LGDIS-NNAICCMLNov 4, 2016

Understanding Deep Neural Networks with Rectified Linear Units

arXiv:1611.01491v6733 citations
Originality Incremental advance
AI Analysis

This work addresses foundational theoretical challenges in deep learning for researchers, offering incremental advances in complexity analysis and approximation theory.

The paper tackles the problem of understanding the representational capabilities of deep neural networks with ReLU activations, providing an algorithm for global optimality training in one-hidden-layer networks and establishing improved lower bounds on size and affine pieces for approximating functions, with concrete results such as a function requiring at least (1/2)k^(k+1)-1 nodes for shallow networks.

In this paper we investigate the family of functions representable by deep neural networks (DNN) with rectified linear units (ReLU). We give an algorithm to train a ReLU DNN with one hidden layer to *global optimality* with runtime polynomial in the data size albeit exponential in the input dimension. Further, we improve on the known lower bounds on size (from exponential to super exponential) for approximating a ReLU deep net function by a shallower ReLU net. Our gap theorems hold for smoothly parametrized families of "hard" functions, contrary to countable, discrete families known in the literature. An example consequence of our gap theorems is the following: for every natural number $k$ there exists a function representable by a ReLU DNN with $k^2$ hidden layers and total size $k^3$, such that any ReLU DNN with at most $k$ hidden layers will require at least $\frac{1}{2}k^{k+1}-1$ total nodes. Finally, for the family of $\mathbb{R}^n\to \mathbb{R}$ DNNs with ReLU activations, we show a new lowerbound on the number of affine pieces, which is larger than previous constructions in certain regimes of the network architecture and most distinctively our lowerbound is demonstrated by an explicit construction of a *smoothly parameterized* family of functions attaining this scaling. Our construction utilizes the theory of zonotopes from polyhedral theory.

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