LGFeb 11

Roughness-Informed Federated Learning

arXiv:2602.10595v1h-index: 20
Originality Incremental advance
AI Analysis

This addresses the challenge of robust federated learning in heterogeneous environments, offering an incremental improvement over existing methods.

The paper tackles the problem of client drift in federated learning under non-IID data by proposing RI-FedAvg, which uses a Roughness Index-based regularization to penalize updates, resulting in higher accuracy and faster convergence compared to state-of-the-art baselines on datasets like MNIST, CIFAR-10, and CIFAR-100.

Federated Learning (FL) enables collaborative model training across distributed clients while preserving data privacy, yet faces challenges in non-independent and identically distributed (non-IID) settings due to client drift, which impairs convergence. We propose RI-FedAvg, a novel FL algorithm that mitigates client drift by incorporating a Roughness Index (RI)-based regularization term into the local objective, adaptively penalizing updates based on the fluctuations of local loss landscapes. This paper introduces RI-FedAvg, leveraging the RI to quantify the roughness of high-dimensional loss functions, ensuring robust optimization in heterogeneous settings. We provide a rigorous convergence analysis for non-convex objectives, establishing that RI-FedAvg converges to a stationary point under standard assumptions. Extensive experiments on MNIST, CIFAR-10, and CIFAR-100 demonstrate that RI-FedAvg outperforms state-of-the-art baselines, including FedAvg, FedProx, FedDyn, SCAFFOLD, and DP-FedAvg, achieving higher accuracy and faster convergence in non-IID scenarios. Our results highlight RI-FedAvg's potential to enhance the robustness and efficiency of federated learning in practical, heterogeneous environments.

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