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CA-AFP: Cluster-Aware Adaptive Federated Pruning

arXiv:2603.01739v1h-index: 5
Originality Incremental advance
AI Analysis

This work addresses efficiency and fairness issues in Federated Learning for resource-constrained devices, but it is incremental as it combines existing clustering and pruning techniques.

The paper tackles the challenges of statistical and system heterogeneity in Federated Learning by proposing CA-AFP, a unified framework that performs cluster-specific adaptive pruning, achieving improved accuracy, fairness, and communication efficiency on human activity recognition benchmarks.

Federated Learning (FL) faces major challenges in real-world deployments due to statistical heterogeneity across clients and system heterogeneity arising from resource-constrained devices. While clustering-based approaches mitigate statistical heterogeneity and pruning techniques improve memory and communication efficiency, these strategies are typically studied in isolation. We propose CA-AFP, a unified framework that jointly addresses both challenges by performing cluster-specific model pruning. In CA-AFP, clients are first grouped into clusters, and a separate model for each cluster is adaptively pruned during training. The framework introduces two key innovations: (1) a cluster-aware importance scoring mechanism that combines weight magnitude, intra-cluster coherence, and gradient consistency to identify parameters for pruning, and (2) an iterative pruning schedule that progressively removes parameters while enabling model self-healing through weight regrowth. We evaluate CA-AFP on two widely used human activity recognition benchmarks, UCI HAR and WISDM, under natural user-based federated partitions. Experimental results demonstrate that CA-AFP achieves a favorable balance between predictive accuracy, inter-client fairness, and communication efficiency. Compared to pruning-based baselines, CA-AFP consistently improves accuracy and lower performance disparity across clients with limited fine-tuning, while requiring substantially less communication than dense clustering-based methods. It also shows robustness to different Non-IID levels of data. Finally, ablation studies analyze the impact of clustering, pruning schedules and scoring mechanism offering practical insights into the design of efficient and adaptive FL systems.

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