AIJan 29

Search-Based Risk Feature Discovery in Document Structure Spaces under a Constrained Budget

arXiv:2601.21608v11 citationsh-index: 5
Originality Incremental advance
AI Analysis

This addresses validation challenges for enterprise document processing systems in high-stakes domains like finance and healthcare, though it appears incremental as it benchmarks existing methods rather than introducing a fundamentally new approach.

The paper tackles the problem of discovering diverse failure mechanisms in Intelligent Document Processing systems under limited budgets by formalizing it as a Search-Based Software Testing problem, showing that different search strategies consistently uncover distinct failure modes with no single strategy dominating.

Enterprise-grade Intelligent Document Processing (IDP) systems support high-stakes workflows across finance, insurance, and healthcare. Early-phase system validation under limited budgets mandates uncovering diverse failure mechanisms, rather than identifying a single worst-case document. We formalize this challenge as a Search-Based Software Testing (SBST) problem, aiming to identify complex interactions between document variables, with the objective to maximize the number of distinct failure types discovered within a fixed evaluation budget. Our methodology operates on a combinatorial space of document configurations, rendering instances of structural \emph{risk features} to induce realistic failure conditions. We benchmark a diverse portfolio of search strategies spanning evolutionary, swarm-based, quality-diversity, learning-based, and quantum under identical budget constraints. Through configuration-level exclusivity, win-rate, and cross-temporal overlap analyses, we show that different solvers consistently uncover failure modes that remain undiscovered by specific alternatives at comparable budgets. Crucially, cross-temporal analysis reveals persistent solver-specific discoveries across all evaluated budgets, with no single strategy exhibiting absolute dominance. While the union of all solvers eventually recovers the observed failure space, reliance on any individual method systematically delays the discovery of important risks. These results demonstrate intrinsic solver complementarity and motivate portfolio-based SBST strategies for robust industrial IDP validation.

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