LGCYMar 9

Semantic Risk Scoring of Aggregated Metrics: An AI-Driven Approach for Healthcare Data Governance

arXiv:2603.07924v1
Predicted impact top 96% in LG · last 90 daysOriginality Highly original
AI Analysis

This work provides a proactive, static privacy risk assessment tool for healthcare institutions to safely share aggregated metrics, enabling better data governance and compliance.

This paper addresses the challenge of sharing aggregated healthcare metrics across different business intelligence teams while maintaining patient privacy. It proposes an AI-driven framework that analyzes SQL-based metric definitions to identify potential privacy risks, flagging queries with a risk score exceeding a threshold (e.g., > 0.85) before deployment.

Large healthcare institutions typically operate multiple business intelligence (BI) teams segmented by domain, including clinical performance, fundraising, operations, and compliance. Due to HIPAA, FERPA, and IRB restrictions, these teams face challenges in sharing patient-level data needed for analytics. To mitigate this, A metric aggregation table is proposed, which is a precomputed, privacy-compliant summary. These abstractions enable decision-making without direct access to sensitive data. However, even aggregated metrics can inadvertently lead to privacy risks if constructed without rigorous safeguards. A modular AI framework is proposed that evaluates SQL-based metric definitions for potential overexposure using both semantic and syntactic features. Specifically, the system parses SQL queries into abstract syntax trees (ASTs), extracts sensitive patterns (e.g., fine-grained GROUP BY on ZIP code or gender), and encodes the logic using pretrained CodeBERT embeddings. These are fused with structural features and passed to an XGBoost classifier trained to assign risk scores. Queries that surpass the risk threshold (e.g., > 0.85) are flagged and returned with human-readable explanations. This enables proactive governance, preventing statistical disclosure before deployment. This implementation demonstrates strong potential for cross-departmental metric sharing in healthcare while maintaining compliance and auditability. The system also promotes role-based access control (RBAC), supports zero-trust data architectures, and aligns with national data modernization goals by ensuring that metric pipelines are explainable, privacy-preserving, and AI-auditable by design. Unlike prior works that rely on runtime data access to flag privacy violations, the proposed framework performs static, explainable detection at the query-level, enabling pre-execution protection and audit readiness

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