Fanlin Meng

Shuang Dai, Fanlin Meng, Qian Wang et al.

Non-intrusive load monitoring (NILM), which usually utilizes machine learning methods and is effective in disaggregating smart meter readings from the household-level into appliance-level consumption, can help analyze electricity consumption behaviours of users and enable practical smart energy and smart grid applications. Recent studies have proposed many novel NILM frameworks based on federated deep learning (FL). However, there lacks comprehensive research exploring the utility optimization schemes and the privacy-preserving schemes in different FL-based NILM application scenarios. In this paper, we make the first attempt to conduct FL-based NILM focusing on both the utility optimization and the privacy-preserving by developing a distributed and privacy-preserving NILM (DP2-NILM) framework and carrying out comparative experiments on practical NILM scenarios based on real-world smart meter datasets. Specifically, two alternative federated learning strategies are examined in the utility optimization schemes, i.e., the FedAvg and the FedProx. Moreover, different levels of privacy guarantees, i.e., the local differential privacy federated learning and the global differential privacy federated learning are provided in the DP2-NILM. Extensive comparison experiments are conducted on three real-world datasets to evaluate the proposed framework.

Shuang Dai, Fanlin Meng

Online federated learning (OFL) and online transfer learning (OTL) are two collaborative paradigms for overcoming modern machine learning challenges such as data silos, streaming data, and data security. This survey explored OFL and OTL throughout their major evolutionary routes to enhance understanding of online federated and transfer learning. Besides, practical aspects of popular datasets and cutting-edge applications for online federated and transfer learning are highlighted in this work. Furthermore, this survey provides insight into potential future research areas and aims to serve as a resource for professionals developing online federated and transfer learning frameworks.

Qian Wang, Fanlin Meng, Toby P. Breckon

Domain adaptation solves image classification problems in the target domain by taking advantage of the labelled source data and unlabelled target data. Usually, the source and target domains share the same set of classes. As a special case, Open-Set Domain Adaptation (OSDA) assumes there exist additional classes in the target domain but not present in the source domain. To solve such a domain adaptation problem, our proposed method learns discriminative common subspaces for the source and target domains using a novel Open-Set Locality Preserving Projection (OSLPP) algorithm. The source and target domain data are aligned in the learned common spaces class-wisely. To handle the open-set classification problem, our method progressively selects target samples to be pseudo-labelled as known classes and rejects the outliers if they are detected as from unknown classes. The common subspace learning algorithm OSLPP simultaneously aligns the labelled source data and pseudo-labelled target data from known classes and pushes the rejected target data away from the known classes. The common subspace learning and the pseudo-labelled sample selection/rejection facilitate each other in an iterative learning framework and achieves state-of-the-art performance on benchmark datasets Office-31 and Office-Home with the average HOS of 87.4% and 67.0% respectively.

Shuang Dai, Fanlin Meng, Qian Wang et al.

Non-intrusive load monitoring (NILM), which usually utilizes machine learning methods and is effective in disaggregating smart meter readings from the household-level into appliance-level consumptions, can help to analyze electricity consumption behaviours of users and enable practical smart energy and smart grid applications. However, smart meters are privately owned and distributed, which make real-world applications of NILM challenging. To this end, this paper develops a distributed and privacy-preserving federated deep learning framework for NILM (FederatedNILM), which combines federated learning with a state-of-the-art deep learning architecture to conduct NILM for the classification of typical states of household appliances. Through extensive comparative experiments, the effectiveness of the proposed FederatedNILM framework is demonstrated.

Shuang Dai, Fanlin Meng, Hongsheng Dai et al.

The power system is undergoing rapid evolution with the roll-out of advanced metering infrastructure and local energy applications (e.g. electric vehicles) as well as the increasing penetration of intermittent renewable energy at both transmission and distribution level, which characterizes the peak load demand with stronger randomness and less predictability and therefore poses a threat to the power grid security. Since storing large quantities of electricity to satisfy load demand is neither economically nor environmentally friendly, effective peak demand management strategies and reliable peak load forecast methods become essential for optimizing the power system operations. To this end, this paper provides a timely and comprehensive overview of peak load demand forecast methods in the literature. To our best knowledge, this is the first comprehensive review on such topic. In this paper we first give a precise and unified problem definition of peak load demand forecast. Second, 139 papers on peak load forecast methods were systematically reviewed where methods were classified into different stages based on the timeline. Thirdly, a comparative analysis of peak load forecast methods are summarized and different optimizing methods to improve the forecast performance are discussed. The paper ends with a comprehensive summary of the reviewed papers and a discussion of potential future research directions.

Fanlin Meng, Qian Ma, Zixu Liu et al.

In this paper, we propose a realistic multiple dynamic pricing approach to demand response in the retail market. First, an adaptive clustering-based customer segmentation framework is proposed to categorize customers into different groups to enable the effective identification of usage patterns. Second, customized demand models with important market constraints which capture the price-demand relationship explicitly, are developed for each group of customers to improve the model accuracy and enable meaningful pricing. Third, the multiple pricing based demand response is formulated as a profit maximization problem subject to realistic market constraints. The overall aim of the proposed scalable and practical method aims to achieve 'right' prices for 'right' customers so as to benefit various stakeholders in the system such as grid operators, customers and retailers. The proposed multiple pricing framework is evaluated via simulations based on real-world datasets.

Qian Wang, Fanlin Meng, Toby P. Breckon

We address the Unsupervised Domain Adaptation (UDA) problem in image classification from a new perspective. In contrast to most existing works which either align the data distributions or learn domain-invariant features, we directly learn a unified classifier for both domains within a high-dimensional homogeneous feature space without explicit domain adaptation. To this end, we employ the effective Selective Pseudo-Labelling (SPL) techniques to take advantage of the unlabelled samples in the target domain. Surprisingly, data distribution discrepancy across the source and target domains can be well handled by a computationally simple classifier (e.g., a shallow Multi-Layer Perceptron) trained in the original feature space. Besides, we propose a novel generative model norm-VAE to generate synthetic features for the target domain as a data augmentation strategy to enhance classifier training. Experimental results on several benchmark datasets demonstrate the pseudo-labelling strategy itself can lead to comparable performance to many state-of-the-art methods whilst the use of norm-VAE for feature augmentation can further improve the performance in most cases. As a result, our proposed methods (i.e. naive-SPL and norm-VAE-SPL) can achieve new state-of-the-art performance with the average accuracy of 93.4% and 90.4% on Office-Caltech and ImageCLEF-DA datasets, and comparable performance on Digits, Office31 and Office-Home datasets with the average accuracy of 97.2%, 87.6% and 67.9% respectively.

Fan-Lin Meng, Xiao-Jun Zeng

This paper proposes a hybrid approach to optimal day-ahead pricing for demand response management. At the customer-side, compared with the existing work, a detailed, comprehensive and complete energy management system, which includes all possible types of appliances, all possible applications, and an effective waiting time cost model is proposed to manage the energy usages in households (lower level problem). At the retailer-side, the best retail prices are determined to maximize the retailer's profit (upper level problem). The interactions between the electricity retailer and its customers can be cast as a bilevel optimization problem. To overcome the weakness and infeasibility of conventional Karush--Kuhn--Tucker (KKT) approach for this particular type of bilevel problem, a hybrid pricing optimization approach, which adopts the multi-population genetic algorithms for the upper level problem and distributed individual optimization algorithms for the lower level problem, is proposed. Numerical results show the applicability and effectiveness of the proposed approach and its benefit to the retailer and its customers by improving the retailer's profit and reducing the customers' bills.