IVCVMar 23, 2023

Federated Uncertainty-Aware Aggregation for Fundus Diabetic Retinopathy Staging

arXiv:2303.13033v215 citationsh-index: 80
Originality Incremental advance
AI Analysis

This work addresses the problem of reliable and robust diabetic retinopathy diagnosis for clinical deployment across institutions, but it is incremental as it builds on existing federated learning approaches.

The paper tackles the challenge of collaboratively training diabetic retinopathy staging models across multiple institutions with non-iid data and reliability issues by proposing FedUAA, which uses uncertainty-aware aggregation to improve performance and reliability, achieving better results compared to other federated learning methods.

Deep learning models have shown promising performance in the field of diabetic retinopathy (DR) staging. However, collaboratively training a DR staging model across multiple institutions remains a challenge due to non-iid data, client reliability, and confidence evaluation of the prediction. To address these issues, we propose a novel federated uncertainty-aware aggregation paradigm (FedUAA), which considers the reliability of each client and produces a confidence estimation for the DR staging. In our FedUAA, an aggregated encoder is shared by all clients for learning a global representation of fundus images, while a novel temperature-warmed uncertainty head (TWEU) is utilized for each client for local personalized staging criteria. Our TWEU employs an evidential deep layer to produce the uncertainty score with the DR staging results for client reliability evaluation. Furthermore, we developed a novel uncertainty-aware weighting module (UAW) to dynamically adjust the weights of model aggregation based on the uncertainty score distribution of each client. In our experiments, we collect five publicly available datasets from different institutions to conduct a dataset for federated DR staging to satisfy the real non-iid condition. The experimental results demonstrate that our FedUAA achieves better DR staging performance with higher reliability compared to other federated learning methods. Our proposed FedUAA paradigm effectively addresses the challenges of collaboratively training DR staging models across multiple institutions, and provides a robust and reliable solution for the deployment of DR diagnosis models in real-world clinical scenarios.

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