Structure Before Collapse: Transient semantic geometry in next-token prediction
This work addresses the puzzle of how language models learn semantic features from one-hot next-token prediction, providing insights into the dynamics of representation learning in large-scale language models.
The paper investigates how next-token prediction language models learn latent semantic structure despite one-hot training labels that should cause neural collapse. Using synthetic controlled settings, they show that semantic geometry emerges early in training but is transient, eventually giving way to symmetric neural collapse with sufficient capacity and training time.
Neural Collapse predicts that balanced one-hot classification pushes model representations to be equally far from each other; a symmetric configuration that depends only on the output label and ignores any semantic similarity in the inputs. This creates a puzzle: next-token prediction language models are trained predominantly (as context length increases) with one-hot labels: the same context is very unlikely to appear twice in training with different labels. However, they clearly learn latent structural features. That is, despite the one-hot training regime, a language model's contextual embeddings represent the fact that the next word in ''Mary broke the ___'' is likely to be filled by tokens in the latent classes of a) medium-sized, b) rigid, c) inanimate nouns. How does gradient descent find such categorical semantic structure when co-occurrence statistics collapse to one-hot sparsity, eliminating any shared next-tokens among different contexts? To investigate this tension we identify three synthetic controlled settings where inputs have latent semantic factors but are mapped to distinct one-hot labels. We find that semantic geometry emerges early in training, and that representations cluster by shared attributes despite receiving no explicit supervision to do so. This structure is transient: with sufficient capacity and time, the model eventually reaches the predicted symmetric state where all representations are equally separated. We study this phase transition through Gram matrix analysis and propose a preliminary modification to the commonly used unconstrained features model to capture the emergent semantic geometry.