RAGShield: Provenance-Verified Defense-in-Depth Against Knowledge Base Poisoning in Government Retrieval-Augmented Generation Systems
This addresses critical security vulnerabilities in government RAG systems for citizen services, though it is incremental by applying supply chain provenance verification to RAG.
The paper tackles knowledge base poisoning attacks in government RAG systems, where adversaries can manipulate outputs with minimal adversarial passages, and proposes RAGShield, a five-layer defense framework that reduces attack success rates to 0.0% with 0.0% false positives in evaluations against adaptive attacks.
RAG systems deployed across federal agencies for citizen-facing services are vulnerable to knowledge base poisoning attacks, where adversaries inject malicious documents to manipulate outputs. Recent work demonstrates that as few as 10 adversarial passages can achieve 98.2% retrieval success rates. We observe that RAG knowledge base poisoning is structurally analogous to software supply chain attacks, and propose RAGShield, a five-layer defense-in-depth framework applying supply chain provenance verification to the RAG knowledge pipeline. RAGShield introduces: (1) C2PA-inspired cryptographic document attestation blocking unsigned and forged documents at ingestion; (2) trust-weighted retrieval prioritizing provenance-verified sources; (3) a formal taint lattice with cross-source contradiction detection catching insider threats even when provenance is valid; (4) provenance-aware generation with auditable citations; and (5) NIST SP 800-53 compliance mapping across 15 control families. Evaluation on a 500-passage Natural Questions corpus with 63 attack documents and 200 queries against five adversary tiers achieves 0.0% attack success rate including adaptive attacks (95% CI: [0.0%, 1.9%]) with 0.0% false positive rate. We honestly report that insider in-place replacement attacks achieve 17.5% ASR, identifying the fundamental limit of ingestion-time defense. The cross-source contradiction detector catches subtle numerical manipulation attacks that bypass provenance verification entirely.