Reasoning for Hierarchical Text Classification: The Case of Patents
This addresses the need for explainable and scalable automated classification in domains with complex taxonomies, such as patents, though it is incremental as it builds on existing LLM and reasoning methods.
The paper tackled the problem of hierarchical text classification (HTC) in challenging domains like patents by proposing RHC, a framework that reformulates HTC as a step-by-step reasoning task using LLMs, resulting in approximately 3% accuracy and macro F1 improvements over baselines and SOTA performance on other benchmarks.
Hierarchical text classification (HTC) assigns documents to multiple levels of a pre-defined taxonomy. Automated patent subject classification represents one of the hardest HTC scenarios because of domain knowledge difficulty and a huge number of labels. Prior approaches only output a flat label set, which offers little insight into the reason behind predictions. Therefore, we propose Reasoning for Hierarchical Classification (RHC), a novel framework that reformulates HTC as a step-by-step reasoning task to sequentially deduce hierarchical labels. RHC trains large language models (LLMs) in two stages: a cold-start stage that aligns outputs with chain-of-thought (CoT) reasoning format and a reinforcement learning (RL) stage to enhance multi-step reasoning ability. RHC demonstrates four advantages in our experiments. (1) Effectiveness: RHC surpasses previous baselines and outperforms the supervised fine-tuning counterparts by approximately 3% in accuracy and macro F1. (2) Explainability: RHC produces natural-language justifications before prediction to facilitate human inspection. (3) Scalability: RHC scales favorably with model size with larger gains compared to standard fine-tuning. (4) Applicability: Beyond patents, we further demonstrate that RHC achieves state-of-the-art performance on other widely used HTC benchmarks, which highlights its broad applicability.