LGSTSep 7, 2019

Equity2Vec: End-to-end Deep Learning Framework for Cross-sectional Asset Pricing

arXiv:1909.04497v219 citations
AI Analysis

This addresses the problem of sub-optimal asset pricing for financial technology by improving cross-sectional analysis and data integration, though it appears incremental as it builds on existing deep learning methods.

The paper tackles asset pricing by proposing an end-to-end deep learning framework that captures cross-sectional interactions and leverages heterogeneous data sources, resulting in outperformance over state-of-the-art approaches in real-world stock market datasets and effective monetization in trading simulations.

Pricing assets has attracted significant attention from the financial technology community. We observe that the existing solutions overlook the cross-sectional effects and not fully leveraged the heterogeneous data sets, leading to sub-optimal performance. To this end, we propose an end-to-end deep learning framework to price the assets. Our framework possesses two main properties: 1) We propose Equity2Vec, a graph-based component that effectively captures both long-term and evolving cross-sectional interactions. 2) The framework simultaneously leverages all the available heterogeneous alpha sources including technical indicators, financial news signals, and cross-sectional signals. Experimental results on datasets from the real-world stock market show that our approach outperforms the existing state-of-the-art approaches. Furthermore, market trading simulations demonstrate that our framework monetizes the signals effectively.

Foundations

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