CLSep 8, 2021

Cross-Policy Compliance Detection via Question Answering

arXiv:2109.03731v1664 citations
Originality Incremental advance
AI Analysis

This addresses the problem of verifying compliance with complex policies, such as government rules or online guidelines, for users and organizations, though it is incremental as it builds on existing question answering methods.

The paper tackles policy compliance detection by decomposing it into question answering, which improves accuracy, especially for unseen policies, and identifies missing information when compliance is uncertain.

Policy compliance detection is the task of ensuring that a scenario conforms to a policy (e.g. a claim is valid according to government rules or a post in an online platform conforms to community guidelines). This task has been previously instantiated as a form of textual entailment, which results in poor accuracy due to the complexity of the policies. In this paper we propose to address policy compliance detection via decomposing it into question answering, where questions check whether the conditions stated in the policy apply to the scenario, and an expression tree combines the answers to obtain the label. Despite the initial upfront annotation cost, we demonstrate that this approach results in better accuracy, especially in the cross-policy setup where the policies during testing are unseen in training. In addition, it allows us to use existing question answering models pre-trained on existing large datasets. Finally, it explicitly identifies the information missing from a scenario in case policy compliance cannot be determined. We conduct our experiments using a recent dataset consisting of government policies, which we augment with expert annotations and find that the cost of annotating question answering decomposition is largely offset by improved inter-annotator agreement and speed.

Foundations

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