Is External Database Protection Static in Retrieval-Augmented Generation? Rethinking Privacy Preservation under Dynamic Queries
For developers of privacy-preserving RAG systems, this work addresses the overlooked query-driven nature of privacy leakage, offering a more effective protection mechanism.
This paper identifies that privacy risks in retrieval-augmented generation (RAG) are query-dependent and dynamic, contrary to the static risk assumption of prior methods. It proposes PA-HDP, a dynamic hierarchical differential privacy framework that adaptively protects sensitive content per query, achieving better privacy-utility trade-offs than existing approaches.
Retrieval-augmented generation (RAG) enhances large language models via external document retrieval, but retrieved contexts may leak sensitive information. Current privacy protection methods typically rely on a document-level static risk assumption, treating all retrieved documents as having the same privacy leakage risk. However, this assumption overlooks a fundamental characteristic of RAG: the privacy risk of a document is highly dependent on the user's query, making privacy leakage inherently query-driven and dynamic. To address this challenge, we propose a Prompt-Aware Dynamic Hierarchical Differential Privacy framework (PA-HDP) for privacy-preserving RAG. PA-HDP first performs a prompt-aware risk hierarchy to dynamically assess privacy risks under different queries. It then applies adaptive sensitive entity replacement and exponential mechanism-based text selection to provide differentiated privacy protection while preserving semantic utility. By protecting only the content that is truly sensitive under a given query, PA-HDP minimizes unnecessary modifications to the retrieval corpus. Extensive experiments on benchmark datasets demonstrate that PA-HDP significantly reduces privacy leakage while maintaining high retrieval quality, achieving a better privacy-utility trade-off than prior methods.