CLAINov 4, 2024

Enhancing Multiple Dimensions of Trustworthiness in LLMs via Sparse Activation Control

arXiv:2411.02461v16 citationsh-index: 7Has CodeNIPS
Originality Incremental advance
AI Analysis

This work addresses the problem of aligning LLMs with complex human preferences for developers and users, offering a more practical, training-free method, though it is incremental as it builds on existing representation engineering techniques.

The paper tackles the challenge of simultaneously enhancing multiple trustworthiness dimensions in LLMs, such as safety and honesty, by introducing Sparse Activation Control, which identifies and manipulates sparse attention heads to achieve concurrent improvements without extensive retraining.

As the development and application of Large Language Models (LLMs) continue to advance rapidly, enhancing their trustworthiness and aligning them with human preferences has become a critical area of research. Traditional methods rely heavily on extensive data for Reinforcement Learning from Human Feedback (RLHF), but representation engineering offers a new, training-free approach. This technique leverages semantic features to control the representation of LLM's intermediate hidden states, enabling the model to meet specific requirements such as increased honesty or heightened safety awareness. However, a significant challenge arises when attempting to fulfill multiple requirements simultaneously. It proves difficult to encode various semantic contents, like honesty and safety, into a singular semantic feature, restricting its practicality. In this work, we address this issue through ``Sparse Activation Control''. By delving into the intrinsic mechanisms of LLMs, we manage to identify and pinpoint components that are closely related to specific tasks within the model, i.e., attention heads. These heads display sparse characteristics that allow for near-independent control over different tasks. Our experiments, conducted on the open-source Llama series models, have yielded encouraging results. The models were able to align with human preferences on issues of safety, factuality, and bias concurrently.

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