MELGOCJan 9, 2022

A hybrid estimation of distribution algorithm for joint stratification and sample allocation

arXiv:2201.04068v1
Originality Incremental advance
AI Analysis

This is an incremental improvement for researchers and practitioners in survey sampling or optimization, addressing a complex problem with enhanced exploitation properties.

The authors tackled the joint stratification and sample allocation problem by proposing a hybrid estimation of distribution algorithm (HEDA) that combines EDA with simulated annealing, achieving the best results found so far in empirical comparisons on atomic and continuous strata, though with higher execution times.

In this study we propose a hybrid estimation of distribution algorithm (HEDA) to solve the joint stratification and sample allocation problem. This is a complex problem in which each the quality of each stratification from the set of all possible stratifications is measured its optimal sample allocation. EDAs are stochastic black-box optimization algorithms which can be used to estimate, build and sample probability models in the search for an optimal stratification. In this paper we enhance the exploitation properties of the EDA by adding a simulated annealing algorithm to make it a hybrid EDA. Results of empirical comparisons for atomic and continuous strata show that the HEDA attains the bests results found so far when compared to benchmark tests on the same data using a grouping genetic algorithm, simulated annealing algorithm or hill-climbing algorithm. However, the execution times and total execution are, in general, higher for the HEDA.

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