Topology-Enhanced Alignment for Large Language Models: Trajectory Topology Loss and Topological Preference Optimization
For LLM alignment practitioners, it introduces a novel geometric regularization method that outperforms existing approaches, though the gains are incremental over strong baselines.
The paper proposes a topology-enhanced alignment framework for LLMs that uses persistent homology to regularize semantic trajectories, improving alignment performance on preference metrics and toxicity over strong baselines.
Alignment of large language models (LLMs) via SFT and RLHF/DPO typically ignores the global geometry of the representation space, relying instead on local token likelihoods or scalar scores. We view generation as tracing a semantic trajectory in hidden space and propose a topology-enhanced alignment framework that regularizes these trajectories using 0-dimensional persistent homology. First, for SFT, we introduce Trajectory Topology Loss (TTL). Treating prompt and gold-answer embeddings as a mixed point cloud, we use a 0D persistent homology algorithm to extract "prompt-answer bridges." TTL aligns the model's actual update direction with these topological bridges rather than arbitrary directions. Second, for DPO, we propose Topological Preference Optimization (TPO). TPO constructs topic-specific semantic preference vectors and aligns the improvement direction between rejected and chosen responses with these vectors in an intermediate hidden layer. We also introduce a dynamic weighting scheme to balance DPO and TPO losses. Evaluating on Qwen2.5-7B-Instruct using UltraChat and Anthropic HH-RLHF, our topology-enhanced objectives consistently outperform strong non-topological baselines (e.g., per-example, nearest-neighbor, random regularizers) on automatic preference metrics and LLM-judge evaluations, while maintaining or improving toxicity. Results show persistent homology and trajectory geometry offer a promising direction for controllable alignment.