Alignment Revisited: Are Large Language Models Consistent in Stated and Revealed Preferences?
This addresses a critical issue for deploying LLMs in high-stakes applications like human interactions and autonomous tasks, where consistency is essential for trust and ethics, though it is incremental in measuring an understudied problem.
The paper tackles the problem of divergence between large language models' stated preferences (alignment with general principles) and revealed preferences (decisions in contextualized scenarios), finding that minor prompt changes can pivot choices across different preference categories and models, highlighting a lack of control in decision-making.
Recent advances in Large Language Models (LLMs) highlight the need to align their behaviors with human values. A critical, yet understudied, issue is the potential divergence between an LLM's stated preferences (its reported alignment with general principles) and its revealed preferences (inferred from decisions in contextualized scenarios). Such deviations raise fundamental concerns for the interpretability, trustworthiness, reasoning transparency, and ethical deployment of LLMs, particularly in high-stakes applications. This work formally defines and proposes a method to measure this preference deviation. We investigate how LLMs may activate different guiding principles in specific contexts, leading to choices that diverge from previously stated general principles. Our approach involves crafting a rich dataset of well-designed prompts as a series of forced binary choices and presenting them to LLMs. We compare LLM responses to general principle prompts stated preference with LLM responses to contextualized prompts revealed preference, using metrics like KL divergence to quantify the deviation. We repeat the analysis across different categories of preferences and on four mainstream LLMs and find that a minor change in prompt format can often pivot the preferred choice regardless of the preference categories and LLMs in the test. This prevalent phenomenon highlights the lack of understanding and control of the LLM decision-making competence. Our study will be crucial for integrating LLMs into services, especially those that interact directly with humans, where morality, fairness, and social responsibilities are crucial dimensions. Furthermore, identifying or being aware of such deviation will be critically important as LLMs are increasingly envisioned for autonomous agentic tasks where continuous human evaluation of all LLMs' intermediary decision-making steps is impossible.