NANAOct 25, 2011

On a Problem Posed by Steve Smale

arXiv:0909.211480 citations
Originality Highly original
AI Analysis

This work provides a near-solution to a major open problem in computational mathematics (Smale's 17th problem), offering the first deterministic algorithm with nearly polynomial average complexity for solving polynomial systems.

The paper addresses Smale's 17th problem on the existence of a deterministic algorithm for solving systems of complex polynomial equations in polynomial average time. The authors present a deterministic algorithm with average complexity N^{O(log log N)}, nearly solving the problem, and also provide randomized algorithms with smoothed and condition-based analyses.

The 17th of the problems proposed by Steve Smale for the 21st century asks for the existence of a deterministic algorithm computing an approximate solution of a system of $n$ complex polynomials in $n$ unknowns in time polynomial, on the average, in the size $N$ of the input system. A partial solution to this problem was given by Carlos Beltran and Luis Miguel Pardo who exhibited a randomized algorithm doing so. In this paper we further extend this result in several directions. Firstly, we exhibit a linear homotopy algorithm that efficiently implements a non-constructive idea of Mike Shub. This algorithm is then used in a randomized algorithm, call it LV, a la Beltran-Pardo. Secondly, we perform a smoothed analysis (in the sense of Spielman and Teng) of algorithm LV and prove that its smoothed complexity is polynomial in the input size and $σ^{-1}$, where $σ$ controls the size of of the random perturbation of the input systems. Thirdly, we perform a condition-based analysis of LV. That is, we give a bound, for each system $f$, of the expected running time of LV with input $f$. In addition to its dependence on $N$ this bound also depends on the condition of $f$. Fourthly, and to conclude, we return to Smale's 17th problem as originally formulated for deterministic algorithms. We exhibit such an algorithm and show that its average complexity is $N^{O(\log\log N)}$. This is nearly a solution to Smale's 17th problem.

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