LGAIJul 11, 2025

Optimistic Exploration for Risk-Averse Constrained Reinforcement Learning

arXiv:2507.08793v21 citationsh-index: 27ECAI
Originality Incremental advance
AI Analysis

This addresses the challenge of balancing safety and performance in RL for domains like robotics and energy management, though it is an incremental improvement over existing methods.

The paper tackled the problem of conservative exploration in risk-averse constrained reinforcement learning, which leads to sub-optimal policies, by proposing an optimistic exploration approach that improved the reward-cost trade-off in continuous control tasks like Safety-Gymnasium and CityLearn.

Risk-averse Constrained Reinforcement Learning (RaCRL) aims to learn policies that minimise the likelihood of rare and catastrophic constraint violations caused by an environment's inherent randomness. In general, risk-aversion leads to conservative exploration of the environment which typically results in converging to sub-optimal policies that fail to adequately maximise reward or, in some cases, fail to achieve the goal. In this paper, we propose an exploration-based approach for RaCRL called Optimistic Risk-averse Actor Critic (ORAC), which constructs an exploratory policy by maximising a local upper confidence bound of the state-action reward value function whilst minimising a local lower confidence bound of the risk-averse state-action cost value function. Specifically, at each step, the weighting assigned to the cost value is increased or decreased if it exceeds or falls below the safety constraint value. This way the policy is encouraged to explore uncertain regions of the environment to discover high reward states whilst still satisfying the safety constraints. Our experimental results demonstrate that the ORAC approach prevents convergence to sub-optimal policies and improves significantly the reward-cost trade-off in various continuous control tasks such as Safety-Gymnasium and a complex building energy management environment CityLearn.

Foundations

The foundational work for this paper's niche, ranked by how specifically the neighbourhood builds on it — not by global fame.

Your Notes