CRAIJan 23

SafeThinker: Reasoning about Risk to Deepen Safety Beyond Shallow Alignment

arXiv:2601.16506v11 citationsh-index: 13
Originality Incremental advance
AI Analysis

This work addresses safety vulnerabilities in LLMs for users and developers, representing an incremental improvement over existing defenses.

The paper tackles the problem of shallow safety alignment in Large Language Models (LLMs) by proposing SafeThinker, an adaptive framework that dynamically allocates defensive resources to lower attack success rates across diverse jailbreak strategies without compromising utility.

Despite the intrinsic risk-awareness of Large Language Models (LLMs), current defenses often result in shallow safety alignment, rendering models vulnerable to disguised attacks (e.g., prefilling) while degrading utility. To bridge this gap, we propose SafeThinker, an adaptive framework that dynamically allocates defensive resources via a lightweight gateway classifier. Based on the gateway's risk assessment, inputs are routed through three distinct mechanisms: (i) a Standardized Refusal Mechanism for explicit threats to maximize efficiency; (ii) a Safety-Aware Twin Expert (SATE) module to intercept deceptive attacks masquerading as benign queries; and (iii) a Distribution-Guided Think (DDGT) component that adaptively intervenes during uncertain generation. Experiments show that SafeThinker significantly lowers attack success rates across diverse jailbreak strategies without compromising utility, demonstrating that coordinating intrinsic judgment throughout the generation process effectively balances robustness and practicality.

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