16.7CLAug 7, 2023
UniversalNER: Targeted Distillation from Large Language Models for Open Named Entity RecognitionWenxuan Zhou, Sheng Zhang, Yu Gu et al. · microsoft-research
Large language models (LLMs) have demonstrated remarkable generalizability, such as understanding arbitrary entities and relations. Instruction tuning has proven effective for distilling LLMs into more cost-efficient models such as Alpaca and Vicuna. Yet such student models still trail the original LLMs by large margins in downstream applications. In this paper, we explore targeted distillation with mission-focused instruction tuning to train student models that can excel in a broad application class such as open information extraction. Using named entity recognition (NER) for case study, we show how ChatGPT can be distilled into much smaller UniversalNER models for open NER. For evaluation, we assemble the largest NER benchmark to date, comprising 43 datasets across 9 diverse domains such as biomedicine, programming, social media, law, finance. Without using any direct supervision, UniversalNER attains remarkable NER accuracy across tens of thousands of entity types, outperforming general instruction-tuned models such as Alpaca and Vicuna by over 30 absolute F1 points in average. With a tiny fraction of parameters, UniversalNER not only acquires ChatGPT's capability in recognizing arbitrary entity types, but also outperforms its NER accuracy by 7-9 absolute F1 points in average. Remarkably, UniversalNER even outperforms by a large margin state-of-the-art multi-task instruction-tuned systems such as InstructUIE, which uses supervised NER examples. We also conduct thorough ablation studies to assess the impact of various components in our distillation approach. We release the distillation recipe, data, and UniversalNER models to facilitate future research on targeted distillation.
Context-faithful Prompting for Large Language ModelsWenxuan Zhou, Sheng Zhang, Hoifung Poon et al.
Large language models (LLMs) encode parametric knowledge about world facts and have shown remarkable performance in knowledge-driven NLP tasks. However, their reliance on parametric knowledge may cause them to overlook contextual cues, leading to incorrect predictions in context-sensitive NLP tasks (e.g., knowledge acquisition tasks). In this paper, we seek to assess and enhance LLMs' contextual faithfulness in two aspects: knowledge conflict and prediction with abstention. We demonstrate that LLMs' faithfulness can be significantly improved using carefully designed prompting strategies. In particular, we identify opinion-based prompts and counterfactual demonstrations as the most effective methods. Opinion-based prompts reframe the context as a narrator's statement and inquire about the narrator's opinions, while counterfactual demonstrations use instances containing false facts to improve faithfulness in knowledge conflict situations. Neither technique requires additional training. We conduct experiments on three datasets of two standard NLP tasks, machine reading comprehension and relation extraction, and the results demonstrate significant improvement in faithfulness to contexts. Code and data are released at https://github.com/wzhouad/context-faithful-llm.
19.3CLNov 16, 2023Code
Cognitive Overload: Jailbreaking Large Language Models with Overloaded Logical ThinkingNan Xu, Fei Wang, Ben Zhou et al.
While large language models (LLMs) have demonstrated increasing power, they have also given rise to a wide range of harmful behaviors. As representatives, jailbreak attacks can provoke harmful or unethical responses from LLMs, even after safety alignment. In this paper, we investigate a novel category of jailbreak attacks specifically designed to target the cognitive structure and processes of LLMs. Specifically, we analyze the safety vulnerability of LLMs in the face of (1) multilingual cognitive overload, (2) veiled expression, and (3) effect-to-cause reasoning. Different from previous jailbreak attacks, our proposed cognitive overload is a black-box attack with no need for knowledge of model architecture or access to model weights. Experiments conducted on AdvBench and MasterKey reveal that various LLMs, including both popular open-source model Llama 2 and the proprietary model ChatGPT, can be compromised through cognitive overload. Motivated by cognitive psychology work on managing cognitive load, we further investigate defending cognitive overload attack from two perspectives. Empirical studies show that our cognitive overload from three perspectives can jailbreak all studied LLMs successfully, while existing defense strategies can hardly mitigate the caused malicious uses effectively.
PINTO: Faithful Language Reasoning Using Prompt-Generated RationalesPeifeng Wang, Aaron Chan, Filip Ilievski et al. · meta-ai
Neural language models (LMs) have achieved impressive results on various language-based reasoning tasks by utilizing latent knowledge encoded in their own pretrained parameters. To make this reasoning process more explicit, recent works retrieve a rationalizing LM's internal knowledge by training or prompting it to generate free-text rationales, which can be used to guide task predictions made by either the same LM or a separate reasoning LM. However, rationalizing LMs require expensive rationale annotation and/or computation, without any assurance that their generated rationales improve LM task performance or faithfully reflect LM decision-making. In this paper, we propose PINTO, an LM pipeline that rationalizes via prompt-based learning, and learns to faithfully reason over rationales via counterfactual regularization. First, PINTO maps out a suitable reasoning process for the task input by prompting a frozen rationalizing LM to generate a free-text rationale. Second, PINTO's reasoning LM is fine-tuned to solve the task using the generated rationale as context, while regularized to output less confident predictions when the rationale is perturbed. Across four datasets, we show that PINTO significantly improves the generalization ability of the reasoning LM, yielding higher performance on both in-distribution and out-of-distribution test sets. Also, we find that PINTO's rationales are more faithful to its task predictions than those generated by competitive baselines.
GeoLM: Empowering Language Models for Geospatially Grounded Language UnderstandingZekun Li, Wenxuan Zhou, Yao-Yi Chiang et al.
Humans subconsciously engage in geospatial reasoning when reading articles. We recognize place names and their spatial relations in text and mentally associate them with their physical locations on Earth. Although pretrained language models can mimic this cognitive process using linguistic context, they do not utilize valuable geospatial information in large, widely available geographical databases, e.g., OpenStreetMap. This paper introduces GeoLM, a geospatially grounded language model that enhances the understanding of geo-entities in natural language. GeoLM leverages geo-entity mentions as anchors to connect linguistic information in text corpora with geospatial information extracted from geographical databases. GeoLM connects the two types of context through contrastive learning and masked language modeling. It also incorporates a spatial coordinate embedding mechanism to encode distance and direction relations to capture geospatial context. In the experiment, we demonstrate that GeoLM exhibits promising capabilities in supporting toponym recognition, toponym linking, relation extraction, and geo-entity typing, which bridge the gap between natural language processing and geospatial sciences. The code is publicly available at https://github.com/knowledge-computing/geolm.
Should We Rely on Entity Mentions for Relation Extraction? Debiasing Relation Extraction with Counterfactual AnalysisYiwei Wang, Muhao Chen, Wenxuan Zhou et al.
Recent literature focuses on utilizing the entity information in the sentence-level relation extraction (RE), but this risks leaking superficial and spurious clues of relations. As a result, RE still suffers from unintended entity bias, i.e., the spurious correlation between entity mentions (names) and relations. Entity bias can mislead the RE models to extract the relations that do not exist in the text. To combat this issue, some previous work masks the entity mentions to prevent the RE models from overfitting entity mentions. However, this strategy degrades the RE performance because it loses the semantic information of entities. In this paper, we propose the CORE (Counterfactual Analysis based Relation Extraction) debiasing method that guides the RE models to focus on the main effects of textual context without losing the entity information. We first construct a causal graph for RE, which models the dependencies between variables in RE models. Then, we propose to conduct counterfactual analysis on our causal graph to distill and mitigate the entity bias, that captures the causal effects of specific entity mentions in each instance. Note that our CORE method is model-agnostic to debias existing RE systems during inference without changing their training processes. Extensive experimental results demonstrate that our CORE yields significant gains on both effectiveness and generalization for RE. The source code is provided at: https://github.com/vanoracai/CoRE.
Robust (Controlled) Table-to-Text Generation with Structure-Aware Equivariance LearningFei Wang, Zhewei Xu, Pedro Szekely et al.
Controlled table-to-text generation seeks to generate natural language descriptions for highlighted subparts of a table. Previous SOTA systems still employ a sequence-to-sequence generation method, which merely captures the table as a linear structure and is brittle when table layouts change. We seek to go beyond this paradigm by (1) effectively expressing the relations of content pieces in the table, and (2) making our model robust to content-invariant structural transformations. Accordingly, we propose an equivariance learning framework, which encodes tables with a structure-aware self-attention mechanism. This prunes the full self-attention structure into an order-invariant graph attention that captures the connected graph structure of cells belonging to the same row or column, and it differentiates between relevant cells and irrelevant cells from the structural perspective. Our framework also modifies the positional encoding mechanism to preserve the relative position of tokens in the same cell but enforce position invariance among different cells. Our technology is free to be plugged into existing table-to-text generation models, and has improved T5-based models to offer better performance on ToTTo and HiTab. Moreover, on a harder version of ToTTo, we preserve promising performance, while previous SOTA systems, even with transformation-based data augmentation, have seen significant performance drops. Our code is available at https://github.com/luka-group/Lattice.
How Trustworthy are Open-Source LLMs? An Assessment under Malicious Demonstrations Shows their VulnerabilitiesLingbo Mo, Boshi Wang, Muhao Chen et al.
The rapid progress in open-source Large Language Models (LLMs) is significantly driving AI development forward. However, there is still a limited understanding of their trustworthiness. Deploying these models at scale without sufficient trustworthiness can pose significant risks, highlighting the need to uncover these issues promptly. In this work, we conduct an adversarial assessment of open-source LLMs on trustworthiness, scrutinizing them across eight different aspects including toxicity, stereotypes, ethics, hallucination, fairness, sycophancy, privacy, and robustness against adversarial demonstrations. We propose advCoU, an extended Chain of Utterances-based (CoU) prompting strategy by incorporating carefully crafted malicious demonstrations for trustworthiness attack. Our extensive experiments encompass recent and representative series of open-source LLMs, including Vicuna, MPT, Falcon, Mistral, and Llama 2. The empirical outcomes underscore the efficacy of our attack strategy across diverse aspects. More interestingly, our result analysis reveals that models with superior performance in general NLP tasks do not always have greater trustworthiness; in fact, larger models can be more vulnerable to attacks. Additionally, models that have undergone instruction tuning, focusing on instruction following, tend to be more susceptible, although fine-tuning LLMs for safety alignment proves effective in mitigating adversarial trustworthiness attacks.
Salience Allocation as Guidance for Abstractive SummarizationFei Wang, Kaiqiang Song, Hongming Zhang et al. · tencent-ai
Abstractive summarization models typically learn to capture the salient information from scratch implicitly. Recent literature adds extractive summaries as guidance for abstractive summarization models to provide hints of salient content and achieves better performance. However, extractive summaries as guidance could be over strict, leading to information loss or noisy signals. Furthermore, it cannot easily adapt to documents with various abstractiveness. As the number and allocation of salience content pieces vary, it is hard to find a fixed threshold deciding which content should be included in the guidance. In this paper, we propose a novel summarization approach with a flexible and reliable salience guidance, namely SEASON (SaliencE Allocation as Guidance for Abstractive SummarizatiON). SEASON utilizes the allocation of salience expectation to guide abstractive summarization and adapts well to articles in different abstractiveness. Automatic and human evaluations on two benchmark datasets show that the proposed method is effective and reliable. Empirical results on more than one million news articles demonstrate a natural fifteen-fifty salience split for news article sentences, providing a useful insight for composing news articles.
Primacy Effect of ChatGPTYiwei Wang, Yujun Cai, Muhao Chen et al.
Instruction-tuned large language models (LLMs), such as ChatGPT, have led to promising zero-shot performance in discriminative natural language understanding (NLU) tasks. This involves querying the LLM using a prompt containing the question, and the candidate labels to choose from. The question-answering capabilities of ChatGPT arise from its pre-training on large amounts of human-written text, as well as its subsequent fine-tuning on human preferences, which motivates us to ask: Does ChatGPT also inherits humans' cognitive biases? In this paper, we study the primacy effect of ChatGPT: the tendency of selecting the labels at earlier positions as the answer. We have two main findings: i) ChatGPT's decision is sensitive to the order of labels in the prompt; ii) ChatGPT has a clearly higher chance to select the labels at earlier positions as the answer. We hope that our experiments and analyses provide additional insights into building more reliable ChatGPT-based solutions. We release the source code at https://github.com/wangywUST/PrimacyEffectGPT.
DOMINO: A Dual-System for Multi-step Visual Language ReasoningPeifang Wang, Olga Golovneva, Armen Aghajanyan et al. · berkeley, meta-ai
Visual language reasoning requires a system to extract text or numbers from information-dense images like charts or plots and perform logical or arithmetic reasoning to arrive at an answer. To tackle this task, existing work relies on either (1) an end-to-end vision-language model trained on a large amount of data, or (2) a two-stage pipeline where a captioning model converts the image into text that is further read by another large language model to deduce the answer. However, the former approach forces the model to answer a complex question with one single step, and the latter approach is prone to inaccurate or distracting information in the converted text that can confuse the language model. In this work, we propose a dual-system for multi-step multimodal reasoning, which consists of a "System-1" step for visual information extraction and a "System-2" step for deliberate reasoning. Given an input, System-2 breaks down the question into atomic sub-steps, each guiding System-1 to extract the information required for reasoning from the image. Experiments on chart and plot datasets show that our method with a pre-trained System-2 module performs competitively compared to prior work on in- and out-of-distribution data. By fine-tuning the System-2 module (LLaMA-2 70B) on only a small amount of data on multi-step reasoning, the accuracy of our method is further improved and surpasses the best fully-supervised end-to-end approach by 5.7% and a pipeline approach with FlanPaLM (540B) by 7.5% on a challenging dataset with human-authored questions.
Self-Augmentation Improves Zero-Shot Cross-Lingual TransferFei Wang, Kuan-Hao Huang, Kai-Wei Chang et al.
Zero-shot cross-lingual transfer is a central task in multilingual NLP, allowing models trained in languages with more sufficient training resources to generalize to other low-resource languages. Earlier efforts on this task use parallel corpora, bilingual dictionaries, or other annotated alignment data to improve cross-lingual transferability, which are typically expensive to obtain. In this paper, we propose a simple yet effective method, SALT, to improve the zero-shot cross-lingual transfer of the multilingual pretrained language models without the help of such external data. By incorporating code-switching and embedding mixup with self-augmentation, SALT effectively distills cross-lingual knowledge from the multilingual PLM and enhances its transferability on downstream tasks. Experimental results on XNLI and PAWS-X show that our method is able to improve zero-shot cross-lingual transferability without external data. Our code is available at https://github.com/luka-group/SALT.
21.4CLDec 21, 2022
Continual Contrastive Finetuning Improves Low-Resource Relation ExtractionWenxuan Zhou, Sheng Zhang, Tristan Naumann et al. · cambridge, microsoft-research
Relation extraction (RE), which has relied on structurally annotated corpora for model training, has been particularly challenging in low-resource scenarios and domains. Recent literature has tackled low-resource RE by self-supervised learning, where the solution involves pretraining the entity pair embedding by RE-based objective and finetuning on labeled data by classification-based objective. However, a critical challenge to this approach is the gap in objectives, which prevents the RE model from fully utilizing the knowledge in pretrained representations. In this paper, we aim at bridging the gap and propose to pretrain and finetune the RE model using consistent objectives of contrastive learning. Since in this kind of representation learning paradigm, one relation may easily form multiple clusters in the representation space, we further propose a multi-center contrastive loss that allows one relation to form multiple clusters to better align with pretraining. Experiments on two document-level RE datasets, BioRED and Re-DocRED, demonstrate the effectiveness of our method. Particularly, when using 1% end-task training data, our method outperforms PLM-based RE classifier by 10.5% and 6.1% on the two datasets, respectively.
18.2CVJul 1, 2024
From Introspection to Best Practices: Principled Analysis of Demonstrations in Multimodal In-Context LearningNan Xu, Fei Wang, Sheng Zhang et al. · microsoft-research
Motivated by in-context learning (ICL) capabilities of Large Language Models (LLMs), multimodal LLMs with additional visual modality are also exhibited with similar ICL abilities when multiple image-text pairs are provided as demonstrations. However, relatively less work has been done to investigate the principles behind how and why multimodal ICL works. We conduct a systematic and principled evaluation of multimodal ICL for models of different scales on a broad spectrum of new yet critical tasks. Through perturbations over different modality information, we show that modalities matter differently across tasks in multimodal ICL. Guided by task-specific modality impact, we recommend modality-driven demonstration strategies to boost ICL performance. We also find that models may follow inductive biases from multimodal ICL even if they are rarely seen in or contradict semantic priors from pretraining data. Our principled analysis provides a comprehensive way of understanding the role of demonstrations in multimodal in-context learning, and sheds light on effectively improving multimodal ICL on a wide range of tasks.
VIPHY: Probing "Visible" Physical Commonsense KnowledgeShikhar Singh, Ehsan Qasemi, Muhao Chen
In recent years, vision-language models (VLMs) have shown remarkable performance on visual reasoning tasks (e.g. attributes, location). While such tasks measure the requisite knowledge to ground and reason over a given visual instance, they do not, however, measure the ability of VLMs to retain and generalize such knowledge. In this work, we evaluate their ability to acquire "visible" physical knowledge -- the information that is easily accessible from images of static scenes, particularly across the dimensions of object color, size and space. We build an automatic pipeline to derive a comprehensive knowledge resource for calibrating and probing these models. Our results indicate a severe gap between model and human performance across all three tasks. Furthermore, our caption pretrained baseline (CapBERT) significantly outperforms VLMs on both size and spatial tasks -- highlighting that despite sufficient access to ground language with visual modality, they struggle to retain such knowledge. The dataset and code are available at https://github.com/Axe--/ViPhy .
AutoDAN: Generating Stealthy Jailbreak Prompts on Aligned Large Language ModelsXiaogeng Liu, Nan Xu, Muhao Chen et al.
The aligned Large Language Models (LLMs) are powerful language understanding and decision-making tools that are created through extensive alignment with human feedback. However, these large models remain susceptible to jailbreak attacks, where adversaries manipulate prompts to elicit malicious outputs that should not be given by aligned LLMs. Investigating jailbreak prompts can lead us to delve into the limitations of LLMs and further guide us to secure them. Unfortunately, existing jailbreak techniques suffer from either (1) scalability issues, where attacks heavily rely on manual crafting of prompts, or (2) stealthiness problems, as attacks depend on token-based algorithms to generate prompts that are often semantically meaningless, making them susceptible to detection through basic perplexity testing. In light of these challenges, we intend to answer this question: Can we develop an approach that can automatically generate stealthy jailbreak prompts? In this paper, we introduce AutoDAN, a novel jailbreak attack against aligned LLMs. AutoDAN can automatically generate stealthy jailbreak prompts by the carefully designed hierarchical genetic algorithm. Extensive evaluations demonstrate that AutoDAN not only automates the process while preserving semantic meaningfulness, but also demonstrates superior attack strength in cross-model transferability, and cross-sample universality compared with the baseline. Moreover, we also compare AutoDAN with perplexity-based defense methods and show that AutoDAN can bypass them effectively.
Dense Retrieval as Indirect Supervision for Large-space Decision MakingNan Xu, Fei Wang, Mingtao Dong et al.
Many discriminative natural language understanding (NLU) tasks have large label spaces. Learning such a process of large-space decision making is particularly challenging due to the lack of training instances per label and the difficulty of selection among many fine-grained labels. Inspired by dense retrieval methods for passage finding in open-domain QA, we propose a reformulation of large-space discriminative NLU tasks as a learning-to-retrieve task, leading to a novel solution named Dense Decision Retrieval (DDR ). Instead of predicting fine-grained decisions as logits, DDR adopts a dual-encoder architecture that learns to predict by retrieving from a decision thesaurus. This approach not only leverages rich indirect supervision signals from easy-to-consume learning resources for dense retrieval, it also leads to enhanced prediction generalizability with a semantically meaningful representation of the large decision space. When evaluated on tasks with decision spaces ranging from hundreds to hundred-thousand scales, DDR outperforms strong baselines greatly by 27.54% in P@1 on two extreme multi-label classification tasks, 1.17% in F1 score ultra-fine entity typing, and 1.26% in accuracy on three few-shot intent classification tasks on average. Code and resources are available at https://github.com/luka-group/DDR
Unified Semantic Typing with Meaningful Label InferenceJames Y. Huang, Bangzheng Li, Jiashu Xu et al. · harvard
Semantic typing aims at classifying tokens or spans of interest in a textual context into semantic categories such as relations, entity types, and event types. The inferred labels of semantic categories meaningfully interpret how machines understand components of text. In this paper, we present UniST, a unified framework for semantic typing that captures label semantics by projecting both inputs and labels into a joint semantic embedding space. To formulate different lexical and relational semantic typing tasks as a unified task, we incorporate task descriptions to be jointly encoded with the input, allowing UniST to be adapted to different tasks without introducing task-specific model components. UniST optimizes a margin ranking loss such that the semantic relatedness of the input and labels is reflected from their embedding similarity. Our experiments demonstrate that UniST achieves strong performance across three semantic typing tasks: entity typing, relation classification and event typing. Meanwhile, UniST effectively transfers semantic knowledge of labels and substantially improves generalizability on inferring rarely seen and unseen types. In addition, multiple semantic typing tasks can be jointly trained within the unified framework, leading to a single compact multi-tasking model that performs comparably to dedicated single-task models, while offering even better transferability.
Can NLI Provide Proper Indirect Supervision for Low-resource Biomedical Relation Extraction?Jiashu Xu, Mingyu Derek Ma, Muhao Chen · harvard
Two key obstacles in biomedical relation extraction (RE) are the scarcity of annotations and the prevalence of instances without explicitly pre-defined labels due to low annotation coverage. Existing approaches, which treat biomedical RE as a multi-class classification task, often result in poor generalization in low-resource settings and do not have the ability to make selective prediction on unknown cases but give a guess from seen relations, hindering the applicability of those approaches. We present NBR, which converts biomedical RE as natural language inference formulation through indirect supervision. By converting relations to natural language hypotheses, NBR is capable of exploiting semantic cues to alleviate annotation scarcity. By incorporating a ranking-based loss that implicitly calibrates abstinent instances, NBR learns a clearer decision boundary and is instructed to abstain on uncertain instances. Extensive experiments on three widely-used biomedical RE benchmarks, namely ChemProt, DDI and GAD, verify the effectiveness of NBR in both full-set and low-resource regimes. Our analysis demonstrates that indirect supervision benefits biomedical RE even when a domain gap exists, and combining NLI knowledge with biomedical knowledge leads to the best performance gains.
9.8CLNov 16, 2023
Test-time Backdoor Mitigation for Black-Box Large Language Models with Defensive DemonstrationsWenjie Mo, Jiashu Xu, Qin Liu et al. · harvard
Existing studies in backdoor defense have predominantly focused on the training phase, overlooking the critical aspect of testing time defense. This gap becomes pronounced in the context of LLMs deployed as Web Services, which typically offer only black-box access, rendering training-time defenses impractical. To bridge this gap, this study critically examines the use of demonstrations as a defense mechanism against backdoor attacks in black-box LLMs. We retrieve task-relevant demonstrations from a clean data pool and integrate them with user queries during testing. This approach does not necessitate modifications or tuning of the model, nor does it require insight into the model's internal architecture. The alignment properties inherent in in-context learning play a pivotal role in mitigating the impact of backdoor triggers, effectively recalibrating the behavior of compromised models. Our experimental analysis demonstrates that this method robustly defends against both instance-level and instruction-level backdoor attacks, outperforming existing defense baselines across most evaluation scenarios.
On-the-fly Denoising for Data Augmentation in Natural Language UnderstandingTianqing Fang, Wenxuan Zhou, Fangyu Liu et al. · deepmind, tencent-ai
Data Augmentation (DA) is frequently used to provide additional training data without extra human annotation automatically. However, data augmentation may introduce noisy data that impairs training. To guarantee the quality of augmented data, existing methods either assume no noise exists in the augmented data and adopt consistency training or use simple heuristics such as training loss and diversity constraints to filter out "noisy" data. However, those filtered examples may still contain useful information, and dropping them completely causes a loss of supervision signals. In this paper, based on the assumption that the original dataset is cleaner than the augmented data, we propose an on-the-fly denoising technique for data augmentation that learns from soft augmented labels provided by an organic teacher model trained on the cleaner original data. To further prevent overfitting on noisy labels, a simple self-regularization module is applied to force the model prediction to be consistent across two distinct dropouts. Our method can be applied to general augmentation techniques and consistently improve the performance on both text classification and question-answering tasks.
15.4CRSep 30, 2024
Mitigating Backdoor Threats to Large Language Models: Advancement and ChallengesQin Liu, Wenjie Mo, Terry Tong et al. · harvard
The advancement of Large Language Models (LLMs) has significantly impacted various domains, including Web search, healthcare, and software development. However, as these models scale, they become more vulnerable to cybersecurity risks, particularly backdoor attacks. By exploiting the potent memorization capacity of LLMs, adversaries can easily inject backdoors into LLMs by manipulating a small portion of training data, leading to malicious behaviors in downstream applications whenever the hidden backdoor is activated by the pre-defined triggers. Moreover, emerging learning paradigms like instruction tuning and reinforcement learning from human feedback (RLHF) exacerbate these risks as they rely heavily on crowdsourced data and human feedback, which are not fully controlled. In this paper, we present a comprehensive survey of emerging backdoor threats to LLMs that appear during LLM development or inference, and cover recent advancement in both defense and detection strategies for mitigating backdoor threats to LLMs. We also outline key challenges in addressing these threats, highlighting areas for future research.
23.6CLOct 10, 2022
Extracting or Guessing? Improving Faithfulness of Event Temporal Relation ExtractionHaoyu Wang, Hongming Zhang, Yuqian Deng et al.
In this paper, we seek to improve the faithfulness of TempRel extraction models from two perspectives. The first perspective is to extract genuinely based on contextual description. To achieve this, we propose to conduct counterfactual analysis to attenuate the effects of two significant types of training biases: the event trigger bias and the frequent label bias. We also add tense information into event representations to explicitly place an emphasis on the contextual description. The second perspective is to provide proper uncertainty estimation and abstain from extraction when no relation is described in the text. By parameterization of Dirichlet Prior over the model-predicted categorical distribution, we improve the model estimates of the correctness likelihood and make TempRel predictions more selective. We also employ temperature scaling to recalibrate the model confidence measure after bias mitigation. Through experimental analysis on MATRES, MATRES-DS, and TDDiscourse, we demonstrate that our model extracts TempRel and timelines more faithfully compared to SOTA methods, especially under distribution shifts.
PInKS: Preconditioned Commonsense Inference with Minimal SupervisionEhsan Qasemi, Piyush Khanna, Qiang Ning et al. · amazon-science
Reasoning with preconditions such as "glass can be used for drinking water unless the glass is shattered" remains an open problem for language models. The main challenge lies in the scarcity of preconditions data and the model's lack of support for such reasoning. We present PInKS, Preconditioned Commonsense Inference with WeaK Supervision, an improved model for reasoning with preconditions through minimum supervision. We show, both empirically and theoretically, that PInKS improves the results on benchmarks focused on reasoning with the preconditions of commonsense knowledge (up to 40% Macro-F1 scores). We further investigate PInKS through PAC-Bayesian informativeness analysis, precision measures, and ablation study.
Securing Multi-turn Conversational Language Models From Distributed Backdoor TriggersTerry Tong, Jiashu Xu, Qin Liu et al. · harvard
Large language models (LLMs) have acquired the ability to handle longer context lengths and understand nuances in text, expanding their dialogue capabilities beyond a single utterance. A popular user-facing application of LLMs is the multi-turn chat setting. Though longer chat memory and better understanding may seemingly benefit users, our paper exposes a vulnerability that leverages the multi-turn feature and strong learning ability of LLMs to harm the end-user: the backdoor. We demonstrate that LLMs can capture the combinational backdoor representation. Only upon presentation of triggers together does the backdoor activate. We also verify empirically that this representation is invariant to the position of the trigger utterance. Subsequently, inserting a single extra token into two utterances of 5%of the data can cause over 99% Attack Success Rate (ASR). Our results with 3 triggers demonstrate that this framework is generalizable, compatible with any trigger in an adversary's toolbox in a plug-and-play manner. Defending the backdoor can be challenging in the chat setting because of the large input and output space. Our analysis indicates that the distributed backdoor exacerbates the current challenges by polynomially increasing the dimension of the attacked input space. Canonical textual defenses like ONION and BKI leverage auxiliary model forward passes over individual tokens, scaling exponentially with the input sequence length and struggling to maintain computational feasibility. To this end, we propose a decoding time defense - decayed contrastive decoding - that scales linearly with assistant response sequence length and reduces the backdoor to as low as 0.35%.
Answer Consolidation: Formulation and BenchmarkingWenxuan Zhou, Qiang Ning, Heba Elfardy et al. · amazon-science
Current question answering (QA) systems primarily consider the single-answer scenario, where each question is assumed to be paired with one correct answer. However, in many real-world QA applications, multiple answer scenarios arise where consolidating answers into a comprehensive and non-redundant set of answers is a more efficient user interface. In this paper, we formulate the problem of answer consolidation, where answers are partitioned into multiple groups, each representing different aspects of the answer set. Then, given this partitioning, a comprehensive and non-redundant set of answers can be constructed by picking one answer from each group. To initiate research on answer consolidation, we construct a dataset consisting of 4,699 questions and 24,006 sentences and evaluate multiple models. Despite a promising performance achieved by the best-performing supervised models, we still believe this task has room for further improvements.
Are Large Language Models Capable of Generating Human-Level Narratives?Yufei Tian, Tenghao Huang, Miri Liu et al.
This paper investigates the capability of LLMs in storytelling, focusing on narrative development and plot progression. We introduce a novel computational framework to analyze narratives through three discourse-level aspects: i) story arcs, ii) turning points, and iii) affective dimensions, including arousal and valence. By leveraging expert and automatic annotations, we uncover significant discrepancies between the LLM- and human- written stories. While human-written stories are suspenseful, arousing, and diverse in narrative structures, LLM stories are homogeneously positive and lack tension. Next, we measure narrative reasoning skills as a precursor to generative capacities, concluding that most LLMs fall short of human abilities in discourse understanding. Finally, we show that explicit integration of aforementioned discourse features can enhance storytelling, as is demonstrated by over 40% improvement in neural storytelling in terms of diversity, suspense, and arousal.
Summarization as Indirect Supervision for Relation ExtractionKeming Lu, I-Hung Hsu, Wenxuan Zhou et al.
Relation extraction (RE) models have been challenged by their reliance on training data with expensive annotations. Considering that summarization tasks aim at acquiring concise expressions of synoptical information from the longer context, these tasks naturally align with the objective of RE, i.e., extracting a kind of synoptical information that describes the relation of entity mentions. We present SuRE, which converts RE into a summarization formulation. SuRE leads to more precise and resource-efficient RE based on indirect supervision from summarization tasks. To achieve this goal, we develop sentence and relation conversion techniques that essentially bridge the formulation of summarization and RE tasks. We also incorporate constraint decoding techniques with Trie scoring to further enhance summarization-based RE with robust inference. Experiments on three RE datasets demonstrate the effectiveness of SuRE in both full-dataset and low-resource settings, showing that summarization is a promising source of indirect supervision to improve RE models.
Deceptive Semantic Shortcuts on Reasoning Chains: How Far Can Models Go without Hallucination?Bangzheng Li, Ben Zhou, Fei Wang et al.
Despite the recent advancement in large language models (LLMs) and their high performances across numerous benchmarks, recent research has unveiled that LLMs suffer from hallucinations and unfaithful reasoning. This work studies a specific type of hallucination induced by semantic associations. Specifically, we investigate to what extent LLMs take shortcuts from certain keyword/entity biases in the prompt instead of following the correct reasoning path. To quantify this phenomenon, we propose a novel probing method and benchmark called EureQA. We start from questions that LLMs will answer correctly with utmost certainty, and mask the important entity with evidence sentence recursively, asking models to find masked entities according to a chain of evidence before answering the question. During the construction of the evidence, we purposefully replace semantic clues (entities) that may lead to the correct answer with distractor clues (evidence) that will not directly lead to the correct answer but require a chain-like reasoning process. We evaluate if models can follow the correct reasoning chain instead of short-cutting through distractor clues. We find that existing LLMs lack the necessary capabilities to follow correct reasoning paths and resist the attempt of greedy shortcuts. We show that the distractor semantic associations often lead to model hallucination, which is strong evidence that questions the validity of current LLM reasoning.
28.6AINov 16, 2023
RLHFPoison: Reward Poisoning Attack for Reinforcement Learning with Human Feedback in Large Language ModelsJiongxiao Wang, Junlin Wu, Muhao Chen et al.
Reinforcement Learning with Human Feedback (RLHF) is a methodology designed to align Large Language Models (LLMs) with human preferences, playing an important role in LLMs alignment. Despite its advantages, RLHF relies on human annotators to rank the text, which can introduce potential security vulnerabilities if any adversarial annotator (i.e., attackers) manipulates the ranking score by up-ranking any malicious text to steer the LLM adversarially. To assess the red-teaming of RLHF against human preference data poisoning, we propose RankPoison, a poisoning attack method on candidates' selection of preference rank flipping to reach certain malicious behaviors (e.g., generating longer sequences, which can increase the computational cost). With poisoned dataset generated by RankPoison, we can perform poisoning attacks on LLMs to generate longer tokens without hurting the original safety alignment performance. Moreover, applying RankPoison, we also successfully implement a backdoor attack where LLMs can generate longer answers under questions with the trigger word. Our findings highlight critical security challenges in RLHF, underscoring the necessity for more robust alignment methods for LLMs.
Does Your Model Classify Entities Reasonably? Diagnosing and Mitigating Spurious Correlations in Entity TypingNan Xu, Fei Wang, Bangzheng Li et al.
Entity typing aims at predicting one or more words that describe the type(s) of a specific mention in a sentence. Due to shortcuts from surface patterns to annotated entity labels and biased training, existing entity typing models are subject to the problem of spurious correlations. To comprehensively investigate the faithfulness and reliability of entity typing methods, we first systematically define distinct kinds of model biases that are reflected mainly from spurious correlations. Particularly, we identify six types of existing model biases, including mention-context bias, lexical overlapping bias, named entity bias, pronoun bias, dependency bias, and overgeneralization bias. To mitigate model biases, we then introduce a counterfactual data augmentation method. By augmenting the original training set with their debiased counterparts, models are forced to fully comprehend sentences and discover the fundamental cues for entity typing, rather than relying on spurious correlations for shortcuts. Experimental results on the UFET dataset show our counterfactual data augmentation approach helps improve generalization of different entity typing models with consistently better performance on both the original and debiased test sets.
Multi-hop Evidence Retrieval for Cross-document Relation ExtractionKeming Lu, I-Hung Hsu, Wenxuan Zhou et al.
Relation Extraction (RE) has been extended to cross-document scenarios because many relations are not simply described in a single document. This inevitably brings the challenge of efficient open-space evidence retrieval to support the inference of cross-document relations, along with the challenge of multi-hop reasoning on top of entities and evidence scattered in an open set of documents. To combat these challenges, we propose MR.COD (Multi-hop evidence retrieval for Cross-document relation extraction), which is a multi-hop evidence retrieval method based on evidence path mining and ranking. We explore multiple variants of retrievers to show evidence retrieval is essential in cross-document RE. We also propose a contextual dense retriever for this setting. Experiments on CodRED show that evidence retrieval with MR.COD effectively acquires crossdocument evidence and boosts end-to-end RE performance in both closed and open settings.
Affective and Dynamic Beam Search for Story GenerationTenghao Huang, Ehsan Qasemi, Bangzheng Li et al.
Storytelling's captivating potential makes it a fascinating research area, with implications for entertainment, education, therapy, and cognitive studies. In this paper, we propose Affective Story Generator (AffGen) for generating interesting narratives. AffGen introduces "intriguing twists" in narratives by employing two novel techniques-Dynamic Beam Sizing and Affective Reranking. Dynamic Beam Sizing encourages less predictable, more captivating word choices using a contextual multi-arm bandit model. Affective Reranking prioritizes sentence candidates based on affect intensity. Our empirical evaluations, both automatic and human, demonstrate AffGen's superior performance over existing baselines in generating affectively charged and interesting narratives. Our ablation study and analysis provide insights into the strengths and weaknesses of AffGen.
Parameter-Efficient Tuning with Special Token AdaptationXiaocong Yang, James Y. Huang, Wenxuan Zhou et al.
Parameter-efficient tuning aims at updating only a small subset of parameters when adapting a pretrained model to downstream tasks. In this work, we introduce PASTA, in which we only modify the special token representations (e.g., [SEP] and [CLS] in BERT) before the self-attention module at each layer in Transformer-based models. PASTA achieves comparable performance to full finetuning in natural language understanding tasks including text classification and NER with up to only 0.029% of total parameters trained. Our work not only provides a simple yet effective way of parameter-efficient tuning, which has a wide range of practical applications when deploying finetuned models for multiple tasks, but also demonstrates the pivotal role of special tokens in pretrained language models
Contrastive Bootstrapping for Label RefinementShudi Hou, Yu Xia, Muhao Chen et al. · pku
Traditional text classification typically categorizes texts into pre-defined coarse-grained classes, from which the produced models cannot handle the real-world scenario where finer categories emerge periodically for accurate services. In this work, we investigate the setting where fine-grained classification is done only using the annotation of coarse-grained categories and the coarse-to-fine mapping. We propose a lightweight contrastive clustering-based bootstrapping method to iteratively refine the labels of passages. During clustering, it pulls away negative passage-prototype pairs under the guidance of the mapping from both global and local perspectives. Experiments on NYT and 20News show that our method outperforms the state-of-the-art methods by a large margin.
31.8CLMay 5, 2022
Dangling-Aware Entity Alignment with Mixed High-Order ProximitiesJuncheng Liu, Zequn Sun, Bryan Hooi et al.
We study dangling-aware entity alignment in knowledge graphs (KGs), which is an underexplored but important problem. As different KGs are naturally constructed by different sets of entities, a KG commonly contains some dangling entities that cannot find counterparts in other KGs. Therefore, dangling-aware entity alignment is more realistic than the conventional entity alignment where prior studies simply ignore dangling entities. We propose a framework using mixed high-order proximities on dangling-aware entity alignment. Our framework utilizes both the local high-order proximity in a nearest neighbor subgraph and the global high-order proximity in an embedding space for both dangling detection and entity alignment. Extensive experiments with two evaluation settings shows that our framework more precisely detects dangling entities, and better aligns matchable entities. Further investigations demonstrate that our framework can mitigate the hubness problem on dangling-aware entity alignment.
0.3CLOct 8, 2022
Are All Steps Equally Important? Benchmarking Essentiality Detection of EventsHaoyu Wang, Hongming Zhang, Yueguan Wang et al.
Natural language expresses events with varying granularities, where coarse-grained events (goals) can be broken down into finer-grained event sequences (steps). A critical yet overlooked aspect of understanding event processes is recognizing that not all step events hold equal importance toward the completion of a goal. In this paper, we address this gap by examining the extent to which current models comprehend the essentiality of step events in relation to a goal event. Cognitive studies suggest that such capability enables machines to emulate human commonsense reasoning about preconditions and necessary efforts of everyday tasks. We contribute a high-quality corpus of (goal, step) pairs gathered from the community guideline website WikiHow, with steps manually annotated for their essentiality concerning the goal by experts. The high inter-annotator agreement demonstrates that humans possess a consistent understanding of event essentiality. However, after evaluating multiple statistical and largescale pre-trained language models, we find that existing approaches considerably underperform compared to humans. This observation highlights the need for further exploration into this critical and challenging task. The dataset and code are available at http://cogcomp.org/page/publication_view/1023.
31.8CLMay 8, 2022
GRAPHCACHE: Message Passing as Caching for Sentence-Level Relation ExtractionYiwei Wang, Muhao Chen, Wenxuan Zhou et al.
Entity types and textual context are essential properties for sentence-level relation extraction (RE). Existing work only encodes these properties within individual instances, which limits the performance of RE given the insufficient features in a single sentence. In contrast, we model these properties from the whole dataset and use the dataset-level information to enrich the semantics of every instance. We propose the GRAPHCACHE (Graph Neural Network as Caching) module, that propagates the features across sentences to learn better representations for RE. GRAPHCACHE aggregates the features from sentences in the whole dataset to learn global representations of properties, and use them to augment the local features within individual sentences. The global property features act as dataset-level prior knowledge for RE, and a complement to the sentence-level features. Inspired by the classical caching technique in computer systems, we develop GRAPHCACHE to update the property representations in an online manner. Overall, GRAPHCACHE yields significant effectiveness gains on RE and enables efficient message passing across all sentences in the dataset.
CLIMB: A Benchmark of Clinical Bias in Large Language ModelsYubo Zhang, Shudi Hou, Mingyu Derek Ma et al.
Large language models (LLMs) are increasingly applied to clinical decision-making. However, their potential to exhibit bias poses significant risks to clinical equity. Currently, there is a lack of benchmarks that systematically evaluate such clinical bias in LLMs. While in downstream tasks, some biases of LLMs can be avoided such as by instructing the model to answer "I'm not sure...", the internal bias hidden within the model still lacks deep studies. We introduce CLIMB (shorthand for A Benchmark of Clinical Bias in Large Language Models), a pioneering comprehensive benchmark to evaluate both intrinsic (within LLMs) and extrinsic (on downstream tasks) bias in LLMs for clinical decision tasks. Notably, for intrinsic bias, we introduce a novel metric, AssocMAD, to assess the disparities of LLMs across multiple demographic groups. Additionally, we leverage counterfactual intervention to evaluate extrinsic bias in a task of clinical diagnosis prediction. Our experiments across popular and medically adapted LLMs, particularly from the Mistral and LLaMA families, unveil prevalent behaviors with both intrinsic and extrinsic bias. This work underscores the critical need to mitigate clinical bias and sets a new standard for future evaluations of LLMs' clinical bias.
Software Entity Recognition with Noise-Robust LearningTai Nguyen, Yifeng Di, Joohan Lee et al.
Recognizing software entities such as library names from free-form text is essential to enable many software engineering (SE) technologies, such as traceability link recovery, automated documentation, and API recommendation. While many approaches have been proposed to address this problem, they suffer from small entity vocabularies or noisy training data, hindering their ability to recognize software entities mentioned in sophisticated narratives. To address this challenge, we leverage the Wikipedia taxonomy to develop a comprehensive entity lexicon with 79K unique software entities in 12 fine-grained types, as well as a large labeled dataset of over 1.7M sentences. Then, we propose self-regularization, a noise-robust learning approach, to the training of our software entity recognition (SER) model by accounting for many dropouts. Results show that models trained with self-regularization outperform both their vanilla counterparts and state-of-the-art approaches on our Wikipedia benchmark and two Stack Overflow benchmarks. We release our models, data, and code for future research.
Familiarity-Aware Evidence Compression for Retrieval-Augmented GenerationDongwon Jung, Qin Liu, Tenghao Huang et al.
Retrieval-augmented generation (RAG) improves large language models (LMs) by incorporating non-parametric knowledge through evidence retrieved from external sources. However, it often struggles to cope with inconsistent and irrelevant information that can distract the LM from its tasks, especially when multiple evidence pieces are required. While compressing the retrieved evidence with a compression model aims to address this issue, the compressed evidence may still be unfamiliar to the target model used for downstream tasks, potentially failing to utilize the evidence effectively. We propose FaviComp (Familarity-Aware Evidence Compression), a novel training-free evidence compression technique that makes retrieved evidence more familiar to the target model, while seamlessly integrating parametric knowledge from the model. Experimental results show that FaviComp consistently outperforms most recent evidence compression baselines across multiple open-domain QA datasets, improving accuracy by up to 28.1% while achieving high compression rates. Additionally, we demonstrate the effective integration of both parametric and non-parametric knowledge during evidence compression.
Bending the Future: Autoregressive Modeling of Temporal Knowledge Graphs in Curvature-Variable Hyperbolic SpacesJihoon Sohn, Mingyu Derek Ma, Muhao Chen
Recently there is an increasing scholarly interest in time-varying knowledge graphs, or temporal knowledge graphs (TKG). Previous research suggests diverse approaches to TKG reasoning that uses historical information. However, less attention has been given to the hierarchies within such information at different timestamps. Given that TKG is a sequence of knowledge graphs based on time, the chronology in the sequence derives hierarchies between the graphs. Furthermore, each knowledge graph has its hierarchical level which may differ from one another. To address these hierarchical characteristics in TKG, we propose HyperVC, which utilizes hyperbolic space that better encodes the hierarchies than Euclidean space. The chronological hierarchies between knowledge graphs at different timestamps are represented by embedding the knowledge graphs as vectors in a common hyperbolic space. Additionally, diverse hierarchical levels of knowledge graphs are represented by adjusting the curvatures of hyperbolic embeddings of their entities and relations. Experiments on four benchmark datasets show substantial improvements, especially on the datasets with higher hierarchical levels.
4.9CLMar 18
DebugLM: Learning Traceable Training Data Provenance for LLMsWenjie Jacky Mo, Qin Liu, Xiaofei Wen et al.
Large language models (LLMs) are trained through multi-stage pipelines over heterogeneous data sources, yet developers lack a principled way to pinpoint the specific data responsible for an observed behavior. This lack of observability reduces debugging to reactive patching and makes failures prone to recur under distribution shift or subsequent model updates. To address this limitation, we propose DebugLM, a framework that equips LLMs with built-in data provenance, enabling them to explicitly trace the origins of their behaviors to specific training data sources. Specifically, the model learns to associate its responses with unique provenance tags that indicate the responsible dataset, empowering developers to precisely identify where undesirable behaviors are learned. Building on this capability, DebugLM further supports targeted test-time remediation, enabling developers to selectively trigger targeted refusal for specified data sources without retraining or modifying model parameters. Experiments demonstrate that DebugLM provides accurate behavior tracing in multi-stage training pipelines and effective test-time remediation while preserving the general utility of the model.
FATH: Authentication-based Test-time Defense against Indirect Prompt Injection AttacksJiongxiao Wang, Fangzhou Wu, Wendi Li et al.
Large language models (LLMs) have been widely deployed as the backbone with additional tools and text information for real-world applications. However, integrating external information into LLM-integrated applications raises significant security concerns. Among these, prompt injection attacks are particularly threatening, where malicious instructions injected in the external text information can exploit LLMs to generate answers as the attackers desire. While both training-time and test-time defense methods have been developed to mitigate such attacks, the unaffordable training costs associated with training-time methods and the limited effectiveness of existing test-time methods make them impractical. This paper introduces a novel test-time defense strategy, named Formatting AuThentication with Hash-based tags (FATH). Unlike existing approaches that prevent LLMs from answering additional instructions in external text, our method implements an authentication system, requiring LLMs to answer all received instructions with a security policy and selectively filter out responses to user instructions as the final output. To achieve this, we utilize hash-based authentication tags to label each response, facilitating accurate identification of responses according to the user's instructions and improving the robustness against adaptive attacks. Comprehensive experiments demonstrate that our defense method can effectively defend against indirect prompt injection attacks, achieving state-of-the-art performance under Llama3 and GPT3.5 models across various attack methods. Our code is released at: https://github.com/Jayfeather1024/FATH
Contrastive Instruction TuningTianyi Lorena Yan, Fei Wang, James Y. Huang et al.
Instruction tuning has been used as a promising approach to improve the performance of large language models (LLMs) on unseen tasks. However, current LLMs exhibit limited robustness to unseen instructions, generating inconsistent outputs when the same instruction is phrased with slightly varied forms or language styles. This behavior indicates LLMs' lack of robustness to textual variations and generalizability to unseen instructions, potentially leading to trustworthiness issues. Accordingly, we propose Contrastive Instruction Tuning, which maximizes the similarity between the hidden representations of semantically equivalent instruction-instance pairs while minimizing the similarity between semantically different ones. To facilitate this approach, we augment the existing FLAN collection by paraphrasing task instructions. Experiments on the PromptBench benchmark show that CoIN consistently improves LLMs' robustness to unseen instructions with variations across character, word, sentence, and semantic levels by an average of +2.5% in accuracy. Code is available at https://github.com/luka-group/CoIN.
SleeperMark: Towards Robust Watermark against Fine-Tuning Text-to-image Diffusion ModelsZilan Wang, Junfeng Guo, Jiacheng Zhu et al.
Recent advances in large-scale text-to-image (T2I) diffusion models have enabled a variety of downstream applications, including style customization, subject-driven personalization, and conditional generation. As T2I models require extensive data and computational resources for training, they constitute highly valued intellectual property (IP) for their legitimate owners, yet making them incentive targets for unauthorized fine-tuning by adversaries seeking to leverage these models for customized, usually profitable applications. Existing IP protection methods for diffusion models generally involve embedding watermark patterns and then verifying ownership through generated outputs examination, or inspecting the model's feature space. However, these techniques are inherently ineffective in practical scenarios when the watermarked model undergoes fine-tuning, and the feature space is inaccessible during verification ((i.e., black-box setting). The model is prone to forgetting the previously learned watermark knowledge when it adapts to a new task. To address this challenge, we propose SleeperMark, a novel framework designed to embed resilient watermarks into T2I diffusion models. SleeperMark explicitly guides the model to disentangle the watermark information from the semantic concepts it learns, allowing the model to retain the embedded watermark while continuing to be adapted to new downstream tasks. Our extensive experiments demonstrate the effectiveness of SleeperMark across various types of diffusion models, including latent diffusion models (e.g., Stable Diffusion) and pixel diffusion models (e.g., DeepFloyd-IF), showing robustness against downstream fine-tuning and various attacks at both the image and model levels, with minimal impact on the model's generative capability. The code is available at https://github.com/taco-group/SleeperMark.
MetamatBench: Integrating Heterogeneous Data, Computational Tools, and Visual Interface for Metamaterial DiscoveryJianpeng Chen, Wangzhi Zhan, Haohui Wang et al.
Metamaterials, engineered materials with architected structures across multiple length scales, offer unprecedented and tunable mechanical properties that surpass those of conventional materials. However, leveraging advanced machine learning (ML) for metamaterial discovery is hindered by three fundamental challenges: (C1) Data Heterogeneity Challenge arises from heterogeneous data sources, heterogeneous composition scales, and heterogeneous structure categories; (C2) Model Complexity Challenge stems from the intricate geometric constraints of ML models, which complicate their adaptation to metamaterial structures; and (C3) Human-AI Collaboration Challenge comes from the "dual black-box'' nature of sophisticated ML models and the need for intuitive user interfaces. To tackle these challenges, we introduce a unified framework, named MetamatBench, that operates on three levels. (1) At the data level, we integrate and standardize 5 heterogeneous, multi-modal metamaterial datasets. (2) The ML level provides a comprehensive toolkit that adapts 17 state-of-the-art ML methods for metamaterial discovery. It also includes a comprehensive evaluation suite with 12 novel performance metrics with finite element-based assessments to ensure accurate and reliable model validation. (3) The user level features a visual-interactive interface that bridges the gap between complex ML techniques and non-ML researchers, advancing property prediction and inverse design of metamaterials for research and applications. MetamatBench offers a unified platform deployed at http://zhoulab-1.cs.vt.edu:5550 that enables machine learning researchers and practitioners to develop and evaluate new methodologies in metamaterial discovery. For accessibility and reproducibility, we open-source our benchmark and the codebase at https://github.com/cjpcool/Metamaterial-Benchmark.
6.7CLOct 4, 2025Code
Less Diverse, Less Safe: The Indirect But Pervasive Risk of Test-Time Scaling in Large Language ModelsShahriar Kabir Nahin, Hadi Askari, Muhao Chen et al.
Test-Time Scaling (TTS) improves LLM reasoning by exploring multiple candidate responses and then operating over this set to find the best output. A tacit premise behind TTS is that sufficiently diverse candidate pools enhance reliability. In this work, we show that this assumption in TTS introduces a previously unrecognized failure mode. When candidate diversity is curtailed, even by a modest amount, TTS becomes much more likely to produce unsafe outputs. We present a reference-guided diversity reduction protocol (RefDiv) that serves as a diagnostic attack to stress test TTS pipelines. Through extensive experiments across four open-source models (Qwen3, Mistral, Llama3.1, Gemma3) and two widely used TTS strategies (Monte Carlo Tree Search and Best-of-N), constraining diversity consistently signifies the rate at which TTS produces unsafe results. The effect is often stronger than that produced by prompts directly with high adversarial intent scores. This observed phenomenon also transfers across TTS strategies and to closed-source models (e.g. OpenAI o3 and Gemini-2.5-Pro), thus indicating that this is a general and extant property of TTS rather than a model-specific artifact. Additionally, we find that numerous widely used safety guardrail classifiers (e.g. Llama-Guard and OpenAI Moderation API), are unable to flag the adversarial input prompts generated by RefDiv, demonstrating that existing defenses offer limited protection against this diversity-driven failure mode. Through this work, we hope to motivate future research on designing robust TTS strategies that are both effective and secure against diversity-targeted stress tests as illustrated by RefDiv.
False Sense of Security: Why Probing-based Malicious Input Detection Fails to GeneralizeCheng Wang, Zeming Wei, Qin Liu et al.
Large Language Models (LLMs) can comply with harmful instructions, raising serious safety concerns despite their impressive capabilities. Recent work has leveraged probing-based approaches to study the separability of malicious and benign inputs in LLMs' internal representations, and researchers have proposed using such probing methods for safety detection. We systematically re-examine this paradigm. Motivated by poor out-of-distribution performance, we hypothesize that probes learn superficial patterns rather than semantic harmfulness. Through controlled experiments, we confirm this hypothesis and identify the specific patterns learned: instructional patterns and trigger words. Our investigation follows a systematic approach, progressing from demonstrating comparable performance of simple n-gram methods, to controlled experiments with semantically cleaned datasets, to detailed analysis of pattern dependencies. These results reveal a false sense of security around current probing-based approaches and highlight the need to redesign both models and evaluation protocols, for which we provide further discussions in the hope of suggesting responsible further research in this direction. We have open-sourced the project at https://github.com/WangCheng0116/Why-Probe-Fails.
10.9CLJun 2, 2025Code
Is Extending Modality The Right Path Towards Omni-Modality?Tinghui Zhu, Kai Zhang, Muhao Chen et al.
Omni-modal language models (OLMs) aim to integrate and reason over diverse input modalities--such as text, images, video, and audio--while maintaining strong language capabilities. Despite recent advancements, existing models, especially open-source ones, remain far from true omni-modality, struggling to generalize beyond the specific modality pairs they are trained on or to achieve strong performance when processing multi-modal inputs. We study the effect of extending modality, the dominant technique for training multimodal models, where an off-the-shelf language model is fine-tuned on target-domain and language data. Specifically, we investigate three key questions: (1) Does modality extension compromise core language abilities? (2) Can model merging effectively integrate independently fine-tuned modality-specific models to achieve omni-modality? (3) Does omni-modality extension lead to better knowledge sharing and generalization compared to sequential extension? Through extensive experiments, we analyze these trade-offs and provide insights into the feasibility of achieving true omni-modality using current approaches.