LGAIMLOct 31, 2018

On the Persistence of Clustering Solutions and True Number of Clusters in a Dataset

arXiv:1811.00102v214 citations
Originality Incremental advance
AI Analysis

This addresses the challenge of selecting the correct number of clusters in unsupervised learning, which is crucial for data analysis in fields like biology or marketing, but the approach is incremental as it builds on existing clustering frameworks.

The authors tackled the problem of determining the true number of clusters in a dataset by proposing a persistence metric that compares clustering solutions across different cluster counts, showing it outperforms existing methods in accurately identifying true clusters on various datasets.

Typically clustering algorithms provide clustering solutions with prespecified number of clusters. The lack of a priori knowledge on the true number of underlying clusters in the dataset makes it important to have a metric to compare the clustering solutions with different number of clusters. This article quantifies a notion of persistence of clustering solutions that enables comparing solutions with different number of clusters. The persistence relates to the range of data-resolution scales over which a clustering solution persists; it is quantified in terms of the maximum over two-norms of all the associated cluster-covariance matrices. Thus we associate a persistence value for each element in a set of clustering solutions with different number of clusters. We show that the datasets where natural clusters are a priori known, the clustering solutions that identify the natural clusters are most persistent - in this way, this notion can be used to identify solutions with true number of clusters. Detailed experiments on a variety of standard and synthetic datasets demonstrate that the proposed persistence-based indicator outperforms the existing approaches, such as, gap-statistic method, $X$-means, $G$-means, $PG$-means, dip-means algorithms and information-theoretic method, in accurately identifying the clustering solutions with true number of clusters. Interestingly, our method can be explained in terms of the phase-transition phenomenon in the deterministic annealing algorithm, where the number of distinct cluster centers changes (bifurcates) with respect to an annealing parameter.

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