LGApr 28, 2025

Quantifying Memory Utilization with Effective State-Size

arXiv:2504.19561v13 citationsh-index: 5ICML
Originality Incremental advance
AI Analysis

This work addresses the need for a general framework to analyze memory utilization across diverse sequence model architectures, offering actionable insights for designing more efficient models.

The authors tackled the problem of quantifying memory utilization in sequence models by developing a metric called effective state-size (ESS), which provides interpretable measurements to improve initialization, regularization, and model distillation, leading to advancements in performance-efficiency.

The need to develop a general framework for architecture analysis is becoming increasingly important, given the expanding design space of sequence models. To this end, we draw insights from classical signal processing and control theory, to develop a quantitative measure of \textit{memory utilization}: the internal mechanisms through which a model stores past information to produce future outputs. This metric, which we call \textbf{\textit{effective state-size}} (ESS), is tailored to the fundamental class of systems with \textit{input-invariant} and \textit{input-varying linear operators}, encompassing a variety of computational units such as variants of attention, convolutions, and recurrences. Unlike prior work on memory utilization, which either relies on raw operator visualizations (e.g. attention maps), or simply the total \textit{memory capacity} (i.e. cache size) of a model, our metrics provide highly interpretable and actionable measurements. In particular, we show how ESS can be leveraged to improve initialization strategies, inform novel regularizers and advance the performance-efficiency frontier through model distillation. Furthermore, we demonstrate that the effect of context delimiters (such as end-of-speech tokens) on ESS highlights cross-architectural differences in how large language models utilize their available memory to recall information. Overall, we find that ESS provides valuable insights into the dynamics that dictate memory utilization, enabling the design of more efficient and effective sequence models.

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