Sequence-aware multimodal page classification of Brazilian legal documents
This work addresses the time-consuming manual classification of legal documents for court employees, though it is incremental as it applies existing multimodal and sequential modeling techniques to a new domain-specific dataset.
The paper tackles the problem of classifying pages in Brazilian legal documents by developing a multimodal approach that combines visual and textual features, achieving improved performance over unimodal classifiers, especially when leveraging page sequence information.
The Brazilian Supreme Court receives tens of thousands of cases each semester. Court employees spend thousands of hours to execute the initial analysis and classification of those cases -- which takes effort away from posterior, more complex stages of the case management workflow. In this paper, we explore multimodal classification of documents from Brazil's Supreme Court. We train and evaluate our methods on a novel multimodal dataset of 6,510 lawsuits (339,478 pages) with manual annotation assigning each page to one of six classes. Each lawsuit is an ordered sequence of pages, which are stored both as an image and as a corresponding text extracted through optical character recognition. We first train two unimodal classifiers: a ResNet pre-trained on ImageNet is fine-tuned on the images, and a convolutional network with filters of multiple kernel sizes is trained from scratch on document texts. We use them as extractors of visual and textual features, which are then combined through our proposed Fusion Module. Our Fusion Module can handle missing textual or visual input by using learned embeddings for missing data. Moreover, we experiment with bi-directional Long Short-Term Memory (biLSTM) networks and linear-chain conditional random fields to model the sequential nature of the pages. The multimodal approaches outperform both textual and visual classifiers, especially when leveraging the sequential nature of the pages.