounding boxes, we achieve this goal by using the co-occurrence of visual and audio streams in unlabeled videos as a form of self-supervision, without resorting to the collection of ground-truth annotations. In particular, we propose a framework that consists of a vision "teacher" network and a stereo-sound "student" network. During training, knowledge embodied in a well-established visual vehicle detection model is transferred to the audio domain using unlabeled videos as a bridge. At test time, the stereo-sound student network can work independently to perform object localization us-ing just stereo audio and camera meta-data, without any visual input. Experimental results on a newly collected Au-ditory Vehicle Tracking dataset verify that our proposed approach outperforms several baseline approaches. We also demonstrate that our cross-modal auditory localization approach can assist in the visual localization of moving vehicles under poor lighting conditions.

Xiangyi Chen, Sijia Liu, Kaidi Xu et al.

The adaptive momentum method (AdaMM), which uses past gradients to update descent directions and learning rates simultaneously, has become one of the most popular first-order optimization methods for solving machine learning problems. However, AdaMM is not suited for solving black-box optimization problems, where explicit gradient forms are difficult or infeasible to obtain. In this paper, we propose a zeroth-order AdaMM (ZO-AdaMM) algorithm, that generalizes AdaMM to the gradient-free regime. We show that the convergence rate of ZO-AdaMM for both convex and nonconvex optimization is roughly a factor of $O(\sqrt{d})$ worse than that of the first-order AdaMM algorithm, where $d$ is problem size. In particular, we provide a deep understanding on why Mahalanobis distance matters in convergence of ZO-AdaMM and other AdaMM-type methods. As a byproduct, our analysis makes the first step toward understanding adaptive learning rate methods for nonconvex constrained optimization. Furthermore, we demonstrate two applications, designing per-image and universal adversarial attacks from black-box neural networks, respectively. We perform extensive experiments on ImageNet and empirically show that ZO-AdaMM converges much faster to a solution of high accuracy compared with $6$ state-of-the-art ZO optimization methods.

Eric Wu, Kevin Wu, David Cox et al.

Deep learning approaches to breast cancer detection in mammograms have recently shown promising results. However, such models are constrained by the limited size of publicly available mammography datasets, in large part due to privacy concerns and the high cost of generating expert annotations. Limited dataset size is further exacerbated by substantial class imbalance since "normal" images dramatically outnumber those with findings. Given the rapid progress of generative models in synthesizing realistic images, and the known effectiveness of simple data augmentation techniques (e.g. horizontal flipping), we ask if it is possible to synthetically augment mammogram datasets using generative adversarial networks (GANs). We train a class-conditional GAN to perform contextual in-filling, which we then use to synthesize lesions onto healthy screening mammograms. First, we show that GANs are capable of generating high-resolution synthetic mammogram patches. Next, we experimentally evaluate using the augmented dataset to improve breast cancer classification performance. We observe that a ResNet-50 classifier trained with GAN-augmented training data produces a higher AUROC compared to the same model trained only on traditionally augmented data, demonstrating the potential of our approach.

Yamini Bansal, Madhu Advani, David D Cox et al.

In this work, we propose a new training method for finding minimum weight norm solutions in over-parameterized neural networks (NNs). This method seeks to improve training speed and generalization performance by framing NN training as a constrained optimization problem wherein the sum of the norm of the weights in each layer of the network is minimized, under the constraint of exactly fitting training data. It draws inspiration from support vector machines (SVMs), which are able to generalize well, despite often having an infinite number of free parameters in their primal form, and from recent theoretical generalization bounds on NNs which suggest that lower norm solutions generalize better. To solve this constrained optimization problem, our method employs Lagrange multipliers that act as integrators of error over training and identify `support vector'-like examples. The method can be implemented as a wrapper around gradient based methods and uses standard back-propagation of gradients from the NN for both regression and classification versions of the algorithm. We provide theoretical justifications for the effectiveness of this algorithm in comparison to early stopping and $L_2$-regularization using simple, analytically tractable settings. In particular, we show faster convergence to the max-margin hyperplane in a shallow network (compared to vanilla gradient descent); faster convergence to the minimum-norm solution in a linear chain (compared to $L_2$-regularization); and initialization-independent generalization performance in a deep linear network. Finally, using the MNIST dataset, we demonstrate that this algorithm can boost test accuracy and identify difficult examples in real-world datasets.

William Lotter, Gabriel Kreiman, David Cox

While deep neural networks take loose inspiration from neuroscience, it is an open question how seriously to take the analogies between artificial deep networks and biological neuronal systems. Interestingly, recent work has shown that deep convolutional neural networks (CNNs) trained on large-scale image recognition tasks can serve as strikingly good models for predicting the responses of neurons in visual cortex to visual stimuli, suggesting that analogies between artificial and biological neural networks may be more than superficial. However, while CNNs capture key properties of the average responses of cortical neurons, they fail to explain other properties of these neurons. For one, CNNs typically require large quantities of labeled input data for training. Our own brains, in contrast, rarely have access to this kind of supervision, so to the extent that representations are similar between CNNs and brains, this similarity must arise via different training paths. In addition, neurons in visual cortex produce complex time-varying responses even to static inputs, and they dynamically tune themselves to temporal regularities in the visual environment. We argue that these differences are clues to fundamental differences between the computations performed in the brain and in deep networks. To begin to close the gap, here we study the emergent properties of a previously-described recurrent generative network that is trained to predict future video frames in a self-supervised manner. Remarkably, the model is able to capture a wide variety of seemingly disparate phenomena observed in visual cortex, ranging from single unit response dynamics to complex perceptual motion illusions. These results suggest potentially deep connections between recurrent predictive neural network models and the brain, providing new leads that can enrich both fields.

William Lotter, Greg Sorensen, David Cox

Screening mammography is an important front-line tool for the early detection of breast cancer, and some 39 million exams are conducted each year in the United States alone. Here, we describe a multi-scale convolutional neural network (CNN) trained with a curriculum learning strategy that achieves high levels of accuracy in classifying mammograms. Specifically, we first train CNN-based patch classifiers on segmentation masks of lesions in mammograms, and then use the learned features to initialize a scanning-based model that renders a decision on the whole image, trained end-to-end on outcome data. We demonstrate that our approach effectively handles the "needle in a haystack" nature of full-image mammogram classification, achieving 0.92 AUROC on the DDSM dataset.

Hanlin Tang, Martin Schrimpf, Bill Lotter et al.

Making inferences from partial information constitutes a critical aspect of cognition. During visual perception, pattern completion enables recognition of poorly visible or occluded objects. We combined psychophysics, physiology and computational models to test the hypothesis that pattern completion is implemented by recurrent computations and present three pieces of evidence that are consistent with this hypothesis. First, subjects robustly recognized objects even when rendered <15% visible, but recognition was largely impaired when processing was interrupted by backward masking. Second, invasive physiological responses along the human ventral cortex exhibited visually selective responses to partially visible objects that were delayed compared to whole objects, suggesting the need for additional computations. These physiological delays were correlated with the effects of backward masking. Third, state-of-the-art feed-forward computational architectures were not robust to partial visibility. However, recognition performance was recovered when the model was augmented with attractor-based recurrent connectivity. These results provide a strong argument of plausibility for the role of recurrent computations in making visual inferences from partial information.

Ruth Fong, Walter Scheirer, David Cox

Machine learning is a field of computer science that builds algorithms that learn. In many cases, machine learning algorithms are used to recreate a human ability like adding a caption to a photo, driving a car, or playing a game. While the human brain has long served as a source of inspiration for machine learning, little effort has been made to directly use data collected from working brains as a guide for machine learning algorithms. Here we demonstrate a new paradigm of "neurally-weighted" machine learning, which takes fMRI measurements of human brain activity from subjects viewing images, and infuses these data into the training process of an object recognition learning algorithm to make it more consistent with the human brain. After training, these neurally-weighted classifiers are able to classify images without requiring any additional neural data. We show that our neural-weighting approach can lead to large performance gains when used with traditional machine vision features, as well as to significant improvements with already high-performing convolutional neural network features. The effectiveness of this approach points to a path forward for a new class of hybrid machine learning algorithms which take both inspiration and direct constraints from neuronal data.

Chuan-Yung Tsai, Andrew Saxe, David Cox

We present a novel neural network algorithm, the Tensor Switching (TS) network, which generalizes the Rectified Linear Unit (ReLU) nonlinearity to tensor-valued hidden units. The TS network copies its entire input vector to different locations in an expanded representation, with the location determined by its hidden unit activity. In this way, even a simple linear readout from the TS representation can implement a highly expressive deep-network-like function. The TS network hence avoids the vanishing gradient problem by construction, at the cost of larger representation size. We develop several methods to train the TS network, including equivalent kernels for infinitely wide and deep TS networks, a one-pass linear learning algorithm, and two backpropagation-inspired representation learning algorithms. Our experimental results demonstrate that the TS network is indeed more expressive and consistently learns faster than standard ReLU networks.

David Cox

We present a self-contained system for constructing natural language models for use in text compression. Our system improves upon previous neural network based models by utilizing recent advances in syntactic parsing -- Google's SyntaxNet -- to augment character-level recurrent neural networks. RNNs have proven exceptional in modeling sequence data such as text, as their architecture allows for modeling of long-term contextual information.

William Lotter, Gabriel Kreiman, David Cox

While great strides have been made in using deep learning algorithms to solve supervised learning tasks, the problem of unsupervised learning - leveraging unlabeled examples to learn about the structure of a domain - remains a difficult unsolved challenge. Here, we explore prediction of future frames in a video sequence as an unsupervised learning rule for learning about the structure of the visual world. We describe a predictive neural network ("PredNet") architecture that is inspired by the concept of "predictive coding" from the neuroscience literature. These networks learn to predict future frames in a video sequence, with each layer in the network making local predictions and only forwarding deviations from those predictions to subsequent network layers. We show that these networks are able to robustly learn to predict the movement of synthetic (rendered) objects, and that in doing so, the networks learn internal representations that are useful for decoding latent object parameters (e.g. pose) that support object recognition with fewer training views. We also show that these networks can scale to complex natural image streams (car-mounted camera videos), capturing key aspects of both egocentric movement and the movement of objects in the visual scene, and the representation learned in this setting is useful for estimating the steering angle. Altogether, these results suggest that prediction represents a powerful framework for unsupervised learning, allowing for implicit learning of object and scene structure.

William Lotter, Gabriel Kreiman, David Cox

The ability to predict future states of the environment is a central pillar of intelligence. At its core, effective prediction requires an internal model of the world and an understanding of the rules by which the world changes. Here, we explore the internal models developed by deep neural networks trained using a loss based on predicting future frames in synthetic video sequences, using a CNN-LSTM-deCNN framework. We first show that this architecture can achieve excellent performance in visual sequence prediction tasks, including state-of-the-art performance in a standard 'bouncing balls' dataset (Sutskever et al., 2009). Using a weighted mean-squared error and adversarial loss (Goodfellow et al., 2014), the same architecture successfully extrapolates out-of-the-plane rotations of computer-generated faces. Furthermore, despite being trained end-to-end to predict only pixel-level information, our Predictive Generative Networks learn a representation of the latent structure of the underlying three-dimensional objects themselves. Importantly, we find that this representation is naturally tolerant to object transformations, and generalizes well to new tasks, such as classification of static images. Similar models trained solely with a reconstruction loss fail to generalize as effectively. We argue that prediction can serve as a powerful unsupervised loss for learning rich internal representations of high-level object features.

Chuan-Yung Tsai, David D. Cox

A central challenge in sensory neuroscience is describing how the activity of populations of neurons can represent useful features of the external environment. However, while neurophysiologists have long been able to record the responses of neurons in awake, behaving animals, it is another matter entirely to say what a given neuron does. A key problem is that in many sensory domains, the space of all possible stimuli that one might encounter is effectively infinite; in vision, for instance, natural scenes are combinatorially complex, and an organism will only encounter a tiny fraction of possible stimuli. As a result, even describing the response properties of sensory neurons is difficult, and investigations of neuronal functions are almost always critically limited by the number of stimuli that can be considered. In this paper, we propose a closed-loop, optimization-based experimental framework for characterizing the response properties of sensory neurons, building on past efforts in closed-loop experimental methods, and leveraging recent advances in artificial neural networks to serve as as a proving ground for our techniques. Specifically, using deep convolutional neural networks, we asked whether modern black-box optimization techniques can be used to interrogate the "tuning landscape" of an artificial neuron in a deep, nonlinear system, without imposing significant constraints on the space of stimuli under consideration. We introduce a series of measures to quantify the tuning landscapes, and show how these relate to the performances of the networks in an object recognition task. To the extent that deep convolutional neural networks increasingly serve as de facto working hypotheses for biological vision, we argue that developing a unified approach for studying both artificial and biological systems holds great potential to advance both fields together.

James Bergstra, David D. Cox

One of the goals of the ICML workshop on representation and learning is to establish benchmark scores for a new data set of labeled facial expressions. This paper presents the performance of a "Null" model consisting of convolutions with random weights, PCA, pooling, normalization, and a linear readout. Our approach focused on hyperparameter optimization rather than novel model components. On the Facial Expression Recognition Challenge held by the Kaggle website, our hyperparameter optimization approach achieved a score of 60% accuracy on the test data. This paper also introduces a new ensemble construction variant that combines hyperparameter optimization with the construction of ensembles. This algorithm constructed an ensemble of four models that scored 65.5% accuracy. These scores rank 12th and 5th respectively among the 56 challenge participants. It is worth noting that our approach was developed prior to the release of the data set, and applied without modification; our strong competition performance suggests that the TPE hyperparameter optimization algorithm and domain expertise encoded in our Null model can generalize to new image classification data sets.

J. Bergstra, D. Yamins, D. D. Cox

Many computer vision algorithms depend on a variety of parameter choices and settings that are typically hand-tuned in the course of evaluating the algorithm. While such parameter tuning is often presented as being incidental to the algorithm, correctly setting these parameter choices is frequently critical to evaluating a method's full potential. Compounding matters, these parameters often must be re-tuned when the algorithm is applied to a new problem domain, and the tuning process itself often depends on personal experience and intuition in ways that are hard to describe. Since the performance of a given technique depends on both the fundamental quality of the algorithm and the details of its tuning, it can be difficult to determine whether a given technique is genuinely better, or simply better tuned. In this work, we propose a meta-modeling approach to support automated hyper parameter optimization, with the goal of providing practical tools to replace hand-tuning with a reproducible and unbiased optimization process. Our approach is to expose the underlying expression graph of how a performance metric (e.g. classification accuracy on validation examples) is computed from parameters that govern not only how individual processing steps are applied, but even which processing steps are included. A hyper parameter optimization algorithm transforms this graph into a program for optimizing that performance metric. Our approach yields state of the art results on three disparate computer vision problems: a face-matching verification task (LFW), a face identification task (PubFig83) and an object recognition task (CIFAR-10), using a single algorithm. More broadly, we argue that the formalization of a meta-model supports more objective, reproducible, and quantitative evaluation of computer vision algorithms, and that it can serve as a valuable tool for guiding algorithm development.