LGAICRNENov 29, 2021

Anomaly Localization in Model Gradients Under Backdoor Attacks Against Federated Learning

arXiv:2111.14683v1Has Code
Originality Incremental advance
AI Analysis

This work addresses the threat of backdoor attacks in federated learning by providing a detailed gradient-level analysis, which is incremental as it builds on existing assumptions about anomaly detection.

The study tackled the problem of identifying which specific gradients indicate anomalies in federated learning under backdoor attacks, finding that anomalies appear in the final layer bias weights of malicious local models, supported by theoretical and experimental analysis in various settings.

Inserting a backdoor into the joint model in federated learning (FL) is a recent threat raising concerns. Existing studies mostly focus on developing effective countermeasures against this threat, assuming that backdoored local models, if any, somehow reveal themselves by anomalies in their gradients. However, this assumption needs to be elaborated by identifying specifically which gradients are more likely to indicate an anomaly to what extent under which conditions. This is an important issue given that neural network models usually have huge parametric space and consist of a large number of weights. In this study, we make a deep gradient-level analysis on the expected variations in model gradients under several backdoor attack scenarios against FL. Our main novel finding is that backdoor-induced anomalies in local model updates (weights or gradients) appear in the final layer bias weights of the malicious local models. We support and validate our findings by both theoretical and experimental analysis in various FL settings. We also investigate the impact of the number of malicious clients, learning rate, and malicious data rate on the observed anomaly. Our implementation is publicly available\footnote{\url{ https://github.com/ArcelikAcikKaynak/Federated_Learning.git}}.

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