Frank Rudzicz

Stephen Obadinma, Faiza Khan Khattak, Shirley Wang et al. · utoronto

Building Agent Assistants that can help improve customer service support requires inputs from industry users and their customers, as well as knowledge about state-of-the-art Natural Language Processing (NLP) technology. We combine expertise from academia and industry to bridge the gap and build task/domain-specific Neural Agent Assistants (NAA) with three high-level components for: (1) Intent Identification, (2) Context Retrieval, and (3) Response Generation. In this paper, we outline the pipeline of the NAA's core system and also present three case studies in which three industry partners successfully adapt the framework to find solutions to their unique challenges. Our findings suggest that a collaborative process is instrumental in spurring the development of emerging NLP models for Conversational AI tasks in industry. The full reference implementation code and results are available at \url{https://github.com/VectorInstitute/NAA}

Xindi Wang, Yufei Wang, Can Xu et al. · microsoft-research

Large language models (LLMs) have shown remarkable capacity for in-context learning (ICL), where learning a new task from just a few training examples is done without being explicitly pre-trained. However, despite the success of LLMs, there has been little understanding of how ICL learns the knowledge from the given prompts. In this paper, to make progress toward understanding the learning behaviour of ICL, we train the same LLMs with the same demonstration examples via ICL and supervised learning (SL), respectively, and investigate their performance under label perturbations (i.e., noisy labels and label imbalance) on a range of classification tasks. First, via extensive experiments, we find that gold labels have significant impacts on the downstream in-context performance, especially for large language models; however, imbalanced labels matter little to ICL across all model sizes. Second, when comparing with SL, we show empirically that ICL is less sensitive to label perturbations than SL, and ICL gradually attains comparable performance to SL as the model size increases.

Krishnapriya Vishnubhotla, Frank Rudzicz, Graeme Hirst et al. · utoronto

Current models for quotation attribution in literary novels assume varying levels of available information in their training and test data, which poses a challenge for in-the-wild inference. Here, we approach quotation attribution as a set of four interconnected sub-tasks: character identification, coreference resolution, quotation identification, and speaker attribution. We benchmark state-of-the-art models on each of these sub-tasks independently, using a large dataset of annotated coreferences and quotations in literary novels (the Project Dialogism Novel Corpus). We also train and evaluate models for the speaker attribution task in particular, showing that a simple sequential prediction model achieves accuracy scores on par with state-of-the-art models.

Shuja Khalid, Frank Rudzicz

Novel view synthesis (NVS) is a challenging task in computer vision that involves synthesizing new views of a scene from a limited set of input images. Neural Radiance Fields (NeRF) have emerged as a powerful approach to address this problem, but they require accurate knowledge of camera \textit{intrinsic} and \textit{extrinsic} parameters. Traditionally, structure-from-motion (SfM) and multi-view stereo (MVS) approaches have been used to extract camera parameters, but these methods can be unreliable and may fail in certain cases. In this paper, we propose a novel technique that leverages unposed images from dynamic datasets, such as the NVIDIA dynamic scenes dataset, to learn camera parameters directly from data. Our approach is highly extensible and can be integrated into existing NeRF architectures with minimal modifications. We demonstrate the effectiveness of our method on a variety of static and dynamic scenes and show that it outperforms traditional SfM and MVS approaches. The code for our method is publicly available at \href{https://github.com/redacted/refinerf}{https://github.com/redacted/refinerf}. Our approach offers a promising new direction for improving the accuracy and robustness of NVS using NeRF, and we anticipate that it will be a valuable tool for a wide range of applications in computer vision and graphics.

Zining Zhu, Soroosh Shahtalebi, Frank Rudzicz · utoronto

Large NLP models have recently shown impressive performance in language understanding tasks, typically evaluated by their fine-tuned performance. Alternatively, probing has received increasing attention as being a lightweight method for interpreting the intrinsic mechanisms of large NLP models. In probing, post-hoc classifiers are trained on "out-of-domain" datasets that diagnose specific abilities. While probing the language models has led to insightful findings, they appear disjointed from the development of models. This paper explores the utility of probing deep NLP models to extract a proxy signal widely used in model development -- the fine-tuning performance. We find that it is possible to use the accuracies of only three probing tests to predict the fine-tuning performance with errors $40\%$ - $80\%$ smaller than baselines. We further discuss possible avenues where probing can empower the development of deep NLP models.

Ian Berlot-Attwell, Frank Rudzicz

In this work, we evaluate various existing dialogue relevance metrics, find strong dependency on the dataset, often with poor correlation with human scores of relevance, and propose modifications to reduce data requirements and domain sensitivity while improving correlation. Our proposed metric achieves state-of-the-art performance on the HUMOD dataset while reducing measured sensitivity to dataset by 37%-66%. We achieve this without fine-tuning a pretrained language model, and using only 3,750 unannotated human dialogues and a single negative example. Despite these limitations, we demonstrate competitive performance on four datasets from different domains. Our code, including our metric and experiments, is open sourced.

Zining Zhu, Soroosh Shahtalebi, Frank Rudzicz · utoronto

The ability to generalize out-of-domain (OOD) is an important goal for deep neural network development, and researchers have proposed many high-performing OOD generalization methods from various foundations. While many OOD algorithms perform well in various scenarios, these systems are evaluated as ``black-boxes''. Instead, we propose a flexible framework that evaluates OOD systems with finer granularity using a probing module that predicts the originating domain from intermediate representations. We find that representations always encode some information about the domain. While the layerwise encoding patterns remain largely stable across different OOD algorithms, they vary across the datasets. For example, the information about rotation (on RotatedMNIST) is the most visible on the lower layers, while the information about style (on VLCS and PACS) is the most visible on the middle layers. In addition, the high probing results correlate to the domain generalization performances, leading to further directions in developing OOD generalization systems.

Zining Zhu, Frank Rudzicz · utoronto

Text-based explanation is a particularly promising approach in explainable AI, but the evaluation of text explanations is method-dependent. We argue that placing the explanations on an information-theoretic framework could unify the evaluations of two popular text explanation methods: rationale and natural language explanations (NLE). This framework considers the post-hoc text pipeline as a series of communication channels, which we refer to as ``explanation channels''. We quantify the information flow through these channels, thereby facilitating the assessment of explanation characteristics. We set up tools for quantifying two information scores: relevance and informativeness. We illustrate what our proposed information scores measure by comparing them against some traditional evaluation metrics. Our information-theoretic scores reveal some unique observations about the underlying mechanisms of two representative text explanations. For example, the NLEs trade-off slightly between transmitting the input-related information and the target-related information, whereas the rationales do not exhibit such a trade-off mechanism. Our work contributes to the ongoing efforts in establishing rigorous and standardized evaluation criteria in the rapidly evolving field of explainable AI.

Zining Zhu, Haoming Jiang, Jingfeng Yang et al. · amazon-science, utoronto

Natural language is among the most accessible tools for explaining decisions to humans, and large pretrained language models (PLMs) have demonstrated impressive abilities to generate coherent natural language explanations (NLE). The existing NLE research perspectives do not take the audience into account. An NLE can have high textual quality, but it might not accommodate audiences' needs and preference. To address this limitation, we propose an alternative perspective, \textit{situated} NLE. On the evaluation side, we set up automated evaluation scores. These scores describe the properties of NLEs in lexical, semantic, and pragmatic categories. On the generation side, we identify three prompt engineering techniques and assess their applicability on the situations. Situated NLE provides a perspective and facilitates further research on the generation and evaluation of explanations.

Xindi Wang, Robert E. Mercer, Frank Rudzicz

Currently, Medical Subject Headings (MeSH) are manually assigned to every biomedical article published and subsequently recorded in the PubMed database to facilitate retrieving relevant information. With the rapid growth of the PubMed database, large-scale biomedical document indexing becomes increasingly important. MeSH indexing is a challenging task for machine learning, as it needs to assign multiple labels to each article from an extremely large hierachically organized collection. To address this challenge, we propose KenMeSH, an end-to-end model that combines new text features and a dynamic \textbf{K}nowledge-\textbf{en}hanced mask attention that integrates document features with MeSH label hierarchy and journal correlation features to index MeSH terms. Experimental results show the proposed method achieves state-of-the-art performance on a number of measures.

Hillary Ngai, Frank Rudzicz

We introduce Doctor XAvIer, a BERT-based diagnostic system that extracts relevant clinical data from transcribed patient-doctor dialogues and explains predictions using feature attribution methods. We present a novel performance plot and evaluation metric for feature attribution methods: Feature Attribution Dropping (FAD) curve and its Normalized Area Under the Curve (N-AUC). FAD curve analysis shows that integrated gradients outperforms Shapley values in explaining diagnosis classification. Doctor XAvIer outperforms the baseline with 0.97 F1-score in named entity recognition and symptom pertinence classification and 0.91 F1-score in diagnosis classification.

Malikeh Ehghaghi, Frank Rudzicz, Jekaterina Novikova

A significant number of studies apply acoustic and linguistic characteristics of human speech as prominent markers of dementia and depression. However, studies on discriminating depression from dementia are rare. Co-morbid depression is frequent in dementia and these clinical conditions share many overlapping symptoms, but the ability to distinguish between depression and dementia is essential as depression is often curable. In this work, we investigate the ability of clustering approaches in distinguishing between depression and dementia from human speech. We introduce a novel aggregated dataset, which combines narrative speech data from multiple conditions, i.e., Alzheimer's disease, mild cognitive impairment, healthy control, and depression. We compare linear and non-linear clustering approaches and show that non-linear clustering techniques distinguish better between distinct disease clusters. Our interpretability analysis shows that the main differentiating symptoms between dementia and depression are acoustic abnormality, repetitiveness (or circularity) of speech, word finding difficulty, coherence impairment, and differences in lexical complexity and richness.

Yoon A Park, Frank Rudzicz

Existing studies have investigated the tendency of autoregressive language models to generate contexts that exhibit undesired biases and toxicity. Various debiasing approaches have been proposed, which are primarily categorized into data-based and decoding-based. In our study, we investigate the ensemble of the two debiasing paradigms, proposing to use toxic corpus as an additional resource to reduce the toxicity. Our result shows that toxic corpus can indeed help to reduce the toxicity of the language generation process substantially, complementing the existing debiasing methods.

Shuja Khalid, Frank Rudzicz

We present a novel neural radiance model that is trainable in a self-supervised manner for novel-view synthesis of dynamic unstructured scenes. Our end-to-end trainable algorithm learns highly complex, real-world static scenes within seconds and dynamic scenes with both rigid and non-rigid motion within minutes. By differentiating between static and motion-centric pixels, we create high-quality representations from a sparse set of images. We perform extensive qualitative and quantitative evaluation on existing benchmarks and set the state-of-the-art on performance measures on the challenging NVIDIA Dynamic Scenes Dataset. Additionally, we evaluate our model performance on challenging real-world datasets such as Cholec80 and SurgicalActions160.

Xindi Wang, Robert E. Mercer, Frank Rudzicz

Medical Subject Heading (MeSH) indexing refers to the problem of assigning a given biomedical document with the most relevant labels from an extremely large set of MeSH terms. Currently, the vast number of biomedical articles in the PubMed database are manually annotated by human curators, which is time consuming and costly; therefore, a computational system that can assist the indexing is highly valuable. When developing supervised MeSH indexing systems, the availability of a large-scale annotated text corpus is desirable. A publicly available, large corpus that permits robust evaluation and comparison of various systems is important to the research community. We release a large scale annotated MeSH indexing corpus, MeSHup, which contains 1,342,667 full text articles in English, together with the associated MeSH labels and metadata, authors, and publication venues that are collected from the MEDLINE database. We train an end-to-end model that combines features from documents and their associated labels on our corpus and report the new baseline.

Shuja Khalid, Frank Rudzicz

This paper explores how graph neural networks (GNNs) can be used to enhance visual scene understanding and surgical skill assessment. By using GNNs to analyze the complex visual data of surgical procedures represented as graph structures, relevant features can be extracted and surgical skill can be predicted. Additionally, GNNs provide interpretable results, revealing the specific actions, instruments, or anatomical structures that contribute to the predicted skill metrics. This can be highly beneficial for surgical educators and trainees, as it provides valuable insights into the factors that contribute to successful surgical performance and outcomes. SurGNN proposes two concurrent approaches -- one supervised and the other self-supervised. The paper also briefly discusses other automated surgical skill evaluation techniques and highlights the limitations of hand-crafted features in capturing the intricacies of surgical expertise. We use the proposed methods to achieve state-of-the-art results on EndoVis19, and custom datasets. The working implementation of the code can be found at https://github.com/<redacted>.

Esmat Sahak, Zining Zhu, Frank Rudzicz · utoronto

The impressive success of recent deep neural network (DNN)-based systems is significantly influenced by the high-quality datasets used in training. However, the effects of the datasets, especially how they interact with each other, remain underexplored. We propose a state-vector framework to enable rigorous studies in this direction. This framework uses idealized probing test results as the bases of a vector space. This framework allows us to quantify the effects of both standalone and interacting datasets. We show that the significant effects of some commonly-used language understanding datasets are characteristic and are concentrated on a few linguistic dimensions. Additionally, we observe some ``spill-over'' effects: the datasets could impact the models along dimensions that may seem unrelated to the intended tasks. Our state-vector framework paves the way for a systematic understanding of the dataset effects, a crucial component in responsible and robust model development.

Raeid Saqur, Christoph Bergmeir, Blanka Horvath et al.

We argue that the current practice of evaluating AI/ML time-series forecasting models, predominantly on benchmarks characterized by strong, persistent periodicities and seasonalities, obscures real progress by overlooking the performance of efficient classical methods. We demonstrate that these "standard" datasets often exhibit dominant autocorrelation patterns and seasonal cycles that can be effectively captured by simpler linear or statistical models, rendering complex deep learning architectures frequently no more performant than their classical counterparts for these specific data characteristics, and raising questions as to whether any marginal improvements justify the significant increase in computational overhead and model complexity. We call on the community to (I) retire or substantially augment current benchmarks with datasets exhibiting a wider spectrum of non-stationarities, such as structural breaks, time-varying volatility, and concept drift, and less predictable dynamics drawn from diverse real-world domains, and (II) require every deep learning submission to include robust classical and simple baselines, appropriately chosen for the specific characteristics of the downstream tasks' time series. By doing so, we will help ensure that reported gains reflect genuine scientific methodological advances rather than artifacts of benchmark selection favoring models adept at learning repetitive patterns.

Domenic Rosati, Jan Wehner, Kai Williams et al.

Releasing open-source large language models (LLMs) presents a dual-use risk since bad actors can easily fine-tune these models for harmful purposes. Even without the open release of weights, weight stealing and fine-tuning APIs make closed models vulnerable to harmful fine-tuning attacks (HFAs). While safety measures like preventing jailbreaks and improving safety guardrails are important, such measures can easily be reversed through fine-tuning. In this work, we propose Representation Noising (RepNoise), a defence mechanism that operates even when attackers have access to the weights. RepNoise works by removing information about harmful representations such that it is difficult to recover them during fine-tuning. Importantly, our defence is also able to generalize across different subsets of harm that have not been seen during the defence process as long as they are drawn from the same distribution of the attack set. Our method does not degrade the general capability of LLMs and retains the ability to train the model on harmless tasks. We provide empirical evidence that the efficacy of our defence lies in its ``depth'': the degree to which information about harmful representations is removed across all layers of the LLM. We also find areas where RepNoise still remains ineffective and highlight how those limitations can inform future research.

Ian Berlot-Attwell, Frank Rudzicz, Xujie Si

Advances in Large Language Models (LLMs) have spurred a wave of LLM library learning systems for mathematical reasoning. These systems aim to learn a reusable library of tools, such as formal Isabelle lemmas or Python programs that are tailored to a family of tasks. Many of these systems are inspired by the human structuring of knowledge into reusable and extendable concepts, but do current methods actually learn reusable libraries of tools? We study two library learning systems for mathematics which both reported increased accuracy: LEGO-Prover and TroVE. We find that function reuse is extremely infrequent on miniF2F and MATH. Our followup ablation experiments suggest that, rather than reuse, self-correction and self-consistency are the primary drivers of the observed performance gains. Our code and data are available at https://github.com/ikb-a/curious-case

Abeer Badawi, Elahe Rahimi, Md Tahmid Rahman Laskar et al.

Evaluating Large Language Models (LLMs) for mental health support is challenging due to the emotionally and cognitively complex nature of therapeutic dialogue. Existing benchmarks are limited in scale, reliability, often relying on synthetic or social media data, and lack frameworks to assess when automated judges can be trusted. To address the need for large-scale dialogue datasets and judge reliability assessment, we introduce two benchmarks that provide a framework for generation and evaluation. MentalBench-100k consolidates 10,000 one-turn conversations from three real scenarios datasets, each paired with nine LLM-generated responses, yielding 100,000 response pairs. MentalAlign-70k}reframes evaluation by comparing four high-performing LLM judges with human experts across 70,000 ratings on seven attributes, grouped into Cognitive Support Score (CSS) and Affective Resonance Score (ARS). We then employ the Affective Cognitive Agreement Framework, a statistical methodology using intraclass correlation coefficients (ICC) with confidence intervals to quantify agreement, consistency, and bias between LLM judges and human experts. Our analysis reveals systematic inflation by LLM judges, strong reliability for cognitive attributes such as guidance and informativeness, reduced precision for empathy, and some unreliability in safety and relevance. Our contributions establish new methodological and empirical foundations for reliable, large-scale evaluation of LLMs in mental health. We release the benchmarks and codes at: https://github.com/abeerbadawi/MentalBench/

Raeid Saqur, Ken Kato, Nicholas Vinden et al.

We introduce and make publicly available the NIFTY Financial News Headlines dataset, designed to facilitate and advance research in financial market forecasting using large language models (LLMs). This dataset comprises two distinct versions tailored for different modeling approaches: (i) NIFTY-LM, which targets supervised fine-tuning (SFT) of LLMs with an auto-regressive, causal language-modeling objective, and (ii) NIFTY-RL, formatted specifically for alignment methods (like reinforcement learning from human feedback (RLHF)) to align LLMs via rejection sampling and reward modeling. Each dataset version provides curated, high-quality data incorporating comprehensive metadata, market indices, and deduplicated financial news headlines systematically filtered and ranked to suit modern LLM frameworks. We also include experiments demonstrating some applications of the dataset in tasks like stock price movement and the role of LLM embeddings in information acquisition/richness. The NIFTY dataset along with utilities (like truncating prompt's context length systematically) are available on Hugging Face at https://huggingface.co/datasets/raeidsaqur/NIFTY.

Ahmad Rezaie Mianroodi, Amirali Rezaie, Niko Grisel Todorov et al.

Physicians spend significant time documenting clinical encounters, a burden that contributes to professional burnout. To address this, robust automation tools for medical documentation are crucial. We introduce MedSynth -- a novel dataset of synthetic medical dialogues and notes designed to advance the Dialogue-to-Note (Dial-2-Note) and Note-to-Dialogue (Note-2-Dial) tasks. Informed by an extensive analysis of disease distributions, this dataset includes over 10,000 dialogue-note pairs covering over 2000 ICD-10 codes. We demonstrate that our dataset markedly enhances the performance of models in generating medical notes from dialogues, and dialogues from medical notes. The dataset provides a valuable resource in a field where open-access, privacy-compliant, and diverse training data are scarce. Code is available at https://github.com/ahmadrezarm/MedSynth/tree/main and the dataset is available at https://huggingface.co/datasets/Ahmad0067/MedSynth.

Xi Yu Huang, Krishnapriya Vishnubhotla, Frank Rudzicz

The improved generative capabilities of large language models have made them a powerful tool for creative writing and storytelling. It is therefore important to quantitatively understand the nature of generated stories, and how they differ from human storytelling. We augment the Reddit WritingPrompts dataset with short stories generated by GPT-3.5, given the same prompts. We quantify and compare the emotional and descriptive features of storytelling from both generative processes, human and machine, along a set of six dimensions. We find that generated stories differ significantly from human stories along all six dimensions, and that human and machine generations display similar biases when grouped according to the narrative point-of-view and gender of the main protagonist. We release our dataset and code at https://github.com/KristinHuangg/gpt-writing-prompts.

John Chen, Ian Berlot-Attwell, Safwan Hossain et al.

Clinical machine learning is increasingly multimodal, collected in both structured tabular formats and unstructured forms such as freetext. We propose a novel task of exploring fairness on a multimodal clinical dataset, adopting equalized odds for the downstream medical prediction tasks. To this end, we investigate a modality-agnostic fairness algorithm - equalized odds post processing - and compare it to a text-specific fairness algorithm: debiased clinical word embeddings. Despite the fact that debiased word embeddings do not explicitly address equalized odds of protected groups, we show that a text-specific approach to fairness may simultaneously achieve a good balance of performance and classical notions of fairness. We hope that our paper inspires future contributions at the critical intersection of clinical NLP and fairness. The full source code is available here: https://github.com/johntiger1/multimodal_fairness

Brandon Jaipersaud, Zining Zhu, Frank Rudzicz et al. · utoronto

Tools for analyzing character portrayal in fiction are valuable for writers and literary scholars in developing and interpreting compelling stories. Existing tools, such as visualization tools for analyzing fictional characters, primarily rely on explicit textual indicators of character attributes. However, portrayal is often implicit, revealed through actions and behaviors rather than explicit statements. We address this gap by leveraging large language models (LLMs) to uncover implicit character portrayals. We start by generating a dataset for this task with greater cross-topic similarity, lexical diversity, and narrative lengths than existing narrative text corpora such as TinyStories and WritingPrompts. We then introduce LIIPA (LLMs for Inferring Implicit Portrayal for Character Analysis), a framework for prompting LLMs to uncover character portrayals. LIIPA can be configured to use various types of intermediate computation (character attribute word lists, chain-of-thought) to infer how fictional characters are portrayed in the source text. We find that LIIPA outperforms existing approaches, and is more robust to increasing character counts (number of unique persons depicted) due to its ability to utilize full narrative context. Lastly, we investigate the sensitivity of portrayal estimates to character demographics, identifying a fairness-accuracy tradeoff among methods in our LIIPA framework -- a phenomenon familiar within the algorithmic fairness literature. Despite this tradeoff, all LIIPA variants consistently outperform non-LLM baselines in both fairness and accuracy. Our work demonstrates the potential benefits of using LLMs to analyze complex characters and to better understand how implicit portrayal biases may manifest in narrative texts.

Rohan Deepak Ajwani, Zining Zhu, Jonathan Rose et al. · utoronto

Transformer-based Large Language Models (LLMs) have shown exceptional language generation capabilities in response to text-based prompts. However, controlling the direction of generation via textual prompts has been challenging, especially with smaller models. In this work, we explore the use of Prompt Tuning to achieve controlled language generation. Generated text is steered using prompt embeddings, which are trained using a small language model, used as a discriminator. Moreover, we demonstrate that these prompt embeddings can be trained with a very small dataset, with as low as a few hundred training examples. Our method thus offers a data and parameter efficient solution towards controlling language model outputs. We carry out extensive evaluation on four datasets: SST-5 and Yelp (sentiment analysis), GYAFC (formality) and JIGSAW (toxic language). Finally, we demonstrate the efficacy of our method towards mitigating harmful, toxic, and biased text generated by language models.

Yinuo Wang, Baiyang Wang, Robert E. Mercer et al.

Trustworthiness in healthcare question-answering (QA) systems is important for ensuring patient safety, clinical effectiveness, and user confidence. As large language models (LLMs) become increasingly integrated into medical settings, the reliability of their responses directly influences clinical decision-making and patient outcomes. However, achieving comprehensive trustworthiness in medical QA poses significant challenges due to the inherent complexity of healthcare data, the critical nature of clinical scenarios, and the multifaceted dimensions of trustworthy AI. In this survey, we systematically examine six key dimensions of trustworthiness in medical QA, i.e., Factuality, Robustness, Fairness, Safety, Explainability, and Calibration. We review how each dimension is evaluated in existing LLM-based medical QA systems. We compile and compare major benchmarks designed to assess these dimensions and analyze evaluation-guided techniques that drive model improvements, such as retrieval-augmented grounding, adversarial fine-tuning, and safety alignment. Finally, we identify open challenges-such as scalable expert evaluation, integrated multi-dimensional metrics, and real-world deployment studies-and propose future research directions to advance the safe, reliable, and transparent deployment of LLM-powered medical QA.

Ian Berlot-Attwell, Frank Rudzicz, Xujie Si

Recent advancements in the coding, reasoning, and tool-using abilities of LLMs have spurred interest in library learning (i.e., online learning through the creation, storage, and retrieval of reusable and composable functions, knowledge, checklists, or lemmas). Such systems often promise improved task performance through the automatic creation of broadly applicable tools, as well as superior computational performance through the caching of reasoning (i.e., the storage of generated tools). However, we find strong reason to be skeptical. We perform a deep dive into one such system, LEGO-Prover, which purports to learn reusable lemmas for mathematical reasoning. We find no evidence of the direct reuse of learned lemmas, and find evidence against the soft reuse of learned lemmas (i.e., reuse by modifying relevant examples). Crucially, we find that LEGO-Prover does not in fact improve over the simple baseline of prompting the model - the improvements in task accuracy vanish once computational cost is accounted for. Our findings suggest that serious misconceptions exist as to the effectiveness of these techniques, that a serious re-examination of the state of LLM-based library learning is required, and that we require much stronger standards for evaluation including behavioural analysis and ensuring that an equal computational budget is used for baselines.

Ali Dadsetan, Dorsa Soleymani, Xijie Zeng et al.

Protecting patient data privacy is a critical concern when deploying machine learning algorithms in healthcare. Differential privacy (DP) is a common method for preserving privacy in such settings and, in this work, we examine two key trade-offs in applying DP to the NLP task of medical coding (ICD classification). Regarding the privacy-utility trade-off, we observe a significant performance drop in the privacy preserving models, with more than a 40% reduction in micro F1 scores on the top 50 labels in the MIMIC-III dataset. From the perspective of the privacy-fairness trade-off, we also observe an increase of over 3% in the recall gap between male and female patients in the DP models. Further understanding these trade-offs will help towards the challenges of real-world deployment.

Dorsa Soleymani, Ali Dadsetan, Frank Rudzicz

Differential privacy (DP) provides strong protection for sensitive data, but often reduces model performance and fairness, especially for underrepresented groups. One major reason is gradient clipping in DP-SGD, which can disproportionately suppress learning signals for minority subpopulations. Although adaptive clipping can enhance utility, it still relies on uniform hard clipping, which may restrict fairness. To address this, we introduce SoftAdaClip, a differentially private training method that replaces hard clipping with a smooth, tanh-based transformation to preserve relative gradient magnitudes while bounding sensitivity. We evaluate SoftAdaClip on various datasets, including MIMIC-III (clinical text), GOSSIS-eICU (structured healthcare), and Adult Income (tabular data). Our results show that SoftAdaClip reduces subgroup disparities by up to 87% compared to DP-SGD and up to 48% compared to Adaptive-DPSGD, and these reductions in subgroup disparities are statistically significant. These findings underscore the importance of integrating smooth transformations with adaptive mechanisms to achieve fair and private model training.

Ali Dadsetan, Frank Rudzicz

We address the challenge of sample efficiency in differentially private fine-tuning of large language models (LLMs) using DP-SGD. While DP-SGD provides strong privacy guarantees, the added noise significantly increases the entropy of gradient matrices, disrupting their low-rank structure and slowing optimization. We propose a post-processing algorithm that leverages random matrix theory to denoise gradients, restore low-rank structure, and improve alignment with the original signal. Applied to DP-SGD fine-tuning of RoBERTa on GLUE tasks, our method improves sample efficiency compared to state-of-the-art approaches, substantially reducing training time when optimal performance is not required. This work demonstrates that matrix recovery techniques can enhance the utility of private language model training without compromising privacy guarantees.

Nicholas Vinden, Raeid Saqur, Zining Zhu et al. · utoronto

We introduce the Contrastive Similarity Space Embedding Algorithm (ContraSim), a novel framework for uncovering the global semantic relationships between daily financial headlines and market movements. ContraSim operates in two key stages: (I) Weighted Headline Augmentation, which generates augmented financial headlines along with a semantic fine-grained similarity score, and (II) Weighted Self-Supervised Contrastive Learning (WSSCL), an extended version of classical self-supervised contrastive learning that uses the similarity metric to create a refined weighted embedding space. This embedding space clusters semantically similar headlines together, facilitating deeper market insights. Empirical results demonstrate that integrating ContraSim features into financial forecasting tasks improves classification accuracy from WSJ headlines by 7%. Moreover, leveraging an information density analysis, we find that the similarity spaces constructed by ContraSim intrinsically cluster days with homogeneous market movement directions, indicating that ContraSim captures market dynamics independent of ground truth labels. Additionally, ContraSim enables the identification of historical news days that closely resemble the headlines of the current day, providing analysts with actionable insights to predict market trends by referencing analogous past events.

Huaizhi Ge, Frank Rudzicz, Zining Zhu

Large language models (LLMs) have demonstrated remarkable capabilities, but updating their knowledge post-training remains a critical challenge. While recent model editing techniques like Rank-One Model Editing (ROME) show promise, their effectiveness may vary based on the nature of the knowledge being edited. We introduce the concept of ``perplexingness'': the degree to which new knowledge conflicts with an LLM's learned conceptual hierarchies and categorical relationships. For instance, editing ``British Shorthair is a kind of cat'' to ``British Shorthair is a kind of dog'' represents a low-perplexingness edit within the same taxonomic level, while editing ``A cat is a kind of animal'' to ``A cat is a kind of plant'' represents a high-perplexingness edit that violates fundamental categorical boundaries. To systematically investigate this phenomenon, we introduce HierarchyData, a carefully curated dataset of 99 hyponym-hypernym pairs across diverse categories. Through controlled experiments across three models and four editing methods, we demonstrate a strong negative correlation between the perplexingness of new knowledge and the effectiveness of knowledge editing. Our analysis reveals that edits involving more abstract concepts (hypernyms) generally exhibit higher perplexingness and are more resistant to modification than their specific counterparts (hyponyms). These findings highlight a fundamental challenge in LLM knowledge editing: the more a new fact contradicts an LLM's learned conceptual hierarchies, the harder it becomes to reliably encode that knowledge.

Sri Harsha Dumpala, Katerina Dikaios, Abraham Nunes et al.

Depression, a prevalent mental health disorder impacting millions globally, demands reliable assessment systems. Unlike previous studies that focus solely on either detecting depression or predicting its severity, our work identifies individual symptoms of depression while also predicting its severity using speech input. We leverage self-supervised learning (SSL)-based speech models to better utilize the small-sized datasets that are frequently encountered in this task. Our study demonstrates notable performance improvements by utilizing SSL embeddings compared to conventional speech features. We compare various types of SSL pretrained models to elucidate the type of speech information (semantic, speaker, or prosodic) that contributes the most in identifying different symptoms. Additionally, we evaluate the impact of combining multiple SSL embeddings on performance. Furthermore, we show the significance of multi-task learning for identifying depressive symptoms effectively.

Pengshuo Qiu, Frank Rudzicz, Zining Zhu

Large language models (LLMs) can be used to generate natural language explanations (NLE) that are adapted to different users' situations. However, there is yet to be a quantitative evaluation of the extent of such adaptation. To bridge this gap, we collect a benchmarking dataset, Situation-Based Explanation. This dataset contains 100 explanandums. Each explanandum is paired with explanations targeted at three distinct audience types-such as educators, students, and professionals-enabling us to assess how well the explanations meet the specific informational needs and contexts of these diverse groups e.g. students, teachers, and parents. For each "explanandum paired with an audience" situation, we include a human-written explanation. These allow us to compute scores that quantify how the LLMs adapt the explanations to the situations. On an array of pretrained language models with varying sizes, we examine three categories of prompting methods: rule-based prompting, meta-prompting, and in-context learning prompting. We find that 1) language models can generate prompts that result in explanations more precisely aligned with the target situations, 2) explicitly modeling an "assistant" persona by prompting "You are a helpful assistant..." is not a necessary prompt technique for situated NLE tasks, and 3) the in-context learning prompts only can help LLMs learn the demonstration template but can't improve their inference performance. SBE and our analysis facilitate future research towards generating situated natural language explanations.

Raeid Saqur, Anastasis Kratsios, Florian Krach et al.

We propose MoE-F - a formalized mechanism for combining $N$ pre-trained Large Language Models (LLMs) for online time-series prediction by adaptively forecasting the best weighting of LLM predictions at every time step. Our mechanism leverages the conditional information in each expert's running performance to forecast the best combination of LLMs for predicting the time series in its next step. Diverging from static (learned) Mixture of Experts (MoE) methods, our approach employs time-adaptive stochastic filtering techniques to combine experts. By framing the expert selection problem as a finite state-space, continuous-time Hidden Markov model (HMM), we can leverage the Wohman-Shiryaev filter. Our approach first constructs N parallel filters corresponding to each of the $N$ individual LLMs. Each filter proposes its best combination of LLMs, given the information that they have access to. Subsequently, the N filter outputs are optimally aggregated to maximize their robust predictive power, and this update is computed efficiently via a closed-form expression, generating our ensemble predictor. Our contributions are: **(I)** the MoE-F plug-and-play filtering harness algorithm, **(II)** theoretical optimality guarantees of the proposed filtering-based gating algorithm (via optimality guarantees for its parallel Bayesian filtering and its robust aggregation steps), and **(III)** empirical evaluation and ablative results using state-of-the-art foundational and MoE LLMs on a real-world __Financial Market Movement__ task where MoE-F attains a remarkable 17\% absolute and 48.5\% relative F1 measure improvement over the next best performing individual LLM expert predicting short-horizon market movement based on streaming news. Further, we provide empirical evidence of substantial performance gains in applying MoE-F over specialized models in the long-horizon time-series forecasting domain.

Faiza Khan Khattak, Vallijah Subasri, Amrit Krishnan et al.

Machine Learning Health Operations (MLHOps) is the combination of processes for reliable, efficient, usable, and ethical deployment and maintenance of machine learning models in healthcare settings. This paper provides both a survey of work in this area and guidelines for developers and clinicians to deploy and maintain their own models in clinical practice. We cover the foundational concepts of general machine learning operations, describe the initial setup of MLHOps pipelines (including data sources, preparation, engineering, and tools). We then describe long-term monitoring and updating (including data distribution shifts and model updating) and ethical considerations (including bias, fairness, interpretability, and privacy). This work therefore provides guidance across the full pipeline of MLHOps from conception to initial and ongoing deployment.

Zining Zhu, Jixuan Wang, Bai Li et al.

As large and powerful neural language models are developed, researchers have been increasingly interested in developing diagnostic tools to probe them. There are many papers with conclusions of the form "observation X is found in model Y", using their own datasets with varying sizes. Larger probing datasets bring more reliability, but are also expensive to collect. There is yet to be a quantitative method for estimating reasonable probing dataset sizes. We tackle this omission in the context of comparing two probing configurations: after we have collected a small dataset from a pilot study, how many additional data samples are sufficient to distinguish two different configurations? We present a novel method to estimate the required number of data samples in such experiments and, across several case studies, we verify that our estimations have sufficient statistical power. Our framework helps to systematically construct probing datasets to diagnose neural NLP models.

Bai Li, Zining Zhu, Guillaume Thomas et al.

In lexicalist linguistic theories, argument structure is assumed to be predictable from the meaning of verbs. As a result, the verb is the primary determinant of the meaning of a clause. In contrast, construction grammarians propose that argument structure is encoded in constructions (or form-meaning pairs) that are distinct from verbs. Decades of psycholinguistic research have produced substantial empirical evidence in favor of the construction view. Here we adapt several psycholinguistic studies to probe for the existence of argument structure constructions (ASCs) in Transformer-based language models (LMs). First, using a sentence sorting experiment, we find that sentences sharing the same construction are closer in embedding space than sentences sharing the same verb. Furthermore, LMs increasingly prefer grouping by construction with more input data, mirroring the behaviour of non-native language learners. Second, in a "Jabberwocky" priming-based experiment, we find that LMs associate ASCs with meaning, even in semantically nonsensical sentences. Our work offers the first evidence for ASCs in LMs and highlights the potential to devise novel probing methods grounded in psycholinguistic research.

Yuchen Li, Frank Rudzicz

We scale perceived distances of the core-set algorithm by a factor of uncertainty and search for low-confidence configurations, finding significant improvements in sample efficiency across CIFAR10/100 and SVHN image classification, especially in larger acquisition sizes. We show the necessity of our modifications and explain how the improvement is due to a probabilistic quadratic speed-up in the convergence of core-set loss, under assumptions about the relationship of model uncertainty and misclassification.

Jixuan Wang, Kuan-Chieh Wang, Frank Rudzicz et al.

Large pretrained language models (LMs) like BERT have improved performance in many disparate natural language processing (NLP) tasks. However, fine tuning such models requires a large number of training examples for each target task. Simultaneously, many realistic NLP problems are "few shot", without a sufficiently large training set. In this work, we propose a novel conditional neural process-based approach for few-shot text classification that learns to transfer from other diverse tasks with rich annotation. Our key idea is to represent each task using gradient information from a base model and to train an adaptation network that modulates a text classifier conditioned on the task representation. While previous task-aware few-shot learners represent tasks by input encoding, our novel task representation is more powerful, as the gradient captures input-output relationships of a task. Experimental results show that our approach outperforms traditional fine-tuning, sequential transfer learning, and state-of-the-art meta learning approaches on a collection of diverse few-shot tasks. We further conducted analysis and ablations to justify our design choices.

Zining Zhu, Aparna Balagopalan, Marzyeh Ghassemi et al.

Recently, neural natural language models have attained state-of-the-art performance on a wide variety of tasks, but the high performance can result from superficial, surface-level cues (Bender and Koller, 2020; Niven and Kao, 2020). These surface cues, as the ``shortcuts'' inherent in the datasets, do not contribute to the *task-specific information* (TSI) of the classification tasks. While it is essential to look at the model performance, it is also important to understand the datasets. In this paper, we consider this question: Apart from the information introduced by the shortcut features, how much task-specific information is required to classify a dataset? We formulate this quantity in an information-theoretic framework. While this quantity is hard to compute, we approximate it with a fast and stable method. TSI quantifies the amount of linguistic knowledge modulo a set of predefined shortcuts -- that contributes to classifying a sample from each dataset. This framework allows us to compare across datasets, saying that, apart from a set of ``shortcut features'', classifying each sample in the Multi-NLI task involves around 0.4 nats more TSI than in the Quora Question Pair.

Arvid Frydenlund, Gagandeep Singh, Frank Rudzicz

We consider language modelling (LM) as a multi-label structured prediction task by re-framing training from solely predicting a single ground-truth word to ranking a set of words which could continue a given context. To avoid annotating top-$k$ ranks, we generate them using pre-trained LMs: GPT-2, BERT, and Born-Again models. This leads to a rank-based form of knowledge distillation (KD). We also develop a method using $N$-grams to create a non-probabilistic teacher which generates the ranks without the need of a pre-trained LM. We confirm the hypotheses that we can treat LMing as a ranking task and that we can do so without the use of a pre-trained LM. We show that rank-based KD generally improves perplexity (PPL), often with statistical significance, when compared to Kullback-Leibler-based KD. Surprisingly, given the simplicity of the method, $N$-grams act as competitive teachers and achieve similar performance as using either BERT or a Born-Again model teachers. GPT-2 always acts as the best teacher, though, and using it and a Transformer-XL student on Wiki-02, rank-based KD reduces a cross-entropy baseline from 65.27 to 55.94 and against a KL-based KD of 56.70.

Aida Ramezani, Zining Zhu, Frank Rudzicz et al.

Morality plays an important role in social well-being, but people's moral perception is not stable and changes over time. Recent advances in natural language processing have shown that text is an effective medium for informing moral change, but no attempt has been made to quantify the origins of these changes. We present a novel unsupervised framework for tracing textual sources of moral change toward entities through time. We characterize moral change with probabilistic topical distributions and infer the source text that exerts prominent influence on the moral time course. We evaluate our framework on a diverse set of data ranging from social media to news articles. We show that our framework not only captures fine-grained human moral judgments, but also identifies coherent source topics of moral change triggered by historical events. We apply our methodology to analyze the news in the COVID-19 pandemic and demonstrate its utility in identifying sources of moral change in high-impact and real-time social events.

Zining Zhu, Bai Li, Yang Xu et al.

As the numbers of submissions to conferences grow quickly, the task of assessing the quality of academic papers automatically, convincingly, and with high accuracy attracts increasing attention. We argue that studying interpretable dimensions of these submissions could lead to scalable solutions. We extract a collection of writing features, and construct a suite of prediction tasks to assess the usefulness of these features in predicting citation counts and the publication of AI-related papers. Depending on the venues, the writing features can predict the conference vs. workshop appearance with F1 scores up to 60-90, sometimes even outperforming the content-based tf-idf features and RoBERTa. We show that the features describe writing style more than content. To further understand the results, we estimate the causal impact of the most indicative features. Our analysis on writing features provides a perspective to assessing and refining the writing of academic articles at scale.

Bai Li, Zining Zhu, Guillaume Thomas et al.

Transformer language models have shown remarkable ability in detecting when a word is anomalous in context, but likelihood scores offer no information about the cause of the anomaly. In this work, we use Gaussian models for density estimation at intermediate layers of three language models (BERT, RoBERTa, and XLNet), and evaluate our method on BLiMP, a grammaticality judgement benchmark. In lower layers, surprisal is highly correlated to low token frequency, but this correlation diminishes in upper layers. Next, we gather datasets of morphosyntactic, semantic, and commonsense anomalies from psycholinguistic studies; we find that the best performing model RoBERTa exhibits surprisal in earlier layers when the anomaly is morphosyntactic than when it is semantic, while commonsense anomalies do not exhibit surprisal at any intermediate layer. These results suggest that language models employ separate mechanisms to detect different types of linguistic anomalies.

Bai Li, Frank Rudzicz

Eye movement data during reading is a useful source of information for understanding language comprehension processes. In this paper, we describe our submission to the CMCL 2021 shared task on predicting human reading patterns. Our model uses RoBERTa with a regression layer to predict 5 eye-tracking features. We train the model in two stages: we first fine-tune on the Provo corpus (another eye-tracking dataset), then fine-tune on the task data. We compare different Transformer models and apply ensembling methods to improve the performance. Our final submission achieves a MAE score of 3.929, ranking 3rd place out of 13 teams that participated in this shared task.

Ian Berlot-Attwell, Frank Rudzicz

Automatically evaluating text-based, non-task-oriented dialogue systems (i.e., `chatbots') remains an open problem. Previous approaches have suffered challenges ranging from poor correlation with human judgment to poor generalization and have often required a gold standard reference for comparison or human-annotated data. Extending existing evaluation methods, we propose that a metric based on linguistic features may be able to maintain good correlation with human judgment and be interpretable, without requiring a gold-standard reference or human-annotated data. To support this proposition, we measure and analyze various linguistic features on dialogues produced by multiple dialogue models. We find that the features' behaviour is consistent with the known properties of the models tested, and is similar across domains. We also demonstrate that this approach exhibits promising properties such as zero-shot generalization to new domains on the related task of evaluating response relevance.

Elsa Riachi, Muhammad Mamdani, Michael Fralick et al.

Many healthcare decisions involve navigating through a multitude of treatment options in a sequential and iterative manner to find an optimal treatment pathway with the goal of an optimal patient outcome. Such optimization problems may be amenable to reinforcement learning. A reinforcement learning agent could be trained to provide treatment recommendations for physicians, acting as a decision support tool. However, a number of difficulties arise when using RL beyond benchmark environments, such as specifying the reward function, choosing an appropriate state representation and evaluating the learned policy.