Shicheng Xu

Shicheng Xu, Liang Pang, Huawei Shen et al.

Making the content generated by Large Language Model (LLM), accurate, credible and traceable is crucial, especially in complex knowledge-intensive tasks that require multi-step reasoning and each step needs knowledge to solve. Retrieval-augmented generation is good potential to solve this problem. However, where and how to introduce Information Retrieval (IR) to LLM is a big challenge. Previous work has the problems that wrong knowledge retrieved by IR misleads the LLM and interaction between IR and LLM breaks the reasoning chain of LLM. This paper proposes a novel framework named \textbf{Search-in-the-Chain} (SearChain) for the interaction between LLM and IR to solve the challenges. First, LLM generates the reasoning chain named Chain-of-Query (CoQ) where each node consists of an IR-oriented query-answer pair. Second, IR verifies the answer of each node of CoQ. It corrects the answer that is not consistent with the retrieved information when IR gives high confidence, which improves the credibility. Third, LLM can indicate its missing knowledge in CoQ and rely on IR to provide this knowledge to LLM. These operations improve the accuracy in terms of reasoning and knowledge. Finally, SearChain generates the reasoning process and marks references to supporting documents for each reasoning step, which improves traceability. Interaction with IR in SearChain forms a novel reasoning path based on a tree, which enables LLM to dynamically modify the direction of reasoning. Experiments show that SearChain outperforms state-of-the-art baselines on complex knowledge-intensive tasks including multi-hop Q\&A, slot filling, fact checking, and long-form Q\&A.

Shicheng Xu, Liang Pang, Huawei Shen et al.

Text matching is a fundamental technique in both information retrieval and natural language processing. Text matching tasks share the same paradigm that determines the relationship between two given texts. The relationships vary from task to task, e.g.~relevance in document retrieval, semantic alignment in paraphrase identification and answerable judgment in question answering. However, the essential signals for text matching remain in a finite scope, i.e.~exact matching, semantic matching, and inference matching. Ideally, a good text matching model can learn to capture and aggregate these signals for different matching tasks to achieve competitive performance, while recent state-of-the-art text matching models, e.g.~Pre-trained Language Models (PLMs), are hard to generalize. It is because the end-to-end supervised learning on task-specific dataset makes model overemphasize the data sample bias and task-specific signals instead of the essential matching signals. To overcome this problem, we adopt a specialization-generalization training strategy and refer to it as Match-Prompt. In specialization stage, descriptions of different matching tasks are mapped to a few prompt tokens. In generalization stage, matching model explores the essential matching signals by being trained on diverse matching tasks. High diverse matching tasks avoid model fitting the data bias on a specific task, so that model can focus on learning the essential matching signals. Meanwhile, the prompt tokens obtained in the first step help the model distinguish different task-specific matching signals. Experimental results on public datasets show that Match-Prompt can improve multi-task generalization capability of PLMs in text matching and yield better in-domain multi-task, out-of-domain multi-task and new task adaptation performance than multi-task and task-specific models trained by previous fine-tuning paradigm.

Shicheng Xu, Danyang Hou, Liang Pang et al.

With the advancement of generation models, AI-generated content (AIGC) is becoming more realistic, flooding the Internet. A recent study suggests that this phenomenon causes source bias in text retrieval for web search. Specifically, neural retrieval models tend to rank generated texts higher than human-written texts. In this paper, we extend the study of this bias to cross-modal retrieval. Firstly, we successfully construct a suitable benchmark to explore the existence of the bias. Subsequent extensive experiments on this benchmark reveal that AI-generated images introduce an invisible relevance bias to text-image retrieval models. Specifically, our experiments show that text-image retrieval models tend to rank the AI-generated images higher than the real images, even though the AI-generated images do not exhibit more visually relevant features to the query than real images. This invisible relevance bias is prevalent across retrieval models with varying training data and architectures. Furthermore, our subsequent exploration reveals that the inclusion of AI-generated images in the training data of the retrieval models exacerbates the invisible relevance bias. The above phenomenon triggers a vicious cycle, which makes the invisible relevance bias become more and more serious. To elucidate the potential causes of invisible relevance and address the aforementioned issues, we introduce an effective training method aimed at alleviating the invisible relevance bias. Subsequently, we apply our proposed debiasing method to retroactively identify the causes of invisible relevance, revealing that the AI-generated images induce the image encoder to embed additional information into their representation. This information exhibits a certain consistency across generated images with different semantics and can make the retriever estimate a higher relevance score.

Shicheng Xu, Liang Pang, Jiangnan Li et al.

Retrieving relevant plots from the book for a query is a critical task, which can improve the reading experience and efficiency of readers. Readers usually only give an abstract and vague description as the query based on their own understanding, summaries, or speculations of the plot, which requires the retrieval model to have a strong ability to estimate the abstract semantic associations between the query and candidate plots. However, existing information retrieval (IR) datasets cannot reflect this ability well. In this paper, we propose Plot Retrieval, a labeled dataset to train and evaluate the performance of IR models on the novel task Plot Retrieval. Text pairs in Plot Retrieval have less word overlap and more abstract semantic association, which can reflect the ability of the IR models to estimate the abstract semantic association, rather than just traditional lexical or semantic matching. Extensive experiments across various lexical retrieval, sparse retrieval, dense retrieval, and cross-encoder methods compared with human studies on Plot Retrieval show current IR models still struggle in capturing abstract semantic association between texts. Plot Retrieval can be the benchmark for further research on the semantic association modeling ability of IR models.

Sunhao Dai, Chen Xu, Shicheng Xu et al.

With the rapid advancements of large language models (LLMs), information retrieval (IR) systems, such as search engines and recommender systems, have undergone a significant paradigm shift. This evolution, while heralding new opportunities, introduces emerging challenges, particularly in terms of biases and unfairness, which may threaten the information ecosystem. In this paper, we present a comprehensive survey of existing works on emerging and pressing bias and unfairness issues in IR systems when the integration of LLMs. We first unify bias and unfairness issues as distribution mismatch problems, providing a groundwork for categorizing various mitigation strategies through distribution alignment. Subsequently, we systematically delve into the specific bias and unfairness issues arising from three critical stages of LLMs integration into IR systems: data collection, model development, and result evaluation. In doing so, we meticulously review and analyze recent literature, focusing on the definitions, characteristics, and corresponding mitigation strategies associated with these issues. Finally, we identify and highlight some open problems and challenges for future work, aiming to inspire researchers and stakeholders in the IR field and beyond to better understand and mitigate bias and unfairness issues of IR in this LLM era. We also consistently maintain a GitHub repository for the relevant papers and resources in this rising direction at https://github.com/KID-22/LLM-IR-Bias-Fairness-Survey.

Shicheng Xu

This paper explores various learning strategies for 3D building type classification and part segmentation on the BuildingNet dataset. ULIP with PointNeXt and PointNeXt segmentation are extended for the classification and segmentation task on BuildingNet dataset. The best multi-task PointNeXt-s model with multi-modal pretraining achieves 59.36 overall accuracy for 3D building type classification, and 31.68 PartIoU for 3D building part segmentation on validation split. The final PointNeXt XL model achieves 31.33 PartIoU and 22.78 ShapeIoU on test split for BuildingNet-Points segmentation, which significantly improved over PointNet++ model reported from BuildingNet paper, and it won the 1st place in the BuildingNet challenge at CVPR23 StruCo3D workshop.

Haowen Gao, Liang Pang, Shicheng Xu et al.

With the rapid development of AI-generated content (AIGC), the creation of high-quality AI-generated videos has become faster and easier, resulting in the Internet being flooded with all kinds of video content. However, the impact of these videos on the content ecosystem remains largely unexplored. Video information retrieval remains a fundamental approach for accessing video content. Building on the observation that retrieval models often favor AI-generated content in ad-hoc and image retrieval tasks, we investigate whether similar biases emerge in the context of challenging video retrieval, where temporal and visual factors may further influence model behavior. To explore this, we first construct a comprehensive benchmark dataset containing both real and AI-generated videos, along with a set of fair and rigorous metrics to assess bias. This benchmark consists of 13,000 videos generated by two state-of-the-art open-source video generation models. We meticulously design a suite of rigorous metrics to accurately measure this preference, accounting for potential biases arising from the limited frame rate and suboptimal quality of AIGC videos. We then applied three off-the-shelf video retrieval models to perform retrieval tasks on this hybrid dataset. Our findings reveal a clear preference for AI-generated videos in retrieval. Further investigation shows that incorporating AI-generated videos into the training set of retrieval models exacerbates this bias. Unlike the preference observed in image modalities, we find that video retrieval bias arises from both unseen visual and temporal information, making the root causes of video bias a complex interplay of these two factors. To mitigate this bias, we fine-tune the retrieval models using a contrastive learning approach. The results of this study highlight the potential implications of AI-generated videos on retrieval systems.

Nursena Koprucu, Meher Shashwat Nigam, Shicheng Xu et al.

Inspired by Geoffrey Hinton emphasis on generative modeling, To recognize shapes, first learn to generate them, we explore the use of 3D diffusion models for object classification. Leveraging the density estimates from these models, our approach, the Diffusion Classifier for 3D Objects (DC3DO), enables zero-shot classification of 3D shapes without additional training. On average, our method achieves a 12.5 percent improvement compared to its multiview counterparts, demonstrating superior multimodal reasoning over discriminative approaches. DC3DO employs a class-conditional diffusion model trained on ShapeNet, and we run inferences on point clouds of chairs and cars. This work highlights the potential of generative models in 3D object classification.

Shicheng Xu, Liang Pang, Mo Yu et al.

Retrieval-augmented generation (RAG) enhances large language models (LLMs) by incorporating additional information from retrieval. However, studies have shown that LLMs still face challenges in effectively using the retrieved information, even ignoring it or being misled by it. The key reason is that the training of LLMs does not clearly make LLMs learn how to utilize input retrieved texts with varied quality. In this paper, we propose a novel perspective that considers the role of LLMs in RAG as ``Information Refiner'', which means that regardless of correctness, completeness, or usefulness of retrieved texts, LLMs can consistently integrate knowledge within the retrieved texts and model parameters to generate the texts that are more concise, accurate, and complete than the retrieved texts. To this end, we propose an information refinement training method named InFO-RAG that optimizes LLMs for RAG in an unsupervised manner. InFO-RAG is low-cost and general across various tasks. Extensive experiments on zero-shot prediction of 11 datasets in diverse tasks including Question Answering, Slot-Filling, Language Modeling, Dialogue, and Code Generation show that InFO-RAG improves the performance of LLaMA2 by an average of 9.39\% relative points. InFO-RAG also shows advantages in in-context learning and robustness of RAG.

Shicheng Xu, Liang Pang, Yunchang Zhu et al.

Vision-language alignment in Large Vision-Language Models (LVLMs) successfully enables LLMs to understand visual input. However, we find that existing vision-language alignment methods fail to transfer the existing safety mechanism for text in LLMs to vision, which leads to vulnerabilities in toxic image. To explore the cause of this problem, we give the insightful explanation of where and how the safety mechanism of LVLMs operates and conduct comparative analysis between text and vision. We find that the hidden states at the specific transformer layers play a crucial role in the successful activation of safety mechanism, while the vision-language alignment at hidden states level in current methods is insufficient. This results in a semantic shift for input images compared to text in hidden states, therefore misleads the safety mechanism. To address this, we propose a novel Text-Guided vision-language Alignment method (TGA) for LVLMs. TGA retrieves the texts related to input vision and uses them to guide the projection of vision into the hidden states space in LLMs. Experiments show that TGA not only successfully transfers the safety mechanism for text in basic LLMs to vision in vision-language alignment for LVLMs without any safety fine-tuning on the visual modality but also maintains the general performance on various vision tasks (Safe and Good).

Shicheng Xu, Liang Pang, Jun Xu et al.

The results of information retrieval (IR) are usually presented in the form of a ranked list of candidate documents, such as web search for humans and retrieval-augmented generation for large language models (LLMs). List-aware retrieval aims to capture the list-level contextual features to return a better list, mainly including reranking and truncation. Reranking finely re-scores the documents in the list. Truncation dynamically determines the cut-off point of the ranked list to achieve the trade-off between overall relevance and avoiding misinformation from irrelevant documents. Previous studies treat them as two separate tasks and model them separately. However, the separation is not optimal. First, it is hard to share the contextual information of the ranking list between the two tasks. Second, the separate pipeline usually meets the error accumulation problem, where the small error from the reranking stage can largely affect the truncation stage. To solve these problems, we propose a Reranking-Truncation joint model (GenRT) that can perform the two tasks concurrently. GenRT integrates reranking and truncation via generative paradigm based on encoder-decoder architecture. We also design the novel loss functions for joint optimization to make the model learn both tasks. Sharing parameters by the joint model is conducive to making full use of the common modeling information of the two tasks. Besides, the two tasks are performed concurrently and co-optimized to solve the error accumulation problem between separate stages. Experiments on public learning-to-rank benchmarks and open-domain Q\&A tasks show that our method achieves SOTA performance on both reranking and truncation tasks for web search and retrieval-augmented LLMs.

Shicheng Xu, Liang Pang, Huawei Shen et al.

Retrieval-augmented generation (RAG) utilizes retrieved texts to enhance large language models (LLMs). Studies show that while RAG provides valuable external information (benefit), it may also mislead LLMs (detriment) with noisy or incorrect retrieved texts. Although many existing methods attempt to preserve benefit and avoid detriment, they lack a theoretical explanation for RAG. The benefit and detriment in the next token prediction of RAG remain a black box that cannot be quantified or compared in an explainable manner, so existing methods are data-driven, need additional utility evaluators or post-hoc. This paper takes the first step towards providing a theory to explain and trade off the benefit and detriment in RAG. First, we model RAG as the fusion between distribution of LLMs knowledge and distribution of retrieved texts. Then, we formalize the trade-off between the value of external knowledge (benefit) and its potential risk of misleading LLMs (detriment) in next token prediction of RAG by distribution difference in this fusion. Finally, we prove that the actual effect of RAG on the token, which is the comparison between benefit and detriment, can be predicted without any training or accessing the utility of retrieval. Based on our theory, we propose a practical novel method, Tok-RAG, which achieves collaborative generation between the pure LLM and RAG at token level to preserve benefit and avoid detriment. Experiments in real-world tasks using LLMs such as OPT, LLaMA-2, and Mistral show the effectiveness of our method and support our theoretical findings.

Shicheng Xu, Liang Pang, Huawei Shen et al.

Dense retrieval has shown promise in the first-stage retrieval process when trained on in-domain labeled datasets. However, previous studies have found that dense retrieval is hard to generalize to unseen domains due to its weak modeling of domain-invariant and interpretable feature (i.e., matching signal between two texts, which is the essence of information retrieval). In this paper, we propose a novel method to improve the generalization of dense retrieval via capturing matching signal called BERM. Fully fine-grained expression and query-oriented saliency are two properties of the matching signal. Thus, in BERM, a single passage is segmented into multiple units and two unit-level requirements are proposed for representation as the constraint in training to obtain the effective matching signal. One is semantic unit balance and the other is essential matching unit extractability. Unit-level view and balanced semantics make representation express the text in a fine-grained manner. Essential matching unit extractability makes passage representation sensitive to the given query to extract the pure matching information from the passage containing complex context. Experiments on BEIR show that our method can be effectively combined with different dense retrieval training methods (vanilla, hard negatives mining and knowledge distillation) to improve its generalization ability without any additional inference overhead and target domain data.