0.6CLFeb 6
ReBeCA: Unveiling Interpretable Behavior Hierarchy behind the Iterative Self-Reflection of Language Models with Causal AnalysisTianqiang Yan, Sihan Shang, Yuheng Li et al.
While self-reflection can enhance language model reliability, its underlying mechanisms remain opaque, with existing analyses often yielding correlation-based insights that fail to generalize. To address this, we introduce \textbf{\texttt{ReBeCA}} (self-\textbf{\texttt{Re}}flection \textbf{\texttt{Be}}havior explained through \textbf{\texttt{C}}ausal \textbf{\texttt{A}}nalysis), a framework that unveils the interpretable behavioral hierarchy governing the self-reflection outcome. By modeling self-reflection trajectories as causal graphs, ReBeCA isolates genuine determinants of performance through a three-stage Invariant Causal Prediction (ICP) pipeline. We establish three critical findings: (1) \textbf{Behavioral hierarchy:} Semantic behaviors of the model influence final self-reflection results hierarchically: directly or indirectly; (2) \textbf{Causation matters:} Generalizability in self-reflection effects is limited to just a few semantic behaviors; (3) \textbf{More $\mathbf{\neq}$ better:} The confluence of seemingly positive semantic behaviors, even among direct causal factors, can impair the efficacy of self-reflection. ICP-based verification identifies sparse causal parents achieving up to $49.6\%$ structural likelihood gains, stable across tasks where correlation-based patterns fail. Intervention studies on novel datasets confirm these causal relationships hold out-of-distribution ($p = .013, η^2_\mathrm{p} = .071$). ReBeCA thus provides a rigorous methodology for disentangling genuine causal mechanisms from spurious associations in self-reflection dynamics.
6.8IRJul 3
SentAttack: A Sentence-Level Black-Box Adversarial Attack Method for Dense Retrieval ModelsLuping Wei, Yamin Hu, Sihan Shang et al.
Retrieval-Augmented Generation (RAG) systems typically consist of a dense retrieval (DR) model for initial retrieval and a neural ranking model (NRM) for re-ranking.Existing robustness studies in RAG mainly focus on NRMs, while adversarial attacks on DR models are mostly limited to word-level perturbations.For low-ranked target documents that are irrelevant to the query, simple word-level attacks are insufficient to mislead DR models into substantially promoting their rankings.To solve these problems, we propose SentAttack, a sentence-level black-box adversarial attack method for DR models.SentAttack is designed as a two-stage method.In the first stage, SentAttack interacts with the black-box RAG system via iterative retrieval to collect ranked documents and ranking information for training a surrogate DR model.In the second stage, SentAttack uses the surrogate DR model to encode and cluster documents relevant to the target query, yielding multiple cluster centroids.These centroids are concatenated with the target document at the sentence level to form an initial set of adversarial candidates.SentAttack then optimizes these candidates using a query- and centroid-guided objective combined with gradient-guided beam search.Extensive experiments demonstrate that SentAttack outperforms existing adversarial attacks on DR models, with especially strong performance on low-ranked target documents.
23.7CLJun 17
Are LLMs Ready to Assist Physicians? PhysAssistBench for Interactive Doctor-Patient-EHR AssistanceTianming Du, Peijie Yu, Sihan Shang et al.
The most plausible near-term role of medical LLMs is to assist rather than replace physicians, yet current evaluations often test isolated capabilities: clinical knowledge, EHR system interaction, or patient communication. Physician assistance instead requires coordinating these capabilities within the same interaction, where physicians issue underspecified requests, patients describe symptoms ambiguously, and EHR systems demand precise tool use. We introduce PhysAssistBench, a benchmark for interactive doctor-patient-EHR assistance. Built from real MIMIC-IV cases, PhysAssistBench uses a scalable pipeline to construct agentic patients: interactive, record-grounded agents that turn static EHR records into multi-turn clinical scenarios while preserving clinical factuality. PhysAssistBench provides a curated bilingual evaluation set of 1,296 manually reviewed and physician-validated turns. Experiments with leading LLMs show that current models remain unreliable in this setting, which exposes a key bottleneck for clinical LLMs: reliable assistance requires coordination across knowledge, communication, and systems, not isolated gains in any of them.