LGOct 8, 2025

Phase Diagram of Dropout for Two-Layer Neural Networks in the Mean-Field Regime

arXiv:2510.07554v11 citationsh-index: 2
Originality Incremental advance
AI Analysis

This work provides foundational theoretical insights into dropout mechanisms for large neural networks, though it is incremental as it focuses on a simplified two-layer model.

The study investigates dropout in two-layer neural networks under mean-field scaling, revealing a phase diagram with five distinct regimes based on dropout rate, learning rate, and width, showing that dropout's penalty effect only occurs with impractically small learning rates, while larger rates make it equivalent to random gradient thinning.

Dropout is a standard training technique for neural networks that consists of randomly deactivating units at each step of their gradient-based training. It is known to improve performance in many settings, including in the large-scale training of language or vision models. As a first step towards understanding the role of dropout in large neural networks, we study the large-width asymptotics of gradient descent with dropout on two-layer neural networks with the mean-field initialization scale. We obtain a rich asymptotic phase diagram that exhibits five distinct nondegenerate phases depending on the relative magnitudes of the dropout rate, the learning rate, and the width. Notably, we find that the well-studied "penalty" effect of dropout only persists in the limit with impractically small learning rates of order $O(1/\text{width})$. For larger learning rates, this effect disappears and in the limit, dropout is equivalent to a "random geometry" technique, where the gradients are thinned randomly after the forward and backward pass have been computed. In this asymptotic regime, the limit is described by a mean-field jump process where the neurons' update times follow independent Poisson or Bernoulli clocks (depending on whether the learning rate vanishes or not). For some of the phases, we obtain a description of the limit dynamics both in path-space and in distribution-space. The convergence proofs involve a mix of tools from mean-field particle systems and stochastic processes. Together, our results lay the groundwork for a renewed theoretical understanding of dropout in large-scale neural networks.

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