CLSep 19, 2020

Prior Art Search and Reranking for Generated Patent Text

arXiv:2009.09132v217 citations
AI Analysis

This addresses the need for transparency in generative models for patent analysis, though it is an incremental step with mixed results.

The paper tackles the problem of tracing generated text back to its source in training data by using prior art search with reranking in the patent domain, showing that reranking improves over embedding-based ranking but faces challenges with long text similarities.

Generative models, such as GPT-2, have demonstrated impressive results recently. A fundamental question we'd like to address is: where did the generated text come from? This work is our initial effort toward answering the question by using prior art search. The purpose of the prior art search is to find the most similar prior text in the training data of GPT-2. We take a reranking approach and apply it to the patent domain. Specifically, we pre-train GPT-2 models from scratch by using the patent data from the USPTO. The input for the prior art search is the patent text generated by the GPT-2 model. We also pre-trained BERT models from scratch for converting patent text to embeddings. The steps of reranking are: (1) search the most similar text in the training data of GPT-2 by taking a bag-of-word ranking approach (BM25), (2) convert the search results in text format to BERT embeddings, and (3) provide the final result by ranking the BERT embeddings based on their similarities with the patent text generated by GPT-2. The experiments in this work show that such reranking is better than ranking with embeddings alone. However, our mixed results also indicate that calculating the semantic similarities among long text spans is still challenging. To our knowledge, this work is the first to implement a reranking system to identify retrospectively the most similar inputs to a GPT model based on its output.

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