LGMLNov 6, 2023

Estimating treatment effects from single-arm trials via latent-variable modeling

arXiv:2311.03002v21 citationsh-index: 51
Originality Incremental advance
AI Analysis

This addresses the challenge of conducting ethical and cost-effective clinical trials for medical researchers, though it is an incremental improvement over existing latent-variable approaches.

The paper tackles the problem of estimating treatment effects from single-arm trials, which lack a control group, by proposing an identifiable deep latent-variable model that handles missing covariate data; results show improved performance over previous methods on public benchmarks and real-world health data.

Randomized controlled trials (RCTs) are the accepted standard for treatment effect estimation but they can be infeasible due to ethical reasons and prohibitive costs. Single-arm trials, where all patients belong to the treatment group, can be a viable alternative but require access to an external control group. We propose an identifiable deep latent-variable model for this scenario that can also account for missing covariate observations by modeling their structured missingness patterns. Our method uses amortized variational inference to learn both group-specific and identifiable shared latent representations, which can subsequently be used for {\em (i)} patient matching if treatment outcomes are not available for the treatment group, or for {\em (ii)} direct treatment effect estimation assuming outcomes are available for both groups. We evaluate the model on a public benchmark as well as on a data set consisting of a published RCT study and real-world electronic health records. Compared to previous methods, our results show improved performance both for direct treatment effect estimation as well as for effect estimation via patient matching.

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