LGAICLNov 14, 2022

QueryForm: A Simple Zero-shot Form Entity Query Framework

arXiv:2211.07730v2224 citationsh-index: 45
AI Analysis

This addresses the problem of high annotation costs for document understanding, offering a zero-shot solution that is incremental but effective for form-like documents.

The paper tackles zero-shot entity extraction from form-like documents by proposing QueryForm, a query-based framework that uses dual prompting and pre-training on web data, achieving state-of-the-art average F1 scores with improvements of up to 10.1% on benchmarks.

Zero-shot transfer learning for document understanding is a crucial yet under-investigated scenario to help reduce the high cost involved in annotating document entities. We present a novel query-based framework, QueryForm, that extracts entity values from form-like documents in a zero-shot fashion. QueryForm contains a dual prompting mechanism that composes both the document schema and a specific entity type into a query, which is used to prompt a Transformer model to perform a single entity extraction task. Furthermore, we propose to leverage large-scale query-entity pairs generated from form-like webpages with weak HTML annotations to pre-train QueryForm. By unifying pre-training and fine-tuning into the same query-based framework, QueryForm enables models to learn from structured documents containing various entities and layouts, leading to better generalization to target document types without the need for target-specific training data. QueryForm sets new state-of-the-art average F1 score on both the XFUND (+4.6%~10.1%) and the Payment (+3.2%~9.5%) zero-shot benchmark, with a smaller model size and no additional image input.

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