CLAIApr 27

Distilling Self-Consistency into Verbal Confidence: A Pre-Registered Negative Result and Post-Hoc Rescue on Gemma 3 4B

arXiv:2604.2407053.1
AI Analysis

For practitioners of small LLMs, this work identifies two design lessons for confidence training: label entropy is required, and correct targets regularize output format.

Confidence-conditioned fine-tuning with self-consistency targets failed to improve verbal confidence in a small LLM (Gemma 3 4B) due to label-entropy collapse, but a post-hoc rescue using all calibration items produced a binary correctness discriminator with AUROC2=0.774, compressing self-consistency into a single-pass readout.

Small instruct-tuned LLMs produce degenerate verbal confidence under minimal elicitation: ceiling rates above 95%, near-chance Type-2 AUROC, and Invalid validity profiles. We test whether confidence-conditioned supervised fine-tuning (CSFT) with self-consistency-derived targets can close the gap between internal information and verbal readout. A pre-registered Phase 0 protocol on Gemma 3 4B-it with a modal filter restricting training to items with correct modal answers produced a negative result: AUROC2 dropped from 0.554 to 0.509 due to label-entropy collapse in the training targets. An exploratory rescue removed the filter, training on all 2,000 calibration items. This produced a binary verbal correctness discriminator with AUROC2 = 0.774 on held-out TriviaQA, compressing a 10-sample self-consistency signal (AUROC2 = 0.999) into a single-pass readout exceeding logit entropy (0.701). The shuffled-target control showed no improvement (0.501). On MMLU, accuracy improved from 54.2% to 77.4% with the shuffled model at baseline (56.1%), supporting a target-dependent interpretation. The result is exploratory, binary rather than continuously calibrated, and observed at a single scale. It identifies two design lessons: confidence training requires label entropy, and correct targets regularise output format.

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