LGFeb 14, 2024

Soft Prompt Threats: Attacking Safety Alignment and Unlearning in Open-Source LLMs through the Embedding Space

arXiv:2402.09063v297 citationsh-index: 31Has CodeNIPS
Originality Highly original
AI Analysis

This addresses a critical safety vulnerability in open-source LLMs, which is increasingly important as these models advance, though it is incremental in focusing on a specific attack vector.

The paper tackles the problem of adversarial attacks on open-source LLMs by proposing embedding space attacks, which circumvent safety alignments and trigger harmful behaviors more efficiently than discrete attacks, and can extract supposedly deleted information from unlearned models across multiple datasets and models.

Current research in adversarial robustness of LLMs focuses on discrete input manipulations in the natural language space, which can be directly transferred to closed-source models. However, this approach neglects the steady progression of open-source models. As open-source models advance in capability, ensuring their safety also becomes increasingly imperative. Yet, attacks tailored to open-source LLMs that exploit full model access remain largely unexplored. We address this research gap and propose the embedding space attack, which directly attacks the continuous embedding representation of input tokens. We find that embedding space attacks circumvent model alignments and trigger harmful behaviors more efficiently than discrete attacks or model fine-tuning. Furthermore, we present a novel threat model in the context of unlearning and show that embedding space attacks can extract supposedly deleted information from unlearned LLMs across multiple datasets and models. Our findings highlight embedding space attacks as an important threat model in open-source LLMs. Trigger Warning: the appendix contains LLM-generated text with violence and harassment.

Code Implementations1 repo
Foundations

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