Rate-Distortion Signatures of Generalization and Information Trade-offs

arXiv:2603.01568v11 citationsh-index: 4
Originality Incremental advance
AI Analysis

This provides a model-agnostic tool for comparing generalization behavior across biological and artificial vision systems, though it is incremental in applying existing theory to new contexts.

The paper introduced a rate-distortion framework to analyze accuracy-robustness trade-offs in vision systems, finding that humans exhibit smoother trade-offs while deep networks are more brittle, even at matched accuracy.

Generalization to novel visual conditions remains a central challenge for both human and machine vision, yet standard robustness metrics offer limited insight into how systems trade accuracy for robustness. We introduce a rate-distortion-theoretic framework that treats stimulus-response behavior as an effective communication channel, derives rate-distortion (RD) frontiers from confusion matrices, and summarizes each system with two interpretable geometric signatures - slope ($β$) and curvature ($κ$) - which capture the marginal cost and abruptness of accuracy-robustness trade-offs. Applying this framework to human psychophysics and 18 deep vision models under controlled image perturbations, we compare generalization geometry across model architectures and training regimes. We find that both biological and artificial systems follow a common lossy-compression principle but occupy systematically different regions of RD space. In particular, humans exhibit smoother, more flexible trade-offs, whereas modern deep networks operate in steeper and more brittle regimes even at matched accuracy. Across training regimes, robustness training induces systematic but dissociable shifts in beta/kappa, revealing cases where improved robustness or accuracy does not translate into more human-like generalization geometry. These results demonstrate that RD geometry provides a compact, model-agnostic lens for comparing generalization behavior across systems beyond standard accuracy-based metrics.

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