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Provable Target Sample Complexity Improvements as Pre-Trained Models Scale

arXiv:2602.04233v1h-index: 11
Originality Highly original
AI Analysis

This work addresses a foundational gap in understanding pre-trained model scaling for researchers and practitioners, though it is incremental as it builds on existing empirical observations.

The paper tackles the lack of theoretical explanation for why larger pre-trained models reduce downstream sample complexity, and it provides a novel framework that proves this improvement, offering justification for empirical scaling laws.

Pre-trained models have become indispensable for efficiently building models across a broad spectrum of downstream tasks. The advantages of pre-trained models have been highlighted by empirical studies on scaling laws, which demonstrate that larger pre-trained models can significantly reduce the sample complexity of downstream learning. However, existing theoretical investigations of pre-trained models lack the capability to explain this phenomenon. In this paper, we provide a theoretical investigation by introducing a novel framework, caulking, inspired by parameter-efficient fine-tuning (PEFT) methods such as adapter-based fine-tuning, low-rank adaptation, and partial fine-tuning. Our analysis establishes that improved pre-trained models provably decrease the sample complexity of downstream tasks, thereby offering theoretical justification for the empirically observed scaling laws relating pre-trained model size to downstream performance, a relationship not covered by existing results.

Foundations

The foundational work for this paper's niche, ranked by how specifically the neighbourhood builds on it — not by global fame.

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