Zexi Li

Chenrui Wu, Zexi Li, Fangxin Wang et al.

Federated learning (FL) is a distributed framework for collaboratively training with privacy guarantees. In real-world scenarios, clients may have Non-IID data (local class imbalance) with poor annotation quality (label noise). The co-existence of label noise and class imbalance in FL's small local datasets renders conventional FL methods and noisy-label learning methods both ineffective. To address the challenges, we propose FedCNI without using an additional clean proxy dataset. It includes a noise-resilient local solver and a robust global aggregator. For the local solver, we design a more robust prototypical noise detector to distinguish noisy samples. Further to reduce the negative impact brought by the noisy samples, we devise a curriculum pseudo labeling method and a denoise Mixup training strategy. For the global aggregator, we propose a switching re-weighted aggregation method tailored to different learning periods. Extensive experiments demonstrate our method can substantially outperform state-of-the-art solutions in mix-heterogeneous FL environments.

Didi Zhu, Yincuan Li, Junkun Yuan et al. · tencent-ai

Universal domain adaptation (UniDA) aims to transfer knowledge from the source domain to the target domain without any prior knowledge about the label set. The challenge lies in how to determine whether the target samples belong to common categories. The mainstream methods make judgments based on the sample features, which overemphasizes global information while ignoring the most crucial local objects in the image, resulting in limited accuracy. To address this issue, we propose a Universal Attention Matching (UniAM) framework by exploiting the self-attention mechanism in vision transformer to capture the crucial object information. The proposed framework introduces a novel Compressive Attention Matching (CAM) approach to explore the core information by compressively representing attentions. Furthermore, CAM incorporates a residual-based measurement to determine the sample commonness. By utilizing the measurement, UniAM achieves domain-wise and category-wise Common Feature Alignment (CFA) and Target Class Separation (TCS). Notably, UniAM is the first method utilizing the attention in vision transformer directly to perform classification tasks. Extensive experiments show that UniAM outperforms the current state-of-the-art methods on various benchmark datasets.

Zexi Li, Xinyi Shang, Rui He et al.

Data heterogeneity is an inherent challenge that hinders the performance of federated learning (FL). Recent studies have identified the biased classifiers of local models as the key bottleneck. Previous attempts have used classifier calibration after FL training, but this approach falls short in improving the poor feature representations caused by training-time classifier biases. Resolving the classifier bias dilemma in FL requires a full understanding of the mechanisms behind the classifier. Recent advances in neural collapse have shown that the classifiers and feature prototypes under perfect training scenarios collapse into an optimal structure called simplex equiangular tight frame (ETF). Building on this neural collapse insight, we propose a solution to the FL's classifier bias problem by utilizing a synthetic and fixed ETF classifier during training. The optimal classifier structure enables all clients to learn unified and optimal feature representations even under extremely heterogeneous data. We devise several effective modules to better adapt the ETF structure in FL, achieving both high generalization and personalization. Extensive experiments demonstrate that our method achieves state-of-the-art performances on CIFAR-10, CIFAR-100, and Tiny-ImageNet.

Zexi Li, Tao Lin, Xinyi Shang et al.

In federated learning (FL), weighted aggregation of local models is conducted to generate a global model, and the aggregation weights are normalized (the sum of weights is 1) and proportional to the local data sizes. In this paper, we revisit the weighted aggregation process and gain new insights into the training dynamics of FL. First, we find that the sum of weights can be smaller than 1, causing global weight shrinking effect (analogous to weight decay) and improving generalization. We explore how the optimal shrinking factor is affected by clients' data heterogeneity and local epochs. Second, we dive into the relative aggregation weights among clients to depict the clients' importance. We develop client coherence to study the learning dynamics and find a critical point that exists. Before entering the critical point, more coherent clients play more essential roles in generalization. Based on the above insights, we propose an effective method for Federated Learning with Learnable Aggregation Weights, named as FedLAW. Extensive experiments verify that our method can improve the generalization of the global model by a large margin on different datasets and models.

Zexi Li, Jiaxun Lu, Shuang Luo et al.

In federated learning (FL), clients may have diverse objectives, and merging all clients' knowledge into one global model will cause negative transfer to local performance. Thus, clustered FL is proposed to group similar clients into clusters and maintain several global models. In the literature, centralized clustered FL algorithms require the assumption of the number of clusters and hence are not effective enough to explore the latent relationships among clients. In this paper, without assuming the number of clusters, we propose a peer-to-peer (P2P) FL algorithm named PANM. In PANM, clients communicate with peers to adaptively form an effective clustered topology. Specifically, we present two novel metrics for measuring client similarity and a two-stage neighbor matching algorithm based Monte Carlo method and Expectation Maximization under the Gaussian Mixture Model assumption. We have conducted theoretical analyses of PANM on the probability of neighbor estimation and the error gap to the clustered optimum. We have also implemented extensive experiments under both synthetic and real-world clustered heterogeneity. Theoretical analysis and empirical experiments show that the proposed algorithm is superior to the P2P FL counterparts, and it achieves better performance than the centralized cluster FL method. PANM is effective even under extremely low communication budgets.

Didi Zhu, Zexi Li, Min Zhang et al. · tsinghua

Large-scale vision-language (V-L) models have demonstrated remarkable generalization capabilities for downstream tasks through prompt tuning. However, the mechanisms behind the learned text representations are unknown, limiting further generalization gains, especially under class imbalance scenarios. Recent advances in the neural collapse (NC) phenomenon of vision-only models suggest that the optimal representation structure is the simplex ETF, which paves the way to study representations in V-L models. In this paper, we make the first attempt to use NC for examining the representations in V-L models via prompt tuning. It is found that NC optimality of text-to-image representations shows a positive correlation with downstream generalizability, which is more severe under class imbalance settings. To improve the representations, we propose Neural-collapse-anchored Prompt Tuning (NPT), a novel method that learns prompts with text and image representations that satisfy the same simplex ETF. NPT incorporates two regularization terms: language-modality collapse and multi-modality isomorphism; and it is compatible with other prompt tuning methods. Extensive experiments show that NPT can consistently help to improve existing prompt tuning techniques across 11 datasets for both balanced and imbalanced settings.

Ziyu Zhao, Tao Shen, Didi Zhu et al.

Low-Rank Adaptation (LoRA) has emerged as a popular technique for fine-tuning large language models (LLMs) to various domains due to its modular design and widespread availability on platforms like Huggingface. This modularity has sparked interest in combining multiple LoRAs to enhance LLM capabilities. However, existing methods for LoRA composition primarily focus on task-specific adaptations that require additional training, and current model merging techniques often fail to fully leverage LoRA's modular nature, leading to parameter interference and performance degradation. In this paper, we investigate the feasibility of disassembling and reassembling multiple LoRAs at a finer granularity, analogous to assembling LEGO blocks. We introduce the concept of Minimal Semantic Units (MSUs), where the parameters corresponding to each rank in LoRA function as independent units. These MSUs demonstrate permutation invariance and concatenation-summation equivalence properties, enabling flexible combinations to create new LoRAs. Building on these insights, we propose the LoRA-LEGO framework. This framework conducts rank-wise parameter clustering by grouping MSUs from different LoRAs into $k$ clusters. The centroid of each cluster serves as a representative MSU, enabling the assembly of a merged LoRA with an adjusted rank of $k$. Additionally, we apply a dual reweighting strategy to optimize the scale of the merged LoRA. Experiments across various benchmarks demonstrate that our method outperforms existing approaches in LoRA merging.

Rui Ye, Wenhao Wang, Jingyi Chai et al.

Trained on massive publicly available data, large language models (LLMs) have demonstrated tremendous success across various fields. While more data contributes to better performance, a disconcerting reality is that high-quality public data will be exhausted in a few years. In this paper, we offer a potential next step for contemporary LLMs: collaborative and privacy-preserving LLM training on the underutilized distributed private data via federated learning (FL), where multiple data owners collaboratively train a shared model without transmitting raw data. To achieve this, we build a concise, integrated, and research-friendly framework/codebase, named OpenFedLLM. It covers federated instruction tuning for enhancing instruction-following capability, federated value alignment for aligning with human values, and 7 representative FL algorithms. Besides, OpenFedLLM supports training on diverse domains, where we cover 8 training datasets; and provides comprehensive evaluations, where we cover 30+ evaluation metrics. Through extensive experiments, we observe that all FL algorithms outperform local training on training LLMs, demonstrating a clear performance improvement across a variety of settings. Notably, in a financial benchmark, Llama2-7B fine-tuned by applying any FL algorithm can outperform GPT-4 by a significant margin while the model obtained through individual training cannot, demonstrating strong motivation for clients to participate in FL. The code is available at https://github.com/rui-ye/OpenFedLLM.

Lingzhi Gao, Zexi Li, Yang Lu et al.

Personalized federated learning (pFL) enables collaborative training among multiple clients to enhance the capability of customized local models. In pFL, clients may have heterogeneous (also known as non-IID) data, which poses a key challenge in how to decouple the data knowledge into generic knowledge for global sharing and personalized knowledge for preserving local personalization. A typical way of pFL focuses on label distribution skew, and they adopt a decoupling scheme where the model is split into a common feature extractor and two prediction heads (generic and personalized). However, such a decoupling scheme cannot solve the essential problem of feature skew heterogeneity, because a common feature extractor cannot decouple the generic and personalized features. Therefore, in this paper, we rethink the architecture decoupling design for feature-skew pFL and propose an effective pFL method called FediOS. In FediOS, we reformulate the decoupling into two feature extractors (generic and personalized) and one shared prediction head. Orthogonal projections are used for clients to map the generic features into one common subspace and scatter the personalized features into different subspaces to achieve decoupling for them. In addition, a shared prediction head is trained to balance the importance of generic and personalized features during inference. Extensive experiments on four vision datasets demonstrate our method reaches state-of-the-art pFL performances under feature skew heterogeneity.

Ruiyuan Zhang, Jiaxiang Liu, Zexi Li et al.

Geometric fracture assembly presents a challenging practical task in archaeology and 3D computer vision. Previous methods have focused solely on assembling fragments based on semantic information, which has limited the quantity of objects that can be effectively assembled. Therefore, there is a need to develop a scalable framework for geometric fracture assembly without relying on semantic information. To improve the effectiveness of assembling geometric fractures without semantic information, we propose a co-creation space comprising several assemblers capable of gradually and unambiguously assembling fractures. Additionally, we introduce a novel loss function, i.e., the geometric-based collision loss, to address collision issues during the fracture assembly process and enhance the results. Our framework exhibits better performance on both PartNet and Breaking Bad datasets compared to existing state-of-the-art frameworks. Extensive experiments and quantitative comparisons demonstrate the effectiveness of our proposed framework, which features linear computational complexity, enhanced abstraction, and improved generalization. Our code is publicly available at https://github.com/Ruiyuan-Zhang/CCS.

Zexuan Wang, Chenghao Yang, Yingqi Que et al.

Real-world autonomous planning requires coordinating tightly coupled constraints where a single decision dictates the feasibility of all subsequent actions. However, existing benchmarks predominantly feature loosely coupled constraints solvable through local greedy decisions and rely on idealized data, failing to capture the complexity of extracting parameters from dynamic web environments. We introduce \textbf{WorldTravel}, a benchmark comprising 150 real-world travel scenarios across 5 cities that demand navigating an average of 15+ interdependent temporal and logical constraints. To evaluate agents in realistic deployments, we develop \textbf{WorldTravel-Webscape}, a multi-modal environment featuring over 2,000 rendered webpages where agents must perceive constraint parameters directly from visual layouts to inform their planning. Our evaluation of 10 frontier models reveals a significant performance collapse: even the state-of-the-art GPT-5.2 achieves only 32.67\% feasibility in text-only settings, which plummets to 19.33\% in multi-modal environments. We identify a critical Perception-Action Gap and a Planning Horizon threshold at approximately 10 constraints where model reasoning consistently fails, suggesting that perception and reasoning remain independent bottlenecks. These findings underscore the need for next-generation agents that unify high-fidelity visual perception with long-horizon reasoning to handle brittle real-world logistics.

Didi Zhu, Zhongyi Sun, Zexi Li et al.

Catastrophic forgetting emerges as a critical challenge when fine-tuning multi-modal large language models (MLLMs), where improving performance on unseen tasks often leads to a significant performance drop on the original tasks. This paper presents a comprehensive analysis of catastrophic forgetting in MLLMs and introduces a post-training adjustment method called Model Tailor. Our method primarily preserves the pre-trained parameters while replacing a small number ($\leq$ 10\%) of fine-tuned parameters, maintaining $\sim$ 99\% effectiveness on original tasks versus pre-training, and achieving $\sim$ 97\% on new tasks compared to standard fine-tuning. Specifically, we derive a sparse mask to identify the "model patch", based on a fusion strategy that integrates salience and sensitivity analysis. Subsequently, a compensation mechanism is introduced to "decorate the patch", enhancing the model's performance on both target and original tasks. Additionally, our method is adaptable to multi-task scenarios. Through extensive experiments on InstructBLIP and LLaVA-1.5 in both image captioning and visual question answering tasks, our approach demonstrates significant task adaptability while preserving inherent pre-trained capabilities.

Lorenzo Sani, Alex Iacob, Zeyu Cao et al.

Scaling large language models (LLMs) demands extensive data and computing resources, which are traditionally constrained to data centers by the high-bandwidth requirements of distributed training. Low-bandwidth methods like federated learning (FL) could enable collaborative training of larger models across weakly-connected GPUs if they can effectively be used for pre-training. To achieve this, we introduce Photon, the first complete system for federated end-to-end LLM training, leveraging cross-silo FL for global-scale training with minimal communication overheads. Using Photon, we train the first federated family of decoder-only LLMs from scratch. We show that: (1) Photon can train model sizes up to 7B in a federated fashion while reaching an even better perplexity than centralized pre-training; (2) Photon model training time decreases with available compute, achieving a similar compute-time trade-off to centralized; and (3) Photon outperforms the wall-time of baseline distributed training methods by 35% via communicating 64x-512xless. Our proposal is robust to data heterogeneity and converges twice as fast as previous methods like DiLoCo. This surprising data efficiency stems from a unique approach combining small client batch sizes with extremely high learning rates, enabled by federated averaging's robustness to hyperparameters. Photon thus represents the first economical system for global internet-wide LLM pre-training.

Zexi Li, Lingzhi Gao, Chao Wu

Generative artificial intelligence (GenAI) has made significant progress in understanding world knowledge and generating content from human languages across various modalities, like text-to-text large language models, text-to-image stable diffusion, and text-to-video Sora. While in this paper, we investigate the capability of GenAI for text-to-model generation, to see whether GenAI can comprehend hyper-level knowledge embedded within AI itself parameters. Specifically, we study a practical scenario termed train-once-for-all personalization, aiming to generate personalized models for diverse end-users and tasks using text prompts. Inspired by the recent emergence of neural network diffusion, we present Tina, a text-conditioned neural network diffusion for train-once-for-all personalization. Tina leverages a diffusion transformer model conditioned on task descriptions embedded using a CLIP model. Despite the astronomical number of potential personalized tasks (e.g., $1.73\times10^{13}$), by our design, Tina demonstrates remarkable in-distribution and out-of-distribution generalization even trained on small datasets ($\sim 1000$). We further verify whether and how \Tina understands world knowledge by analyzing its capabilities under zero-shot/few-shot image prompts, different numbers of personalized classes, prompts of natural language descriptions, and predicting unseen entities.

Zhenyan Lu, Daliang Xu, Dongqi Cai et al. · cambridge

Large language models (LLMs) are deployed on mobile devices to power killer applications such as intelligent assistants. LLMs pre-trained on general corpora often hallucinate when handling personalized or unseen queries, leading to incorrect or outdated responses. Knowledge editing addresses this by identifying and adjusting a small crucial portion of model weights, without compromising the general knowledge. However, prior knowledge editing methods are impractical to run on local devices due to the resource-heavy backpropagation (BP) needed for updates. We present MobiEdit, the first mobile knowledge editing framework that enables efficient LLM personalization on commercial off-the-shelf (COTS) mobile devices. MobiEdit replaces full-precision BP with quantized forward-only gradient estimation, thus compatible with the energy-efficient mobile neural processing units (NPUs). MobiEdit replaces full-precision backpropagation with quantized forward-only gradient estimation, making it compatible with energy-efficient mobile NPUs. To further improve gradient estimation efficiency, we introduce two optimizations: an early stoping mechanism that adaptively terminates editing upon success and a prefix cache that reuses computation across steps. Our approach enables real-time editing of a 3B-parameter model (Qwen2.5-3B-Instruct) on COTS mobile devices with 7.6$\times$ less memory, 14.7 $\times$ less energy and 3.6$\times$ less latency compared to previous knowledge editing methods.

Shuang Luo, Didi Zhu, Zexi Li et al.

Despite federated learning endows distributed clients with a cooperative training mode under the premise of protecting data privacy and security, the clients are still vulnerable when encountering adversarial samples due to the lack of robustness. The adversarial samples can confuse and cheat the client models to achieve malicious purposes via injecting elaborate noise into normal input. In this paper, we introduce a novel Ensemble Federated Adversarial Training Method, termed as EFAT, that enables an efficacious and robust coupled training mechanism. Our core idea is to enhance the diversity of adversarial examples through expanding training data with different disturbances generated from other participated clients, which helps adversarial training perform well in Non-IID settings. Experimental results on different Non-IID situations, including feature distribution skew and label distribution skew, show that our proposed method achieves promising results compared with solely combining federated learning with adversarial approaches.