Jun Xu

Gang Xu, Yu-chen Yang, Liang Wang et al.

Joint Super-Resolution and Inverse Tone-Mapping (joint SR-ITM) aims to increase the resolution and dynamic range of low-resolution and standard dynamic range images. Recent networks mainly resort to image decomposition techniques with complex multi-branch architectures. However, the fixed decomposition techniques would largely restricts their power on versatile images. To exploit the potential power of decomposition mechanism, in this paper, we generalize it from the image domain to the broader feature domain. To this end, we propose a lightweight Feature Decomposition Aggregation Network (FDAN). In particular, we design a Feature Decomposition Block (FDB) to achieve learnable separation of detail and base feature maps, and develop a Hierarchical Feature Decomposition Group by cascading FDBs for powerful multi-level feature decomposition. Moreover, to better evaluate the comparison methods, we collect a large-scale dataset for joint SR-ITM, i.e., SRITM-4K, which provides versatile scenarios for robust model training and evaluation. Experimental results on two benchmark datasets demonstrate that our FDAN is efficient and outperforms state-of-the-art methods on joint SR-ITM. The code of our FDAN and the SRITM-4K dataset are available at https://github.com/CS-GangXu/FDAN.

Hao Hou, Jun Xu, Yingkun Hou et al.

Real-world face super-resolution (SR) is a highly ill-posed image restoration task. The fully-cycled Cycle-GAN architecture is widely employed to achieve promising performance on face SR, but prone to produce artifacts upon challenging cases in real-world scenarios, since joint participation in the same degradation branch will impact final performance due to huge domain gap between real-world and synthetic LR ones obtained by generators. To better exploit the powerful generative capability of GAN for real-world face SR, in this paper, we establish two independent degradation branches in the forward and backward cycle-consistent reconstruction processes, respectively, while the two processes share the same restoration branch. Our Semi-Cycled Generative Adversarial Networks (SCGAN) is able to alleviate the adverse effects of the domain gap between the real-world LR face images and the synthetic LR ones, and to achieve accurate and robust face SR performance by the shared restoration branch regularized by both the forward and backward cycle-consistent learning processes. Experiments on two synthetic and two real-world datasets demonstrate that, our SCGAN outperforms the state-of-the-art methods on recovering the face structures/details and quantitative metrics for real-world face SR. The code will be publicly released at https://github.com/HaoHou-98/SCGAN.

Chenglei Shen, Xiao Zhang, Wei Wei et al. · microsoft-research

In real-world streaming recommender systems, user preferences often dynamically change over time (e.g., a user may have different preferences during weekdays and weekends). Existing bandit-based streaming recommendation models only consider time as a timestamp, without explicitly modeling the relationship between time variables and time-varying user preferences. This leads to recommendation models that cannot quickly adapt to dynamic scenarios. To address this issue, we propose a contextual bandit approach using hypernetwork, called HyperBandit, which takes time features as input and dynamically adjusts the recommendation model for time-varying user preferences. Specifically, HyperBandit maintains a neural network capable of generating the parameters for estimating time-varying rewards, taking into account the correlation between time features and user preferences. Using the estimated time-varying rewards, a bandit policy is employed to make online recommendations by learning the latent item contexts. To meet the real-time requirements in streaming recommendation scenarios, we have verified the existence of a low-rank structure in the parameter matrix and utilize low-rank factorization for efficient training. Theoretically, we demonstrate a sublinear regret upper bound against the best policy. Extensive experiments on real-world datasets show that the proposed HyperBandit consistently outperforms the state-of-the-art baselines in terms of accumulated rewards.

Sunhao Dai, Yuqi Zhou, Liang Pang et al.

Recently, the emergence of large language models (LLMs) has revolutionized the paradigm of information retrieval (IR) applications, especially in web search, by generating vast amounts of human-like texts on the Internet. As a result, IR systems in the LLM era are facing a new challenge: the indexed documents are now not only written by human beings but also automatically generated by the LLMs. How these LLM-generated documents influence the IR systems is a pressing and still unexplored question. In this work, we conduct a quantitative evaluation of IR models in scenarios where both human-written and LLM-generated texts are involved. Surprisingly, our findings indicate that neural retrieval models tend to rank LLM-generated documents higher. We refer to this category of biases in neural retrievers towards the LLM-generated content as the \textbf{source bias}. Moreover, we discover that this bias is not confined to the first-stage neural retrievers, but extends to the second-stage neural re-rankers. Then, in-depth analyses from the perspective of text compression indicate that LLM-generated texts exhibit more focused semantics with less noise, making it easier for neural retrieval models to semantic match. To mitigate the source bias, we also propose a plug-and-play debiased constraint for the optimization objective, and experimental results show its effectiveness. Finally, we discuss the potential severe concerns stemming from the observed source bias and hope our findings can serve as a critical wake-up call to the IR community and beyond. To facilitate future explorations of IR in the LLM era, the constructed two new benchmarks are available at https://github.com/KID-22/Source-Bias.

Chen Yang, Sunhao Dai, Yupeng Hou et al.

Reciprocal recommender systems~(RRS), conducting bilateral recommendations between two involved parties, have gained increasing attention for enhancing matching efficiency. However, the majority of existing methods in the literature still reuse conventional ranking metrics to separately assess the performance on each side of the recommendation process. These methods overlook the fact that the ranking outcomes of both sides collectively influence the effectiveness of the RRS, neglecting the necessity of a more holistic evaluation and a capable systemic solution. In this paper, we systemically revisit the task of reciprocal recommendation, by introducing the new metrics, formulation, and method. Firstly, we propose five new evaluation metrics that comprehensively and accurately assess the performance of RRS from three distinct perspectives: overall coverage, bilateral stability, and balanced ranking. These metrics provide a more holistic understanding of the system's effectiveness and enable a comprehensive evaluation. Furthermore, we formulate the RRS from a causal perspective, formulating recommendations as bilateral interventions, which can better model the decoupled effects of potential influencing factors. By utilizing the potential outcome framework, we further develop a model-agnostic causal reciprocal recommendation method that considers the causal effects of recommendations. Additionally, we introduce a reranking strategy to maximize matching outcomes, as measured by the proposed metrics. Extensive experiments on two real-world datasets from recruitment and dating scenarios demonstrate the effectiveness of our proposed metrics and approach. The code and dataset are available at: https://github.com/RUCAIBox/CRRS.

Chu Han, Xipeng Pan, Lixu Yan et al.

Lung cancer is the leading cause of cancer death worldwide, and adenocarcinoma (LUAD) is the most common subtype. Exploiting the potential value of the histopathology images can promote precision medicine in oncology. Tissue segmentation is the basic upstream task of histopathology image analysis. Existing deep learning models have achieved superior segmentation performance but require sufficient pixel-level annotations, which is time-consuming and expensive. To enrich the label resources of LUAD and to alleviate the annotation efforts, we organize this challenge WSSS4LUAD to call for the outstanding weakly-supervised semantic segmentation (WSSS) techniques for histopathology images of LUAD. Participants have to design the algorithm to segment tumor epithelial, tumor-associated stroma and normal tissue with only patch-level labels. This challenge includes 10,091 patch-level annotations (the training set) and over 130 million labeled pixels (the validation and test sets), from 87 WSIs (67 from GDPH, 20 from TCGA). All the labels were generated by a pathologist-in-the-loop pipeline with the help of AI models and checked by the label review board. Among 532 registrations, 28 teams submitted the results in the test phase with over 1,000 submissions. Finally, the first place team achieved mIoU of 0.8413 (tumor: 0.8389, stroma: 0.7931, normal: 0.8919). According to the technical reports of the top-tier teams, CAM is still the most popular approach in WSSS. Cutmix data augmentation has been widely adopted to generate more reliable samples. With the success of this challenge, we believe that WSSS approaches with patch-level annotations can be a complement to the traditional pixel annotations while reducing the annotation efforts. The entire dataset has been released to encourage more researches on computational pathology in LUAD and more novel WSSS techniques.

Zeming Liu, Jun Xu, Zeyang Lei et al.

Most dialog systems posit that users have figured out clear and specific goals before starting an interaction. For example, users have determined the departure, the destination, and the travel time for booking a flight. However, in many scenarios, limited by experience and knowledge, users may know what they need, but still struggle to figure out clear and specific goals by determining all the necessary slots. In this paper, we identify this challenge and make a step forward by collecting a new human-to-human mixed-type dialog corpus. It contains 5k dialog sessions and 168k utterances for 4 dialog types and 5 domains. Within each session, an agent first provides user-goal-related knowledge to help figure out clear and specific goals, and then help achieve them. Furthermore, we propose a mixed-type dialog model with a novel Prompt-based continual learning mechanism. Specifically, the mechanism enables the model to continually strengthen its ability on any specific type by utilizing existing dialog corpora effectively.

Xiao Zhang, Ninglu Shao, Zihua Si et al.

Contextual batched bandit (CBB) is a setting where a batch of rewards is observed from the environment at the end of each episode, but the rewards of the non-executed actions are unobserved, resulting in partial-information feedback. Existing approaches for CBB often ignore the rewards of the non-executed actions, leading to underutilization of feedback information. In this paper, we propose an efficient approach called Sketched Policy Updating with Imputed Rewards (SPUIR) that completes the unobserved rewards using sketching, which approximates the full-information feedbacks. We formulate reward imputation as an imputation regularized ridge regression problem that captures the feedback mechanisms of both executed and non-executed actions. To reduce time complexity, we solve the regression problem using randomized sketching. We prove that our approach achieves an instantaneous regret with controllable bias and smaller variance than approaches without reward imputation. Furthermore, our approach enjoys a sublinear regret bound against the optimal policy. We also present two extensions, a rate-scheduled version and a version for nonlinear rewards, making our approach more practical. Experimental results show that SPUIR outperforms state-of-the-art baselines on synthetic, public benchmark, and real-world datasets.

Shicheng Xu, Danyang Hou, Liang Pang et al.

With the advancement of generation models, AI-generated content (AIGC) is becoming more realistic, flooding the Internet. A recent study suggests that this phenomenon causes source bias in text retrieval for web search. Specifically, neural retrieval models tend to rank generated texts higher than human-written texts. In this paper, we extend the study of this bias to cross-modal retrieval. Firstly, we successfully construct a suitable benchmark to explore the existence of the bias. Subsequent extensive experiments on this benchmark reveal that AI-generated images introduce an invisible relevance bias to text-image retrieval models. Specifically, our experiments show that text-image retrieval models tend to rank the AI-generated images higher than the real images, even though the AI-generated images do not exhibit more visually relevant features to the query than real images. This invisible relevance bias is prevalent across retrieval models with varying training data and architectures. Furthermore, our subsequent exploration reveals that the inclusion of AI-generated images in the training data of the retrieval models exacerbates the invisible relevance bias. The above phenomenon triggers a vicious cycle, which makes the invisible relevance bias become more and more serious. To elucidate the potential causes of invisible relevance and address the aforementioned issues, we introduce an effective training method aimed at alleviating the invisible relevance bias. Subsequently, we apply our proposed debiasing method to retroactively identify the causes of invisible relevance, revealing that the AI-generated images induce the image encoder to embed additional information into their representation. This information exhibits a certain consistency across generated images with different semantics and can make the retriever estimate a higher relevance score.

Xiaotao Hu, Zhewei Huang, Ailin Huang et al.

The performance of video prediction has been greatly boosted by advanced deep neural networks. However, most of the current methods suffer from large model sizes and require extra inputs, e.g., semantic/depth maps, for promising performance. For efficiency consideration, in this paper, we propose a Dynamic Multi-scale Voxel Flow Network (DMVFN) to achieve better video prediction performance at lower computational costs with only RGB images, than previous methods. The core of our DMVFN is a differentiable routing module that can effectively perceive the motion scales of video frames. Once trained, our DMVFN selects adaptive sub-networks for different inputs at the inference stage. Experiments on several benchmarks demonstrate that our DMVFN is an order of magnitude faster than Deep Voxel Flow and surpasses the state-of-the-art iterative-based OPT on generated image quality. Our code and demo are available at https://huxiaotaostasy.github.io/DMVFN/.

Siqi Bao, Huang He, Jun Xu et al.

Recently, the practical deployment of open-domain dialogue systems has been plagued by the knowledge issue of information deficiency and factual inaccuracy. To this end, we introduce PLATO-K based on two-stage dialogic learning to strengthen internal knowledge memorization and external knowledge exploitation. In the first stage, PLATO-K learns through massive dialogue corpora and memorizes essential knowledge into model parameters. In the second stage, PLATO-K mimics human beings to search for external information and to leverage the knowledge in response generation. Extensive experiments reveal that the knowledge issue is alleviated significantly in PLATO-K with such comprehensive internal and external knowledge enhancement. Compared to the existing state-of-the-art Chinese dialogue model, the overall engagingness of PLATO-K is improved remarkably by 36.2% and 49.2% on chit-chat and knowledge-intensive conversations.

Baian Chen, Zhilei Chen, Xiaowei Hu et al.

This paper presents a novel deep neural network framework for RGB-D salient object detection by controlling the message passing between the RGB images and depth maps on the feature level and exploring the long-range semantic contexts and geometric information on both RGB and depth features to infer salient objects. To achieve this, we formulate a dynamic message propagation (DMP) module with the graph neural networks and deformable convolutions to dynamically learn the context information and to automatically predict filter weights and affinity matrices for message propagation control. We further embed this module into a Siamese-based network to process the RGB image and depth map respectively and design a multi-level feature fusion (MFF) module to explore the cross-level information between the refined RGB and depth features. Compared with 17 state-of-the-art methods on six benchmark datasets for RGB-D salient object detection, experimental results show that our method outperforms all the others, both quantitatively and visually.

Sunhao Dai, Chen Xu, Shicheng Xu et al.

With the rapid advancements of large language models (LLMs), information retrieval (IR) systems, such as search engines and recommender systems, have undergone a significant paradigm shift. This evolution, while heralding new opportunities, introduces emerging challenges, particularly in terms of biases and unfairness, which may threaten the information ecosystem. In this paper, we present a comprehensive survey of existing works on emerging and pressing bias and unfairness issues in IR systems when the integration of LLMs. We first unify bias and unfairness issues as distribution mismatch problems, providing a groundwork for categorizing various mitigation strategies through distribution alignment. Subsequently, we systematically delve into the specific bias and unfairness issues arising from three critical stages of LLMs integration into IR systems: data collection, model development, and result evaluation. In doing so, we meticulously review and analyze recent literature, focusing on the definitions, characteristics, and corresponding mitigation strategies associated with these issues. Finally, we identify and highlight some open problems and challenges for future work, aiming to inspire researchers and stakeholders in the IR field and beyond to better understand and mitigate bias and unfairness issues of IR in this LLM era. We also consistently maintain a GitHub repository for the relevant papers and resources in this rising direction at https://github.com/KID-22/LLM-IR-Bias-Fairness-Survey.

Chenglei Shen, Xiao Zhang, Teng Shi et al.

Controllability has become a crucial aspect of trustworthy machine learning, enabling learners to meet predefined targets and adapt dynamically at test time without requiring retraining as the targets shift. We provide a formal definition of controllable learning (CL), and discuss its applications in information retrieval (IR) where information needs are often complex and dynamic. The survey categorizes CL according to what is controllable (e.g., multiple objectives, user portrait, scenario adaptation), who controls (users or platforms), how control is implemented (e.g., rule-based method, Pareto optimization, hypernetwork and others), and where to implement control (e.g., pre-processing, in-processing, post-processing methods). Then, we identify challenges faced by CL across training, evaluation, task setting, and deployment in online environments. Additionally, we outline promising directions for CL in theoretical analysis, efficient computation, empowering large language models, application scenarios and evaluation frameworks.

Yuqi Zhou, Sunhao Dai, Zhanshuo Cao et al.

Text embeddings from PLM-based models enable a wide range of applications, yet their performance often degrades on longer texts. In this paper, we introduce a phenomenon we call Length Collapse, where embeddings of longer texts tend to cluster together. This clustering results in a distributional inconsistency between the embeddings of short and long texts. We further investigate how these differences contribute to the performance decline observed with longer texts across various downstream tasks. Through a rigorous theoretical analysis of the self-attention mechanism, which acts as a low-pass filter in PLM-based models, we demonstrate that as text length increases, the strength of low-pass filtering intensifies, causing embeddings to retain more low-frequency components. As a result, input token features become more similar, leading to clustering and ultimately the collapse of embeddings for longer texts. To address this issue, we propose a simple method, TempScale, which mitigates the Length Collapse phenomenon. By narrowing the gap in low-pass filtering rates between long and short texts, TempScale ensures more consistent embeddings across different text lengths. This approach leads to performance improvements of 0.94% on MTEB and 1.10% on LongEmbed, which focuses specifically on long-context retrieval, providing strong evidence for the validity of our analysis. The source code is available at https://github.com/Yuqi-Zhou/Length_Collapse.

Yutao Zhu, Kun Zhou, Kelong Mao et al.

Large language models (LLMs) have become the foundation of many applications, leveraging their extensive capabilities in processing and understanding natural language. While many open-source LLMs have been released with technical reports, the lack of training details hinders further research and development. This paper presents the development of YuLan, a series of open-source LLMs with $12$ billion parameters. The base model of YuLan is pre-trained on approximately $1.7$T tokens derived from a diverse corpus, including massive English, Chinese, and multilingual texts. We design a three-stage pre-training method to enhance YuLan's overall capabilities. Subsequent phases of training incorporate instruction-tuning and human alignment, employing a substantial volume of high-quality synthesized data. To facilitate the learning of complex and long-tail knowledge, we devise a curriculum-learning framework throughout across these stages, which helps LLMs learn knowledge in an easy-to-hard manner. YuLan's training is finished on Jan, 2024 and has achieved performance on par with state-of-the-art LLMs across various English and Chinese benchmarks. This paper outlines a comprehensive technical roadmap for developing LLMs from scratch. Our model and codes are available at https://github.com/RUC-GSAI/YuLan-Chat.

Yuchen Yang, Yingdong Shi, Cheems Wang et al.

Fine-tuning pretrained large models to downstream tasks is an important problem, which however suffers from huge memory overhead due to large-scale parameters. This work strives to reduce memory overhead in fine-tuning from perspectives of activation function and layer normalization. To this end, we propose the Approximate Backpropagation (Approx-BP) theory, which provides the theoretical feasibility of decoupling the forward and backward passes. We apply our Approx-BP theory to backpropagation training and derive memory-efficient alternatives of GELU and SiLU activation functions, which use derivative functions of ReLUs in the backward pass while keeping their forward pass unchanged. In addition, we introduce a Memory-Sharing Backpropagation strategy, which enables the activation memory to be shared by two adjacent layers, thereby removing activation memory usage redundancy. Our method neither induces extra computation nor reduces training efficiency. We conduct extensive experiments with pretrained vision and language models, and the results demonstrate that our proposal can reduce up to $\sim$$30\%$ of the peak memory usage. Our code is released at https://github.com/yyyyychen/LowMemoryBP.

Shicheng Xu, Liang Pang, Jun Xu et al.

The results of information retrieval (IR) are usually presented in the form of a ranked list of candidate documents, such as web search for humans and retrieval-augmented generation for large language models (LLMs). List-aware retrieval aims to capture the list-level contextual features to return a better list, mainly including reranking and truncation. Reranking finely re-scores the documents in the list. Truncation dynamically determines the cut-off point of the ranked list to achieve the trade-off between overall relevance and avoiding misinformation from irrelevant documents. Previous studies treat them as two separate tasks and model them separately. However, the separation is not optimal. First, it is hard to share the contextual information of the ranking list between the two tasks. Second, the separate pipeline usually meets the error accumulation problem, where the small error from the reranking stage can largely affect the truncation stage. To solve these problems, we propose a Reranking-Truncation joint model (GenRT) that can perform the two tasks concurrently. GenRT integrates reranking and truncation via generative paradigm based on encoder-decoder architecture. We also design the novel loss functions for joint optimization to make the model learn both tasks. Sharing parameters by the joint model is conducive to making full use of the common modeling information of the two tasks. Besides, the two tasks are performed concurrently and co-optimized to solve the error accumulation problem between separate stages. Experiments on public learning-to-rank benchmarks and open-domain Q\&A tasks show that our method achieves SOTA performance on both reranking and truncation tasks for web search and retrieval-augmented LLMs.

Weicong Qin, Yi Xu, Weijie Yu et al.

Personalized product search aims to retrieve and rank items that match users' preferences and search intent. Despite their effectiveness, existing approaches typically assume that users' query fully captures their real motivation. However, our analysis of a real-world e-commerce platform reveals that users often engage in relevant consultations before searching, indicating they refine intents through consultations based on motivation and need. The implied motivation in consultations is a key enhancing factor for personalized search. This unexplored area comes with new challenges including aligning contextual motivations with concise queries, bridging the category-text gap, and filtering noise within sequence history. To address these, we propose a Motivation-Aware Personalized Search (MAPS) method. It embeds queries and consultations into a unified semantic space via LLMs, utilizes a Mixture of Attention Experts (MoAE) to prioritize critical semantics, and introduces dual alignment: (1) contrastive learning aligns consultations, reviews, and product features; (2) bidirectional attention integrates motivation-aware embeddings with user preferences. Extensive experiments on real and synthetic data show MAPS outperforms existing methods in both retrieval and ranking tasks.

Kepu Zhang, Teng Shi, Weijie Yu et al.

Personalized retrieval-augmented generation (RAG) aims to produce user-tailored responses by incorporating retrieved user profiles alongside the input query. Existing methods primarily focus on improving retrieval and rely on large language models (LLMs) to implicitly integrate the retrieved context with the query. However, such models are often sensitive to retrieval quality and may generate responses that are misaligned with user preferences. To address this limitation, we propose PrLM, a reinforcement learning framework that trains LLMs to explicitly reason over retrieved user profiles. Guided by a contrastively trained personalization reward model, PrLM effectively learns from user responses without requiring annotated reasoning paths. Experiments on three personalized text generation datasets show that PrLM outperforms existing methods and remains robust across varying numbers of retrieved profiles and different retrievers.

Sunhao Dai, Wenjie Wang, Liang Pang et al.

Generative AI search is reshaping information retrieval by offering end-to-end answers to complex queries, reducing users' reliance on manually browsing and summarizing multiple web pages. However, while this paradigm enhances convenience, it disrupts the feedback-driven improvement loop that has historically powered the evolution of traditional Web search. Web search can continuously improve their ranking models by collecting large-scale, fine-grained user feedback (e.g., clicks, dwell time) at the document level. In contrast, generative AI search operates through a much longer search pipeline, spanning query decomposition, document retrieval, and answer generation, yet typically receives only coarse-grained feedback on the final answer. This introduces a feedback loop disconnect, where user feedback for the final output cannot be effectively mapped back to specific system components, making it difficult to improve each intermediate stage and sustain the feedback loop. In this paper, we envision NExT-Search, a next-generation paradigm designed to reintroduce fine-grained, process-level feedback into generative AI search. NExT-Search integrates two complementary modes: User Debug Mode, which allows engaged users to intervene at key stages; and Shadow User Mode, where a personalized user agent simulates user preferences and provides AI-assisted feedback for less interactive users. Furthermore, we envision how these feedback signals can be leveraged through online adaptation, which refines current search outputs in real-time, and offline update, which aggregates interaction logs to periodically fine-tune query decomposition, retrieval, and generation models. By restoring human control over key stages of the generative AI search pipeline, we believe NExT-Search offers a promising direction for building feedback-rich AI search systems that can evolve continuously alongside human feedback.

Zihua Si, Zhongxiang Sun, Xiao Zhang et al.

Modern online service providers such as online shopping platforms often provide both search and recommendation (S&R) services to meet different user needs. Rarely has there been any effective means of incorporating user behavior data from both S&R services. Most existing approaches either simply treat S&R behaviors separately, or jointly optimize them by aggregating data from both services, ignoring the fact that user intents in S&R can be distinctively different. In our paper, we propose a Search-Enhanced framework for the Sequential Recommendation (SESRec) that leverages users' search interests for recommendation, by disentangling similar and dissimilar representations within S&R behaviors. Specifically, SESRec first aligns query and item embeddings based on users' query-item interactions for the computations of their similarities. Two transformer encoders are used to learn the contextual representations of S&R behaviors independently. Then a contrastive learning task is designed to supervise the disentanglement of similar and dissimilar representations from behavior sequences of S&R. Finally, we extract user interests by the attention mechanism from three perspectives, i.e., the contextual representations, the two separated behaviors containing similar and dissimilar interests. Extensive experiments on both industrial and public datasets demonstrate that SESRec consistently outperforms state-of-the-art models. Empirical studies further validate that SESRec successfully disentangle similar and dissimilar user interests from their S&R behaviors.

Yan Lyu, Sunhao Dai, Peng Wu et al.

Accurate recommendation and reliable explanation are two key issues for modern recommender systems. However, most recommendation benchmarks only concern the prediction of user-item ratings while omitting the underlying causes behind the ratings. For example, the widely-used Yahoo!R3 dataset contains little information on the causes of the user-movie ratings. A solution could be to conduct surveys and require the users to provide such information. In practice, the user surveys can hardly avoid compliance issues and sparse user responses, which greatly hinders the exploration of causality-based recommendation. To better support the studies of causal inference and further explanations in recommender systems, we propose a novel semi-synthetic data generation framework for recommender systems where causal graphical models with missingness are employed to describe the causal mechanism of practical recommendation scenarios. To illustrate the use of our framework, we construct a semi-synthetic dataset with Causal Tags And Ratings (CTAR), based on the movies as well as their descriptive tags and rating information collected from a famous movie rating website. Using the collected data and the causal graph, the user-item-ratings and their corresponding user-item-tags are automatically generated, which provides the reasons (selected tags) why the user rates the items. Descriptive statistics and baseline results regarding the CTAR dataset are also reported. The proposed data generation framework is not limited to recommendation, and the released APIs can be used to generate customized datasets for other research tasks.

Zihua Si, Xueran Han, Xiao Zhang et al.

Machine-learning based recommender systems(RSs) has become an effective means to help people automatically discover their interests. Existing models often represent the rich information for recommendation, such as items, users, and contexts, as embedding vectors and leverage them to predict users' feedback. In the view of causal analysis, the associations between these embedding vectors and users' feedback are a mixture of the causal part that describes why an item is preferred by a user, and the non-causal part that merely reflects the statistical dependencies between users and items, for example, the exposure mechanism, public opinions, display position, etc. However, existing RSs mostly ignored the striking differences between the causal parts and non-causal parts when using these embedding vectors. In this paper, we propose a model-agnostic framework named IV4Rec that can effectively decompose the embedding vectors into these two parts, hence enhancing recommendation results. Specifically, we jointly consider users' behaviors in search scenarios and recommendation scenarios. Adopting the concepts in causal analysis, we embed users' search behaviors as instrumental variables (IVs), to help decompose original embedding vectors in recommendation, i.e., treatments. IV4Rec then combines the two parts through deep neural networks and uses the combined results for recommendation. IV4Rec is model-agnostic and can be applied to a number of existing RSs such as DIN and NRHUB. Experimental results on both public and proprietary industrial datasets demonstrate that IV4Rec consistently enhances RSs and outperforms a framework that jointly considers search and recommendation.

Chaowei Fang, Liang Wang, Dingwen Zhang et al.

Due to the constraints of the imaging device and high cost in operation time, computer tomography (CT) scans are usually acquired with low intra-slice resolution. Improving the intra-slice resolution is beneficial to the disease diagnosis for both human experts and computer-aided systems. To this end, this paper builds a novel medical slice synthesis to increase the between-slice resolution. Considering that the ground-truth intermediate medical slices are always absent in clinical practice, we introduce the incremental cross-view mutual distillation strategy to accomplish this task in the self-supervised learning manner. Specifically, we model this problem from three different views: slice-wise interpolation from axial view and pixel-wise interpolation from coronal and sagittal views. Under this circumstance, the models learned from different views can distill valuable knowledge to guide the learning processes of each other. We can repeat this process to make the models synthesize intermediate slice data with increasing inter-slice resolution. To demonstrate the effectiveness of the proposed approach, we conduct comprehensive experiments on a large-scale CT dataset. Quantitative and qualitative comparison results show that our method outperforms state-of-the-art algorithms by clear margins.

Lin Bo, Liang Pang, Gang Wang et al.

Recently, pre-trained language models such as BERT have been applied to document ranking for information retrieval, which first pre-train a general language model on an unlabeled large corpus and then conduct ranking-specific fine-tuning on expert-labeled relevance datasets. Ideally, an IR system would model relevance from a user-system dualism: the user's view and the system's view. User's view judges the relevance based on the activities of "real users" while the system's view focuses on the relevance signals from the system side, e.g., from the experts or algorithms, etc. Inspired by the user-system relevance views and the success of pre-trained language models, in this paper we propose a novel ranking framework called Pre-Rank that takes both user's view and system's view into consideration, under the pre-training and fine-tuning paradigm. Specifically, to model the user's view of relevance, Pre-Rank pre-trains the initial query-document representations based on large-scale user activities data such as the click log. To model the system's view of relevance, Pre-Rank further fine-tunes the model on expert-labeled relevance data. More importantly, the pre-trained representations, are fine-tuned together with handcrafted learning-to-rank features under a wide and deep network architecture. In this way, Pre-Rank can model the relevance by incorporating the relevant knowledge and signals from both real search users and the IR experts. To verify the effectiveness of Pre-Rank, we showed two implementations by using BERT and SetRank as the underlying ranking model, respectively. Experimental results base on three publicly available benchmarks showed that in both of the implementations, Pre-Rank can respectively outperform the underlying ranking models and achieved state-of-the-art performances.

Jingxuan Yang, Kerui Xu, Jun Xu et al.

In this paper, we present a neural model for joint dropped pronoun recovery (DPR) and conversational discourse parsing (CDP) in Chinese conversational speech. We show that DPR and CDP are closely related, and a joint model benefits both tasks. We refer to our model as DiscProReco, and it first encodes the tokens in each utterance in a conversation with a directed Graph Convolutional Network (GCN). The token states for an utterance are then aggregated to produce a single state for each utterance. The utterance states are then fed into a biaffine classifier to construct a conversational discourse graph. A second (multi-relational) GCN is then applied to the utterance states to produce a discourse relation-augmented representation for the utterances, which are then fused together with token states in each utterance as input to a dropped pronoun recovery layer. The joint model is trained and evaluated on a new Structure Parsing-enhanced Dropped Pronoun Recovery (SPDPR) dataset that we annotated with both two types of information. Experimental results on the SPDPR dataset and other benchmarks show that DiscProReco significantly outperforms the state-of-the-art baselines of both tasks.

Yingjun Du, Haoliang Sun, Xiantong Zhen et al.

Few-shot learning deals with the fundamental and challenging problem of learning from a few annotated samples, while being able to generalize well on new tasks. The crux of few-shot learning is to extract prior knowledge from related tasks to enable fast adaptation to a new task with a limited amount of data. In this paper, we propose meta-learning kernels with random Fourier features for few-shot learning, we call MetaKernel. Specifically, we propose learning variational random features in a data-driven manner to obtain task-specific kernels by leveraging the shared knowledge provided by related tasks in a meta-learning setting. We treat the random feature basis as the latent variable, which is estimated by variational inference. The shared knowledge from related tasks is incorporated into a context inference of the posterior, which we achieve via a long-short term memory module. To establish more expressive kernels, we deploy conditional normalizing flows based on coupling layers to achieve a richer posterior distribution over random Fourier bases. The resultant kernels are more informative and discriminative, which further improves the few-shot learning. To evaluate our method, we conduct extensive experiments on both few-shot image classification and regression tasks. A thorough ablation study demonstrates that the effectiveness of each introduced component in our method. The benchmark results on fourteen datasets demonstrate MetaKernel consistently delivers at least comparable and often better performance than state-of-the-art alternatives.

Jun Xu, Zeyang Lei, Haifeng Wang et al.

Learning interpretable dialog structure from human-human dialogs yields basic insights into the structure of conversation, and also provides background knowledge to facilitate dialog generation. In this paper, we conduct unsupervised discovery of dialog structure from chitchat corpora, and then leverage it to facilitate dialog generation in downstream systems. To this end, we present a Discrete Variational Auto-Encoder with Graph Neural Network (DVAE-GNN), to discover a unified human-readable dialog structure. The structure is a two-layer directed graph that contains session-level semantics in the upper-layer vertices, utterance-level semantics in the lower-layer vertices, and edges among these semantic vertices. In particular, we integrate GNN into DVAE to fine-tune utterance-level semantics for more effective recognition of session-level semantic vertex. Furthermore, to alleviate the difficulty of discovering a large number of utterance-level semantics, we design a coupling mechanism that binds each utterance-level semantic vertex with a distinct phrase to provide prior semantics. Experimental results on two benchmark corpora confirm that DVAE-GNN can discover meaningful dialog structure, and the use of dialog structure graph as background knowledge can facilitate a graph grounded conversational system to conduct coherent multi-turn dialog generation.

Weijie Yu, Chen Xu, Jun Xu et al.

One approach to matching texts from asymmetrical domains is projecting the input sequences into a common semantic space as feature vectors upon which the matching function can be readily defined and learned. In real-world matching practices, it is often observed that with the training goes on, the feature vectors projected from different domains tend to be indistinguishable. The phenomenon, however, is often overlooked in existing matching models. As a result, the feature vectors are constructed without any regularization, which inevitably increases the difficulty of learning the downstream matching functions. In this paper, we propose a novel match method tailored for text matching in asymmetrical domains, called WD-Match. In WD-Match, a Wasserstein distance-based regularizer is defined to regularize the features vectors projected from different domains. As a result, the method enforces the feature projection function to generate vectors such that those correspond to different domains cannot be easily discriminated. The training process of WD-Match amounts to a game that minimizes the matching loss regularized by the Wasserstein distance. WD-Match can be used to improve different text matching methods, by using the method as its underlying matching model. Four popular text matching methods have been exploited in the paper. Experimental results based on four publicly available benchmarks showed that WD-Match consistently outperformed the underlying methods and the baselines.

Jingxuan Yang, Kerui Xu, Jun Xu et al.

Pronouns are often dropped in Chinese conversations and recovering the dropped pronouns is important for NLP applications such as Machine Translation. Existing approaches usually formulate this as a sequence labeling task of predicting whether there is a dropped pronoun before each token and its type. Each utterance is considered to be a sequence and labeled independently. Although these approaches have shown promise, labeling each utterance independently ignores the dependencies between pronouns in neighboring utterances. Modeling these dependencies is critical to improving the performance of dropped pronoun recovery. In this paper, we present a novel framework that combines the strength of Transformer network with General Conditional Random Fields (GCRF) to model the dependencies between pronouns in neighboring utterances. Results on three Chinese conversation datasets show that the Transformer-GCRF model outperforms the state-of-the-art dropped pronoun recovery models. Exploratory analysis also demonstrates that the GCRF did help to capture the dependencies between pronouns in neighboring utterances, thus contributes to the performance improvements.

Yang Bai, Xiaoguang Li, Gang Wang et al.

Term-based sparse representations dominate the first-stage text retrieval in industrial applications, due to its advantage in efficiency, interpretability, and exact term matching. In this paper, we study the problem of transferring the deep knowledge of the pre-trained language model (PLM) to Term-based Sparse representations, aiming to improve the representation capacity of bag-of-words(BoW) method for semantic-level matching, while still keeping its advantages. Specifically, we propose a novel framework SparTerm to directly learn sparse text representations in the full vocabulary space. The proposed SparTerm comprises an importance predictor to predict the importance for each term in the vocabulary, and a gating controller to control the term activation. These two modules cooperatively ensure the sparsity and flexibility of the final text representation, which unifies the term-weighting and expansion in the same framework. Evaluated on MSMARCO dataset, SparTerm significantly outperforms traditional sparse methods and achieves state of the art ranking performance among all the PLM-based sparse models.

Yingwei Pan, Yehao Li, Jianjie Luo et al.

In this work, we present Auto-captions on GIF, which is a new large-scale pre-training dataset for generic video understanding. All video-sentence pairs are created by automatically extracting and filtering video caption annotations from billions of web pages. Auto-captions on GIF dataset can be utilized to pre-train the generic feature representation or encoder-decoder structure for video captioning, and other downstream tasks (e.g., sentence localization in videos, video question answering, etc.) as well. We present a detailed analysis of Auto-captions on GIF dataset in comparison to existing video-sentence datasets. We also provide an evaluation of a Transformer-based encoder-decoder structure for vision-language pre-training, which is further adapted to video captioning downstream task and yields the compelling generalizability on MSR-VTT. The dataset is available at \url{http://www.auto-video-captions.top/2020/dataset}.

Liang Pang, Jun Xu, Qingyao Ai et al.

In learning-to-rank for information retrieval, a ranking model is automatically learned from the data and then utilized to rank the sets of retrieved documents. Therefore, an ideal ranking model would be a mapping from a document set to a permutation on the set, and should satisfy two critical requirements: (1)~it should have the ability to model cross-document interactions so as to capture local context information in a query; (2)~it should be permutation-invariant, which means that any permutation of the inputted documents would not change the output ranking. Previous studies on learning-to-rank either design uni-variate scoring functions that score each document separately, and thus failed to model the cross-document interactions; or construct multivariate scoring functions that score documents sequentially, which inevitably sacrifice the permutation invariance requirement. In this paper, we propose a neural learning-to-rank model called SetRank which directly learns a permutation-invariant ranking model defined on document sets of any size. SetRank employs a stack of (induced) multi-head self attention blocks as its key component for learning the embeddings for all of the retrieved documents jointly. The self-attention mechanism not only helps SetRank to capture the local context information from cross-document interactions, but also to learn permutation-equivariant representations for the inputted documents, which therefore achieving a permutation-invariant ranking model. Experimental results on three large scale benchmarks showed that the SetRank significantly outperformed the baselines include the traditional learning-to-rank models and state-of-the-art Neural IR models.

Shiyang Yan, Jun Xu, Yuai Liu et al.

Person re-identification (re-ID) aims to recognize a person-of-interest across different cameras with notable appearance variance. Existing research works focused on the capability and robustness of visual representation. In this paper, instead, we propose a novel hierarchical offshoot recurrent network (HorNet) for improving person re-ID via image captioning. Image captions are semantically richer and more consistent than visual attributes, which could significantly alleviate the variance. We use the similarity preserving generative adversarial network (SPGAN) and an image captioner to fulfill domain transfer and language descriptions generation. Then the proposed HorNet can learn the visual and language representation from both the images and captions jointly, and thus enhance the performance of person re-ID. Extensive experiments are conducted on several benchmark datasets with or without image captions, i.e., CUHK03, Market-1501, and Duke-MTMC, demonstrating the superiority of the proposed method. Our method can generate and extract meaningful image captions while achieving state-of-the-art performance.

Hainan Zhang, Yanyan Lan, Jiafeng Guo et al.

Chinese input recommendation plays an important role in alleviating human cost in typing Chinese words, especially in the scenario of mobile applications. The fundamental problem is to predict the conditional probability of the next word given the sequence of previous words. Therefore, statistical language models, i.e.~n-grams based models, have been extensively used on this task in real application. However, the characteristics of extremely different typing behaviors usually lead to serious sparsity problem, even n-gram with smoothing will fail. A reasonable approach to tackle this problem is to use the recently proposed neural models, such as probabilistic neural language model, recurrent neural network and word2vec. They can leverage more semantically similar words for estimating the probability. However, there is no conclusion on which approach of the two will work better in real application. In this paper, we conduct an extensive empirical study to show the differences between statistical and neural language models. The experimental results show that the two different approach have individual advantages, and a hybrid approach will bring a significant improvement.

Chaotao Chen, Jinhua Peng, Fan Wang et al.

In human conversation an input post is open to multiple potential responses, which is typically regarded as a one-to-many problem. Promising approaches mainly incorporate multiple latent mechanisms to build the one-to-many relationship. However, without accurate selection of the latent mechanism corresponding to the target response during training, these methods suffer from a rough optimization of latent mechanisms. In this paper, we propose a multi-mapping mechanism to better capture the one-to-many relationship, where multiple mapping modules are employed as latent mechanisms to model the semantic mappings from an input post to its diverse responses. For accurate optimization of latent mechanisms, a posterior mapping selection module is designed to select the corresponding mapping module according to the target response for further optimization. We also introduce an auxiliary matching loss to facilitate the optimization of posterior mapping selection. Empirical results demonstrate the superiority of our model in generating multiple diverse and informative responses over the state-of-the-art methods.

Jingxuan Yang, Jun Xu, Jianzhuo Tong et al.

Next basket recommendation, which aims to predict the next a few items that a user most probably purchases given his historical transactions, plays a vital role in market basket analysis. From the viewpoint of item, an item could be purchased by different users together with different items, for different reasons. Therefore, an ideal recommender system should represent an item considering its transaction contexts. Existing state-of-the-art deep learning methods usually adopt the static item representations, which are invariant among all of the transactions and thus cannot achieve the full potentials of deep learning. Inspired by the pre-trained representations of BERT in natural language processing, we propose to conduct context-aware item representation for next basket recommendation, called Item Encoder Representations from Transformers (IERT). In the offline phase, IERT pre-trains deep item representations conditioning on their transaction contexts. In the online recommendation phase, the pre-trained model is further fine-tuned with an additional output layer. The output contextualized item embeddings are used to capture users' sequential behaviors and general tastes to conduct recommendation. Experimental results on the Ta-Feng data set show that IERT outperforms the state-of-the-art baseline methods, which demonstrated the effectiveness of IERT in next basket representation.

Liang Pang, Yanyan Lan, Jiafeng Guo et al.

This paper is concerned with open-domain question answering (i.e., OpenQA). Recently, some works have viewed this problem as a reading comprehension (RC) task, and directly applied successful RC models to it. However, the performances of such models are not so good as that in the RC task. In our opinion, the perspective of RC ignores three characteristics in OpenQA task: 1) many paragraphs without the answer span are included in the data collection; 2) multiple answer spans may exist within one given paragraph; 3) the end position of an answer span is dependent with the start position. In this paper, we first propose a new probabilistic formulation of OpenQA, based on a three-level hierarchical structure, i.e.,~the question level, the paragraph level and the answer span level. Then a Hierarchical Answer Spans Model (HAS-QA) is designed to capture each probability. HAS-QA has the ability to tackle the above three problems, and experiments on public OpenQA datasets show that it significantly outperforms traditional RC baselines and recent OpenQA baselines.

Yan Xiao, Jiafeng Guo, Yixing Fan et al.

Vocabulary mismatch is a central problem in information retrieval (IR), i.e., the relevant documents may not contain the same (symbolic) terms of the query. Recently, neural representations have shown great success in capturing semantic relatedness, leading to new possibilities to alleviate the vocabulary mismatch problem in IR. However, most existing efforts in this direction have been devoted to the re-ranking stage. That is to leverage neural representations to help re-rank a set of candidate documents, which are typically obtained from an initial retrieval stage based on some symbolic index and search scheme (e.g., BM25 over the inverted index). This naturally raises a question: if the relevant documents have not been found in the initial retrieval stage due to vocabulary mismatch, there would be no chance to re-rank them to the top positions later. Therefore, in this paper, we study the problem how to employ neural representations to improve the recall of relevant documents in the initial retrieval stage. Specifically, to meet the efficiency requirement of the initial stage, we introduce a neural index for the neural representations of documents, and propose two hybrid search schemes based on both neural and symbolic indices, namely the parallel search scheme and the sequential search scheme. Our experiments show that both hybrid index and search schemes can improve the recall of the initial retrieval stage with small overhead.

Yixing Fan, Jiafeng Guo, Yanyan Lan et al.

Assessing relevance between a query and a document is challenging in ad-hoc retrieval due to its diverse patterns, i.e., a document could be relevant to a query as a whole or partially as long as it provides sufficient information for users' need. Such diverse relevance patterns require an ideal retrieval model to be able to assess relevance in the right granularity adaptively. Unfortunately, most existing retrieval models compute relevance at a single granularity, either document-wide or passage-level, or use fixed combination strategy, restricting their ability in capturing diverse relevance patterns. In this work, we propose a data-driven method to allow relevance signals at different granularities to compete with each other for final relevance assessment. Specifically, we propose a HIerarchical Neural maTching model (HiNT) which consists of two stacked components, namely local matching layer and global decision layer. The local matching layer focuses on producing a set of local relevance signals by modeling the semantic matching between a query and each passage of a document. The global decision layer accumulates local signals into different granularities and allows them to compete with each other to decide the final relevance score. Experimental results demonstrate that our HiNT model outperforms existing state-of-the-art retrieval models significantly on benchmark ad-hoc retrieval datasets.

Yadi Lao, Jun Xu, Yanyan Lan et al.

In this paper we propose a novel reinforcement learning based model for sequence tagging, referred to as MM-Tag. Inspired by the success and methodology of the AlphaGo Zero, MM-Tag formalizes the problem of sequence tagging with a Monte Carlo tree search (MCTS) enhanced Markov decision process (MDP) model, in which the time steps correspond to the positions of words in a sentence from left to right, and each action corresponds to assign a tag to a word. Two long short-term memory networks (LSTM) are used to summarize the past tag assignments and words in the sentence. Based on the outputs of LSTMs, the policy for guiding the tag assignment and the value for predicting the whole tagging accuracy of the whole sentence are produced. The policy and value are then strengthened with MCTS, which takes the produced raw policy and value as inputs, simulates and evaluates the possible tag assignments at the subsequent positions, and outputs a better search policy for assigning tags. A reinforcement learning algorithm is proposed to train the model parameters. Our work is the first to apply the MCTS enhanced MDP model to the sequence tagging task. We show that MM-Tag can accurately predict the tags thanks to the exploratory decision making mechanism introduced by MCTS. Experimental results show based on a chunking benchmark showed that MM-Tag outperformed the state-of-the-art sequence tagging baselines including CRF and CRF with LSTM.

Guoxin Cui, Jun Xu, Wei Zeng et al.

One of the most significant bottleneck in training large scale machine learning models on parameter server (PS) is the communication overhead, because it needs to frequently exchange the model gradients between the workers and servers during the training iterations. Gradient quantization has been proposed as an effective approach to reducing the communication volume. One key issue in gradient quantization is setting the number of bits for quantizing the gradients. Small number of bits can significantly reduce the communication overhead while hurts the gradient accuracies, and vise versa. An ideal quantization method would dynamically balance the communication overhead and model accuracy, through adjusting the number bits according to the knowledge learned from the immediate past training iterations. Existing methods, however, quantize the gradients either with fixed number of bits, or with predefined heuristic rules. In this paper we propose a novel adaptive quantization method within the framework of reinforcement learning. The method, referred to as MQGrad, formalizes the selection of quantization bits as actions in a Markov decision process (MDP) where the MDP states records the information collected from the past optimization iterations (e.g., the sequence of the loss function values). During the training iterations of a machine learning algorithm, MQGrad continuously updates the MDP state according to the changes of the loss function. Based on the information, MDP learns to select the optimal actions (number of bits) to quantize the gradients. Experimental results based on a benchmark dataset showed that MQGrad can accelerate the learning of a large scale deep neural network while keeping its prediction accuracies.

Pinyao Guo, Hunmin Kim, Nurali Virani et al.

This technical report provides the description and the derivation of a novel nonlinear unknown input and state estimation algorithm (NUISE) for mobile robots. The algorithm is designed for real-world robots with nonlinear dynamic models and subject to stochastic noises on sensing and actuation. Leveraging sensor readings and planned control commands, the algorithm detects and quantifies anomalies on both sensors and actuators. Later, we elaborate the dynamic models of two distinctive mobile robots for the purpose of demonstrating the application of NUISE. This report serves as a supplementary document for [1].

Liang Pang, Yanyan Lan, Jun Xu et al.

Convolutional Neural Networks (CNN) and the locally connected layer are limited in capturing the importance and relations of different local receptive fields, which are often crucial for tasks such as face verification, visual question answering, and word sequence prediction. To tackle the issue, we propose a novel locally smoothed neural network (LSNN) in this paper. The main idea is to represent the weight matrix of the locally connected layer as the product of the kernel and the smoother, where the kernel is shared over different local receptive fields, and the smoother is for determining the importance and relations of different local receptive fields. Specifically, a multi-variate Gaussian function is utilized to generate the smoother, for modeling the location relations among different local receptive fields. Furthermore, the content information can also be leveraged by setting the mean and precision of the Gaussian function according to the content. Experiments on some variant of MNIST clearly show our advantages over CNN and locally connected layer.

Yixing Fan, Jiafeng Guo, Yanyan Lan et al.

When applying learning to rank algorithms to Web search, a large number of features are usually designed to capture the relevance signals. Most of these features are computed based on the extracted textual elements, link analysis, and user logs. However, Web pages are not solely linked texts, but have structured layout organizing a large variety of elements in different styles. Such layout itself can convey useful visual information, indicating the relevance of a Web page. For example, the query-independent layout (i.e., raw page layout) can help identify the page quality, while the query-dependent layout (i.e., page rendered with matched query words) can further tell rich structural information (e.g., size, position and proximity) of the matching signals. However, such visual information of layout has been seldom utilized in Web search in the past. In this work, we propose to learn rich visual features automatically from the layout of Web pages (i.e., Web page snapshots) for relevance ranking. Both query-independent and query-dependent snapshots are considered as the new inputs. We then propose a novel visual perception model inspired by human's visual search behaviors on page viewing to extract the visual features. This model can be learned end-to-end together with traditional human-crafted features. We also show that such visual features can be efficiently acquired in the online setting with an extended inverted indexing scheme. Experiments on benchmark collections demonstrate that learning visual features from Web page snapshots can significantly improve the performance of relevance ranking in ad-hoc Web retrieval tasks.

Liang Pang, Yanyan Lan, Jiafeng Guo et al.

The effective of information retrieval (IR) systems have become more important than ever. Deep IR models have gained increasing attention for its ability to automatically learning features from raw text; thus, many deep IR models have been proposed recently. However, the learning process of these deep IR models resemble a black box. Therefore, it is necessary to identify the difference between automatically learned features by deep IR models and hand-crafted features used in traditional learning to rank approaches. Furthermore, it is valuable to investigate the differences between these deep IR models. This paper aims to conduct a deep investigation on deep IR models. Specifically, we conduct an extensive empirical study on two different datasets, including Robust and LETOR4.0. We first compared the automatically learned features and hand-crafted features on the respects of query term coverage, document length, embeddings and robustness. It reveals a number of disadvantages compared with hand-crafted features. Therefore, we establish guidelines for improving existing deep IR models. Furthermore, we compare two different categories of deep IR models, i.e. representation-focused models and interaction-focused models. It is shown that two types of deep IR models focus on different categories of words, including topic-related words and query-related words.

Ruqing Zhang, Jiafeng Guo, Yanyan Lan et al.

Representing texts as fixed-length vectors is central to many language processing tasks. Most traditional methods build text representations based on the simple Bag-of-Words (BoW) representation, which loses the rich semantic relations between words. Recent advances in natural language processing have shown that semantically meaningful representations of words can be efficiently acquired by distributed models, making it possible to build text representations based on a better foundation called the Bag-of-Word-Embedding (BoWE) representation. However, existing text representation methods using BoWE often lack sound probabilistic foundations or cannot well capture the semantic relatedness encoded in word vectors. To address these problems, we introduce the Spherical Paragraph Model (SPM), a probabilistic generative model based on BoWE, for text representation. SPM has good probabilistic interpretability and can fully leverage the rich semantics of words, the word co-occurrence information as well as the corpus-wide information to help the representation learning of texts. Experimental results on topical classification and sentiment analysis demonstrate that SPM can achieve new state-of-the-art performances on several benchmark datasets.

Liang Pang, Yanyan Lan, Jiafeng Guo et al.

Deep neural networks have been successfully applied to many text matching tasks, such as paraphrase identification, question answering, and machine translation. Although ad-hoc retrieval can also be formalized as a text matching task, few deep models have been tested on it. In this paper, we study a state-of-the-art deep matching model, namely MatchPyramid, on the ad-hoc retrieval task. The MatchPyramid model employs a convolutional neural network over the interactions between query and document to produce the matching score. We conducted extensive experiments to study the impact of different pooling sizes, interaction functions and kernel sizes on the retrieval performance. Finally, we show that the MatchPyramid models can significantly outperform several recently introduced deep matching models on the retrieval task, but still cannot compete with the traditional retrieval models, such as BM25 and language models.

Shuxin Wang, Xin Jiang, Hang Li et al.

The relevance between a query and a document in search can be represented as matching degree between the two objects. Latent space models have been proven to be effective for the task, which are often trained with click-through data. One technical challenge with the approach is that it is hard to train a model for tail queries and tail documents for which there are not enough clicks. In this paper, we propose to address the challenge by learning a latent matching model, using not only click-through data but also semantic knowledge. The semantic knowledge can be categories of queries and documents as well as synonyms of words, manually or automatically created. Specifically, we incorporate semantic knowledge into the objective function by including regularization terms. We develop two methods to solve the learning task on the basis of coordinate descent and gradient descent respectively, which can be employed in different settings. Experimental results on two datasets from an app search engine demonstrate that our model can make effective use of semantic knowledge, and thus can significantly enhance the accuracies of latent matching models, particularly for tail queries.