PMLGJul 25, 2023

Transfer Learning for Portfolio Optimization

Berkeley
arXiv:2307.13546v11 citationsh-index: 29
Originality Incremental advance
AI Analysis

This addresses portfolio management challenges for financial practitioners by providing a more efficient transfer learning approach, though it appears incremental.

The paper tackles financial portfolio optimization by introducing 'transfer risk' as a measure of transferability in transfer learning, showing it correlates with performance and helps identify source tasks efficiently.

In this work, we explore the possibility of utilizing transfer learning techniques to address the financial portfolio optimization problem. We introduce a novel concept called "transfer risk", within the optimization framework of transfer learning. A series of numerical experiments are conducted from three categories: cross-continent transfer, cross-sector transfer, and cross-frequency transfer. In particular, 1. a strong correlation between the transfer risk and the overall performance of transfer learning methods is established, underscoring the significance of transfer risk as a viable indicator of "transferability"; 2. transfer risk is shown to provide a computationally efficient way to identify appropriate source tasks in transfer learning, enhancing the efficiency and effectiveness of the transfer learning approach; 3. additionally, the numerical experiments offer valuable new insights for portfolio management across these different settings.

Foundations

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