Alon Benhaim

Abdelrahman Abouelenin, Atabak Ashfaq, Adam Atkinson et al. · microsoft-research

We introduce Phi-4-Mini and Phi-4-Multimodal, compact yet highly capable language and multimodal models. Phi-4-Mini is a 3.8-billion-parameter language model trained on high-quality web and synthetic data, significantly outperforming recent open-source models of similar size and matching the performance of models twice its size on math and coding tasks requiring complex reasoning. This achievement is driven by a carefully curated synthetic data recipe emphasizing high-quality math and coding datasets. Compared to its predecessor, Phi-3.5-Mini, Phi-4-Mini features an expanded vocabulary size of 200K tokens to better support multilingual applications, as well as group query attention for more efficient long-sequence generation. Phi-4-Multimodal is a multimodal model that integrates text, vision, and speech/audio input modalities into a single model. Its novel modality extension approach leverages LoRA adapters and modality-specific routers to allow multiple inference modes combining various modalities without interference. For example, it now ranks first in the OpenASR leaderboard to date, although the LoRA component of the speech/audio modality has just 460 million parameters. Phi-4-Multimodal supports scenarios involving (vision + language), (vision + speech), and (speech/audio) inputs, outperforming larger vision-language and speech-language models on a wide range of tasks. Additionally, we experiment to further train Phi-4-Mini to enhance its reasoning capabilities. Despite its compact 3.8-billion-parameter size, this experimental version achieves reasoning performance on par with or surpassing significantly larger models, including DeepSeek-R1-Distill-Qwen-7B and DeepSeek-R1-Distill-Llama-8B.

Shuming Ma, Hongyu Wang, Shaohan Huang et al. · microsoft-research

Large Transformers have achieved state-of-the-art performance across many tasks. Most open-source libraries on scaling Transformers focus on improving training or inference with better parallelization. In this work, we present TorchScale, an open-source toolkit that allows researchers and developers to scale up Transformers efficiently and effectively. TorchScale has the implementation of several modeling techniques, which can improve modeling generality and capability, as well as training stability and efficiency. Experimental results on language modeling and neural machine translation demonstrate that TorchScale can successfully scale Transformers to different sizes without tears. The library is available at https://aka.ms/torchscale.

Yutao Sun, Li Dong, Barun Patra et al. · microsoft-research, tsinghua

Position modeling plays a critical role in Transformers. In this paper, we focus on length extrapolation, i.e., training on short texts while evaluating longer sequences. We define attention resolution as an indicator of extrapolation. Then we propose two designs to improve the above metric of Transformers. Specifically, we introduce a relative position embedding to explicitly maximize attention resolution. Moreover, we use blockwise causal attention during inference for better resolution. We evaluate different Transformer variants with language modeling. Experimental results show that our model achieves strong performance in both interpolation and extrapolation settings. The code will be available at https://aka.ms/LeX-Transformer.

Hongyu Wang, Shuming Ma, Shaohan Huang et al. · cmu, microsoft-research

A big convergence of model architectures across language, vision, speech, and multimodal is emerging. However, under the same name "Transformers", the above areas use different implementations for better performance, e.g., Post-LayerNorm for BERT, and Pre-LayerNorm for GPT and vision Transformers. We call for the development of Foundation Transformer for true general-purpose modeling, which serves as a go-to architecture for various tasks and modalities with guaranteed training stability. In this work, we introduce a Transformer variant, named Magneto, to fulfill the goal. Specifically, we propose Sub-LayerNorm for good expressivity, and the initialization strategy theoretically derived from DeepNet for stable scaling up. Extensive experiments demonstrate its superior performance and better stability than the de facto Transformer variants designed for various applications, including language modeling (i.e., BERT, and GPT), machine translation, vision pretraining (i.e., BEiT), speech recognition, and multimodal pretraining (i.e., BEiT-3).

Johan Bjorck, Alon Benhaim, Vishrav Chaudhary et al.

State-of-the-art LLMs are powered by scaling -- scaling model size, dataset size and cluster size. It is economically infeasible to extensively tune hyperparameter for the largest runs. Instead, approximately optimal hyperparameters must be inferred or \textit{transferred} from smaller experiments. Hyperparameter transfer across model sizes has been studied in Yang et al. However, hyperparameter transfer across dataset size -- or token horizon -- has not been studied yet. To remedy this we conduct a large scale empirical study on how optimal learning rate (LR) depends on token horizon in LLM training. We first demonstrate that the optimal LR changes significantly with token horizon -- longer training necessitates smaller LR. Secondly we demonstrate the the optimal LR follows a scaling law, and that the optimal LR for longer horizons can be accurately estimated from shorter horizons via such scaling laws. We also provide a rule-of-thumb for transferring LR across token horizons with zero overhead over current practices. Lastly we provide evidence that LLama-1 used too high LR, and estimate the performance hit from this. We thus argue that hyperparameter transfer across data size is an important and overlooked component of LLM training.

Marah Abdin, Jyoti Aneja, Hany Awadalla et al. · microsoft-research, stanford

We introduce phi-3-mini, a 3.8 billion parameter language model trained on 3.3 trillion tokens, whose overall performance, as measured by both academic benchmarks and internal testing, rivals that of models such as Mixtral 8x7B and GPT-3.5 (e.g., phi-3-mini achieves 69% on MMLU and 8.38 on MT-bench), despite being small enough to be deployed on a phone. Our training dataset is a scaled-up version of the one used for phi-2, composed of heavily filtered publicly available web data and synthetic data. The model is also further aligned for robustness, safety, and chat format. We also provide parameter-scaling results with a 7B, 14B models trained for 4.8T tokens, called phi-3-small, phi-3-medium, both significantly more capable than phi-3-mini (e.g., respectively 75%, 78% on MMLU, and 8.7, 8.9 on MT-bench). To enhance multilingual, multimodal, and long-context capabilities, we introduce three models in the phi-3.5 series: phi-3.5-mini, phi-3.5-MoE, and phi-3.5-Vision. The phi-3.5-MoE, a 16 x 3.8B MoE model with 6.6 billion active parameters, achieves superior performance in language reasoning, math, and code tasks compared to other open-source models of similar scale, such as Llama 3.1 and the Mixtral series, and on par with Gemini-1.5-Flash and GPT-4o-mini. Meanwhile, phi-3.5-Vision, a 4.2 billion parameter model derived from phi-3.5-mini, excels in reasoning tasks and is adept at handling both single-image and text prompts, as well as multi-image and text prompts.

Kian Ahrabian, Xihui Lin, Barun Patra et al.

At the forefront of state-of-the-art human alignment methods are preference optimization methods (*PO). Prior research has often concentrated on identifying the best-performing method, typically involving a grid search over hyperparameters, which can be impractical for general practitioners. In this paper, we examine the robustness of existing state-of-the-art methods to varying hyperparameters in a realistic out-of-distribution (OOD) scenario that mirrors real-world applications of human alignment. Our goal is to empirically find the method that increases the likelihood of achieving better results through the lens of various metrics, such as KL divergence and response length. We also introduce LN-DPO, a simple length-normalized version of DPO that is more stable across hyperparameters, effectively reduces the average response length, and improves performance. Our analysis of state-of-the-art reference-free (i.e., SimPO) and reference-dependent (i.e., DPO and LN-DPO) methods reveals that they perform similarly at their peak (i.e., best possible scenario). However, we uncover that the pattern of change in performance greatly varies as we move away from the best possible scenario.

Batuhan K. Karaman, Ishmam Zabir, Alon Benhaim et al.

Achieving both high safety and high usefulness simultaneously in large language models has become a critical challenge in recent years.Models often exhibit unsafe behavior or adopt an overly cautious approach leading to frequent overrefusal of benign prompts, which reduces their usefulness. A major factor underlying these behaviors is how the models are finetuned and aligned, particularly the nature and extent of the data used.In this work, we examine how overgenerating finetuning data with advanced teacher models (e.g., GPT-4o)-covering both general-purpose and toxic prompts-affects safety and usefulness in instruction-following language models.Additionally, we present POROver, an alignment strategy designed for models that are highly safe but prone to overrefusal. POROver employs preference optimization algorithms and leverages completions from an advanced teacher model to reduce overrefusals while maintaining safety.Our results show that overgenerating completions for general-purpose prompts significantly boosts safety with only a minimal impact on usefulness. Specifically, the F1 score calculated between safety and usefulness increases from 74.4% to 91.8% because of a substantial rise in safety. Moreover, overgeneration for toxic prompts raises usefulness from 11.1% to 57.6% while preserving safety. Finally, applying POROVer increases usefulness further-from 57.6% to 82.1%-while keeping safety at comparable levels. Our data and code are available at https://github.com/batuhankmkaraman/POROver.

Yifei He, Alon Benhaim, Barun Patra et al.

We propose a novel scaling law for general-purpose decoder-only language models (LMs) trained on multilingual data, tackling the problem of balancing languages during multilingual pretraining. A primary challenge in studying multilingual scaling is the difficulty of analyzing individual language performance due to cross-lingual transfer. To address this, we shift the focus from individual languages to language families. We introduce and validate a hypothesis that the test cross-entropy loss for each language family is determined solely by its own sampling ratio, independent of other languages in the mixture. This insight simplifies the complexity of multilingual scaling and make the analysis scalable to an arbitrary number of languages. Building on this hypothesis, we derive a power-law relationship that links performance with dataset size, model size and sampling ratios. This relationship enables us to predict performance across various combinations of the above three quantities, and derive the optimal sampling ratios at different model scales. To demonstrate the effectiveness and accuracy of our proposed scaling law, we perform a large-scale empirical study, training more than 100 models on 23 languages spanning 5 language families. Our experiments show that the optimal sampling ratios derived from small models (85M parameters) generalize effectively to models that are several orders of magnitude larger (1.2B parameters), offering a resource-efficient approach for multilingual LM training at scale.

Alon Benhaim, Brett Hemenway Falk, Gerry Tsoukalas

In the high-stakes race to develop more scalable blockchains, some platforms (Binance, Cosmos, EOS, TRON, etc.) have adopted committee-based consensus (CBC) protocols, whereby the blockchain's record-keeping rights are entrusted to a committee of elected block producers. In theory, the smaller the committee, the faster the blockchain can reach consensus and the more it can scale. What's less clear, is whether such protocols ensure that honest committees can be consistently elected, given blockchain users typically have limited information on who to vote for. We show that the approval voting mechanism underlying most CBC protocols is complex and can lead to intractable optimal voting strategies. We empirically characterize some simpler intuitive voting strategies that users tend to resort to in practice and prove that these nonetheless converge to optimality exponentially quickly in the number of voters. Exponential convergence ensures that despite its complexity, CBC exhibits robustness and has some efficiency advantages over more popular staked-weighted lottery protocols currently underlying many prominent blockchains such as Ethereum.