Zefan Cai

CL
h-index4
14papers
686citations
Novelty48%
AI Score58

14 Papers

12.2CLNov 16, 2023Code
ML-Bench: Evaluating Large Language Models and Agents for Machine Learning Tasks on Repository-Level Code

Xiangru Tang, Yuliang Liu, Zefan Cai et al. · pku

Despite Large Language Models (LLMs) like GPT-4 achieving impressive results in function-level code generation, they struggle with repository-scale code understanding (e.g., coming up with the right arguments for calling routines), requiring a deeper comprehension of complex file interactions. Also, recently, people have developed LLM agents that attempt to interact with repository code (e.g., compiling and evaluating its execution), prompting the need to evaluate their performance. These gaps have motivated our development of ML-Bench, a benchmark rooted in real-world programming applications that leverage existing code repositories to perform tasks. Addressing the need for LLMs to interpret long code contexts and translate instructions into precise, executable scripts, ML-Bench encompasses annotated 9,641 examples across 18 GitHub repositories, challenging LLMs to accommodate user-specified arguments and documentation intricacies effectively. To evaluate both LLMs and AI agents, two setups are employed: ML-LLM-Bench for assessing LLMs' text-to-code conversion within a predefined deployment environment, and ML-Agent-Bench for testing autonomous agents in an end-to-end task execution within a Linux sandbox environment. Our findings indicate that while GPT-4o leads with a Pass@5 rate surpassing 50%, there remains significant scope for improvement, highlighted by issues such as hallucinated outputs and difficulties with bash script generation. Notably, in the more demanding ML-Agent-Bench, GPT-4o achieves a 76.47% success rate, reflecting the efficacy of iterative action and feedback in complex task resolution. Our code, dataset, and models are available at https://github.com/gersteinlab/ML-bench.

26.2AIOct 3, 2023Code
Towards End-to-End Embodied Decision Making via Multi-modal Large Language Model: Explorations with GPT4-Vision and Beyond

Liang Chen, Yichi Zhang, Shuhuai Ren et al. · pku

In this study, we explore the potential of Multimodal Large Language Models (MLLMs) in improving embodied decision-making processes for agents. While Large Language Models (LLMs) have been widely used due to their advanced reasoning skills and vast world knowledge, MLLMs like GPT4-Vision offer enhanced visual understanding and reasoning capabilities. We investigate whether state-of-the-art MLLMs can handle embodied decision-making in an end-to-end manner and whether collaborations between LLMs and MLLMs can enhance decision-making. To address these questions, we introduce a new benchmark called PCA-EVAL, which evaluates embodied decision-making from the perspectives of Perception, Cognition, and Action. Additionally, we propose HOLMES, a multi-agent cooperation framework that allows LLMs to leverage MLLMs and APIs to gather multimodal information for informed decision-making. We compare end-to-end embodied decision-making and HOLMES on our benchmark and find that the GPT4-Vision model demonstrates strong end-to-end embodied decision-making abilities, outperforming GPT4-HOLMES in terms of average decision accuracy (+3%). However, this performance is exclusive to the latest GPT4-Vision model, surpassing the open-source state-of-the-art MLLM by 26%. Our results indicate that powerful MLLMs like GPT4-Vision hold promise for decision-making in embodied agents, offering new avenues for MLLM research. Code and data are open at https://github.com/pkunlp-icler/PCA-EVAL/.

9.7LGMay 13Code
Delta Attention Residuals

Cheng Luo, Zefan Cai, Junjie Hu

Attention Residuals replace standard additive residual connections with learned softmax attention over previous layer outputs, enabling selective cross-layer routing. However, standard Attention Residuals still attend over cumulative hidden states in previous layers, which are highly redundant. We show that this redundancy leads to routing collapse in deeper layers: attention weights become low-contrast and closer to uniform (max weight ${\approx}$0.2), limiting the model's ability to select informative states in previous layers. This raises a key but underexplored design question: what layer-wise representations should be routed in Attention Residuals? To answer this question, we propose Delta Attention Residuals, which attend over deltas -- the change introduced by each sublayer ($\mathbf{v}_i = \mathbf{h}_{i+1} - \mathbf{h}_i$) -- instead of cumulative states. Delta representations are structurally diverse and yield higher-contrast attention distributions (max weight ${\approx}$0.6), enabling more selective and effective routing across layers. This principle applies at both per-sublayer and block granularity. Across all tested scales (220M--7.6B), Delta Attention Residuals consistently outperform both standard residuals and Attention Residuals, with 1.7--8.2\% validation perplexity gains. Delta Attention Residuals also enables converting pretrained checkpoints into Delta Attention Residuals via standard fine-tuning. Code is available at https://github.com/wdlctc/delta-attention-residuals-code.

22.5CLOct 25, 2024Code
Not All Heads Matter: A Head-Level KV Cache Compression Method with Integrated Retrieval and Reasoning

Yu Fu, Zefan Cai, Abedelkadir Asi et al.

Key-Value (KV) caching is a common technique to enhance the computational efficiency of Large Language Models (LLMs), but its memory overhead grows rapidly with input length. Prior work has shown that not all tokens are equally important for text generation, proposing layer-level KV cache compression to selectively retain key information. Recognizing the distinct roles of attention heads in generation, we propose HeadKV, a head-level KV cache compression method, and HeadKV-R2, which leverages a novel contextual reasoning ability estimation for compression. Our approach operates at the level of individual heads, estimating their importance for contextual QA tasks that require both retrieval and reasoning capabilities. Extensive experiments across diverse benchmarks (LongBench, LooGLE), model architectures (e.g., Llama-3-8B-Instruct, Mistral-7B-Instruct), and long-context abilities tests demonstrate that our head-level KV cache compression significantly outperforms strong baselines, particularly in low-resource settings (KV size = 64 & 128). Notably, our method retains just 1.5% of the KV cache while achieving 97% of the performance of the full KV cache on the contextual question answering benchmark. Codes are available at https://github.com/FYYFU/HeadKV

19.9CLFeb 21, 2024Code
PCA-Bench: Evaluating Multimodal Large Language Models in Perception-Cognition-Action Chain

Liang Chen, Yichi Zhang, Shuhuai Ren et al. · pku

We present PCA-Bench, a multimodal decision-making benchmark for evaluating the integrated capabilities of Multimodal Large Language Models (MLLMs). Departing from previous benchmarks focusing on simplistic tasks and individual model capability, PCA-Bench introduces three complex scenarios: autonomous driving, domestic robotics, and open-world games. Given task instructions and diverse contexts, the model is required to seamlessly integrate multiple capabilities of Perception, Cognition, and Action in a reasoning chain to make accurate decisions. Moreover, PCA-Bench features error localization capabilities, scrutinizing model inaccuracies in areas such as perception, knowledge, or reasoning. This enhances the reliability of deploying MLLMs. To balance accuracy and efficiency in evaluation, we propose PCA-Eval, an automatic evaluation protocol, and assess 10 prevalent MLLMs. The results reveal significant performance disparities between open-source models and powerful proprietary models like GPT-4 Vision. To address this, we introduce Embodied-Instruction-Evolution (EIE), an automatic framework for synthesizing instruction tuning examples in multimodal embodied environments. EIE generates 7,510 training examples in PCA-Bench and enhances the performance of open-source MLLMs, occasionally surpassing GPT-4 Vision (+3\% in decision accuracy), thereby validating the effectiveness of EIE. Our findings suggest that robust MLLMs like GPT4-Vision show promise for decision-making in embodied agents, opening new avenues for MLLM research.

31.2CLJul 8, 2025Code
A Survey on Latent Reasoning

Rui-Jie Zhu, Tianhao Peng, Tianhao Cheng et al.

Large Language Models (LLMs) have demonstrated impressive reasoning capabilities, especially when guided by explicit chain-of-thought (CoT) reasoning that verbalizes intermediate steps. While CoT improves both interpretability and accuracy, its dependence on natural language reasoning limits the model's expressive bandwidth. Latent reasoning tackles this bottleneck by performing multi-step inference entirely in the model's continuous hidden state, eliminating token-level supervision. To advance latent reasoning research, this survey provides a comprehensive overview of the emerging field of latent reasoning. We begin by examining the foundational role of neural network layers as the computational substrate for reasoning, highlighting how hierarchical representations support complex transformations. Next, we explore diverse latent reasoning methodologies, including activation-based recurrence, hidden state propagation, and fine-tuning strategies that compress or internalize explicit reasoning traces. Finally, we discuss advanced paradigms such as infinite-depth latent reasoning via masked diffusion models, which enable globally consistent and reversible reasoning processes. By unifying these perspectives, we aim to clarify the conceptual landscape of latent reasoning and chart future directions for research at the frontier of LLM cognition. An associated GitHub repository collecting the latest papers and repos is available at: https://github.com/multimodal-art-projection/LatentCoT-Horizon/.

15.9CLMar 5, 2024
Improving Event Definition Following For Zero-Shot Event Detection

Zefan Cai, Po-Nien Kung, Ashima Suvarna et al.

Existing approaches on zero-shot event detection usually train models on datasets annotated with known event types, and prompt them with unseen event definitions. These approaches yield sporadic successes, yet generally fall short of expectations. In this work, we aim to improve zero-shot event detection by training models to better follow event definitions. We hypothesize that a diverse set of event types and definitions are the key for models to learn to follow event definitions while existing event extraction datasets focus on annotating many high-quality examples for a few event types. To verify our hypothesis, we construct an automatically generated Diverse Event Definition (DivED) dataset and conduct comparative studies. Our experiments reveal that a large number of event types (200) and diverse event definitions can significantly boost event extraction performance; on the other hand, the performance does not scale with over ten examples per event type. Beyond scaling, we incorporate event ontology information and hard-negative samples during training, further boosting the performance. Based on these findings, we fine-tuned a LLaMA-2-7B model on our DivED dataset, yielding performance that surpasses SOTA large language models like GPT-3.5 across three open benchmarks on zero-shot event detection.

22.2CLMay 30, 2025Code
R-KV: Redundancy-aware KV Cache Compression for Reasoning Models

Zefan Cai, Wen Xiao, Hanshi Sun et al. · microsoft-research

Reasoning models have demonstrated impressive performance in self-reflection and chain-of-thought reasoning. However, they often produce excessively long outputs, leading to prohibitively large key-value (KV) caches during inference. While chain-of-thought inference significantly improves performance on complex reasoning tasks, it can also lead to reasoning failures when deployed with existing KV cache compression approaches. To address this, we propose Redundancy-aware KV Cache Compression for Reasoning models (R-KV), a novel method specifically targeting redundant tokens in reasoning models. Our method preserves nearly 100% of the full KV cache performance using only 10% of the KV cache, substantially outperforming existing KV cache baselines, which reach only 60% of the performance. Remarkably, R-KV even achieves 105% of full KV cache performance with 16% of the KV cache. This KV-cache reduction also leads to a 90% memory saving and a 6.6X throughput over standard chain-of-thought reasoning inference. Experimental results show that R-KV consistently outperforms existing KV cache compression baselines across two mathematical reasoning datasets.

20.5LGFeb 18, 2025Code
HeadInfer: Memory-Efficient LLM Inference by Head-wise Offloading

Cheng Luo, Zefan Cai, Hanshi Sun et al.

Transformer-based large language models (LLMs) demonstrate impressive performance in long context generation. Extending the context length has disproportionately shifted the memory footprint of LLMs during inference to the key-value cache (KV cache). In this paper, we propose HEADINFER, which offloads the KV cache to CPU RAM while avoiding the need to fully store the KV cache for any transformer layer on the GPU. HEADINFER employs a fine-grained, head-wise offloading strategy, maintaining only selective attention heads KV cache on the GPU while computing attention output dynamically. Through roofline analysis, we demonstrate that HEADINFER maintains computational efficiency while significantly reducing memory footprint. We evaluate HEADINFER on the Llama-3-8B model with a 1-million-token sequence, reducing the GPU memory footprint of the KV cache from 128 GB to 1 GB and the total GPU memory usage from 207 GB to 17 GB, achieving a 92% reduction compared to BF16 baseline inference. Notably, HEADINFER enables 4-million-token inference with an 8B model on a single consumer GPU with 24GB memory (e.g., NVIDIA RTX 4090) without approximation methods.

6.5CVJan 15, 2024
VeCAF: Vision-language Collaborative Active Finetuning with Training Objective Awareness

Rongyu Zhang, Zefan Cai, Huanrui Yang et al.

Finetuning a pretrained vision model (PVM) is a common technique for learning downstream vision tasks. However, the conventional finetuning process with randomly sampled data points results in diminished training efficiency. To address this drawback, we propose a novel approach, Vision-language Collaborative Active Finetuning (VeCAF). With the emerging availability of labels and natural language annotations of images through web-scale crawling or controlled generation, VeCAF makes use of these information to perform parametric data selection for PVM finetuning. VeCAF incorporates the finetuning objective to select significant data points that effectively guide the PVM towards faster convergence to meet the performance goal. This process is assisted by the inherent semantic richness of the text embedding space which we use to augment image features. Furthermore, the flexibility of text-domain augmentation allows VeCAF to handle out-of-distribution scenarios without external data. Extensive experiments show the leading performance and high computational efficiency of VeCAF that is superior to baselines in both in-distribution and out-of-distribution image classification tasks. On ImageNet, VeCAF uses up to 3.3x less training batches to reach the target performance compared to full finetuning, and achieves an accuracy improvement of 2.7% over the state-of-the-art active finetuning method with the same number of batches.

4.9CLOct 20, 2025
From Preferences to Prejudice: The Role of Alignment Tuning in Shaping Social Bias in Video Diffusion Models

Zefan Cai, Haoyi Qiu, Haozhe Zhao et al. · microsoft-research

Recent advances in video diffusion models have significantly enhanced text-to-video generation, particularly through alignment tuning using reward models trained on human preferences. While these methods improve visual quality, they can unintentionally encode and amplify social biases. To systematically trace how such biases evolve throughout the alignment pipeline, we introduce VideoBiasEval, a comprehensive diagnostic framework for evaluating social representation in video generation. Grounded in established social bias taxonomies, VideoBiasEval employs an event-based prompting strategy to disentangle semantic content (actions and contexts) from actor attributes (gender and ethnicity). It further introduces multi-granular metrics to evaluate (1) overall ethnicity bias, (2) gender bias conditioned on ethnicity, (3) distributional shifts in social attributes across model variants, and (4) the temporal persistence of bias within videos. Using this framework, we conduct the first end-to-end analysis connecting biases in human preference datasets, their amplification in reward models, and their propagation through alignment-tuned video diffusion models. Our results reveal that alignment tuning not only strengthens representational biases but also makes them temporally stable, producing smoother yet more stereotyped portrayals. These findings highlight the need for bias-aware evaluation and mitigation throughout the alignment process to ensure fair and socially responsible video generation.

36.0CLJun 4, 2024Code
PyramidKV: Dynamic KV Cache Compression based on Pyramidal Information Funneling

Zefan Cai, Yichi Zhang, Bofei Gao et al.

In this study, we investigate whether attention-based information flow inside large language models (LLMs) is aggregated through noticeable patterns for long context processing. Our observations reveal that LLMs aggregate information through Pyramidal Information Funneling where attention is scattering widely in lower layers, progressively consolidating within specific contexts, and ultimately focusing on critical tokens (a.k.a massive activation or attention sink) in higher layers. Motivated by these insights, we developed PyramidKV, a novel and effective KV cache compression method. This approach dynamically adjusts the KV cache size across different layers, allocating more cache in lower layers and less in higher ones, diverging from traditional methods that maintain a uniform KV cache size. Our experimental evaluations, utilizing the LongBench benchmark, show that PyramidKV matches the performance of models with a full KV cache while retaining only 12% of the KV cache, thus significantly reducing memory usage. In scenarios emphasizing memory efficiency, where only 0.7% of the KV cache is maintained, PyramidKV surpasses other KV cache compression techniques, achieving up to a 20.5 absolute accuracy improvement on TREC dataset. In the Needle-in-a-Haystack experiment, PyramidKV outperforms competing methods in maintaining long-context comprehension in LLMs; notably, retaining just 128 KV cache entries enables the LLAMA-3-70B model to achieve 100.0 Acc. performance.

10.3CLMay 24, 2023
DialogVCS: Robust Natural Language Understanding in Dialogue System Upgrade

Zefan Cai, Xin Zheng, Tianyu Liu et al.

In the constant updates of the product dialogue systems, we need to retrain the natural language understanding (NLU) model as new data from the real users would be merged into the existent data accumulated in the last updates. Within the newly added data, new intents would emerge and might have semantic entanglement with the existing intents, e.g. new intents that are semantically too specific or generic are actually subset or superset of some existing intents in the semantic space, thus impairing the robustness of the NLU model. As the first attempt to solve this problem, we setup a new benchmark consisting of 4 Dialogue Version Control dataSets (DialogVCS). We formulate the intent detection with imperfect data in the system update as a multi-label classification task with positive but unlabeled intents, which asks the models to recognize all the proper intents, including the ones with semantic entanglement, in the inference. We also propose comprehensive baseline models and conduct in-depth analyses for the benchmark, showing that the semantically entangled intents can be effectively recognized with an automatic workflow.

8.4CVMay 20, 2023Code
DiffCap: Exploring Continuous Diffusion on Image Captioning

Yufeng He, Zefan Cai, Xu Gan et al.

Current image captioning works usually focus on generating descriptions in an autoregressive manner. However, there are limited works that focus on generating descriptions non-autoregressively, which brings more decoding diversity. Inspired by the success of diffusion models on generating natural-looking images, we propose a novel method DiffCap to apply continuous diffusions on image captioning. Unlike image generation where the output is fixed-size and continuous, image description length varies with discrete tokens. Our method transforms discrete tokens in a natural way and applies continuous diffusion on them to successfully fuse extracted image features for diffusion caption generation. Our experiments on COCO dataset demonstrate that our method uses a much simpler structure to achieve comparable results to the previous non-autoregressive works. Apart from quality, an intriguing property of DiffCap is its high diversity during generation, which is missing from many autoregressive models. We believe our method on fusing multimodal features in diffusion language generation will inspire more researches on multimodal language generation tasks for its simplicity and decoding flexibility.