AILGJan 8

Tape: A Cellular Automata Benchmark for Evaluating Rule-Shift Generalization in Reinforcement Learning

arXiv:2601.04695v1
Originality Synthesis-oriented
AI Analysis

This addresses the problem of unreliable OOD generalization in reinforcement learning for researchers, though it is incremental as it provides a controlled benchmark rather than a new method.

The paper introduces Tape, a reinforcement learning benchmark based on cellular automata to test out-of-distribution generalization under latent rule shifts, finding that strong in-distribution methods often fail on heldout rules and highlighting the need for statistical rigor in evaluations.

We present Tape, a controlled reinforcement-learning benchmark designed to isolate out-of-distribution (OOD) failure under latent rule shifts.Tape is derived from one-dimensional cellular automata, enabling precise train/test splits where observation and action spaces are held fixed while transition rules change. Using a reproducible evaluation pipeline, we compare model-free baselines, model-based planning with learned world models, and task-inference (meta-RL) methods. A consistent pattern emerges: methods that are strong in-distribution (ID) can collapse under heldout-rule OOD, and high-variance OOD evaluation can make rankings unstable unless experiments are sufficiently replicated.We provide (i) standardized OOD protocols, (ii) statistical reporting requirements (seeds, confidence intervals, and hypothesis tests), and (iii) information-theoretic identities connecting entropy reduction to conditional mutual information and expected posterior KL divergence, clarifying what "uncertainty reduction" objectives can and cannot guarantee under rule shifts.

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