Hans D. Schotten

CR
h-index44
40papers
644citations
Novelty24%
AI Score42

40 Papers

6.9LGDec 20, 2022Code
Berlin V2X: A Machine Learning Dataset from Multiple Vehicles and Radio Access Technologies

Rodrigo Hernangómez, Philipp Geuer, Alexandros Palaios et al.

The evolution of wireless communications into 6G and beyond is expected to rely on new machine learning (ML)-based capabilities. These can enable proactive decisions and actions from wireless-network components to sustain quality-of-service (QoS) and user experience. Moreover, new use cases in the area of vehicular and industrial communications will emerge. Specifically in the area of vehicle communication, vehicle-to-everything (V2X) schemes will benefit strongly from such advances. With this in mind, we have conducted a detailed measurement campaign that paves the way to a plethora of diverse ML-based studies. The resulting datasets offer GPS-located wireless measurements across diverse urban environments for both cellular (with two different operators) and sidelink radio access technologies, thus enabling a variety of different studies towards V2X. The datasets are labeled and sampled with a high time resolution. Furthermore, we make the data publicly available with all the necessary information to support the onboarding of new researchers. We provide an initial analysis of the data showing some of the challenges that ML needs to overcome and the features that ML can leverage, as well as some hints at potential research studies.

5.1NIFeb 23, 2023
Machine Learning for QoS Prediction in Vehicular Communication: Challenges and Solution Approaches

Alexandros Palaios, Christian L. Vielhaus, Daniel F. Külzer et al.

As cellular networks evolve towards the 6th generation, machine learning is seen as a key enabling technology to improve the capabilities of the network. Machine learning provides a methodology for predictive systems, which can make networks become proactive. This proactive behavior of the network can be leveraged to sustain, for example, a specific quality of service requirement. With predictive quality of service, a wide variety of new use cases, both safety- and entertainment-related, are emerging, especially in the automotive sector. Therefore, in this work, we consider maximum throughput prediction enhancing, for example, streaming or high-definition mapping applications. We discuss the entire machine learning workflow highlighting less regarded aspects such as the detailed sampling procedures, the in-depth analysis of the dataset characteristics, the effects of splits in the provided results, and the data availability. Reliable machine learning models need to face a lot of challenges during their lifecycle. We highlight how confidence can be built on machine learning technologies by better understanding the underlying characteristics of the collected data. We discuss feature engineering and the effects of different splits for the training processes, showcasing that random splits might overestimate performance by more than twofold. Moreover, we investigate diverse sets of input features, where network information proved to be most effective, cutting the error by half. Part of our contribution is the validation of multiple machine learning models within diverse scenarios. We also use explainable AI to show that machine learning can learn underlying principles of wireless networks without being explicitly programmed. Our data is collected from a deployed network that was under full control of the measurement team and covered different vehicular scenarios and radio environments.

6.2AIOct 11, 2022
On Explainability in AI-Solutions: A Cross-Domain Survey

Simon Daniel Duque Anton, Daniel Schneider, Hans Dieter Schotten

Artificial Intelligence (AI) increasingly shows its potential to outperform predicate logic algorithms and human control alike. In automatically deriving a system model, AI algorithms learn relations in data that are not detectable for humans. This great strength, however, also makes use of AI methods dubious. The more complex a model, the more difficult it is for a human to understand the reasoning for the decisions. As currently, fully automated AI algorithms are sparse, every algorithm has to provide a reasoning for human operators. For data engineers, metrics such as accuracy and sensitivity are sufficient. However, if models are interacting with non-experts, explanations have to be understandable. This work provides an extensive survey of literature on this topic, which, to a large part, consists of other surveys. The findings are mapped to ways of explaining decisions and reasons for explaining decisions. It shows that the heterogeneity of reasons and methods of and for explainability lead to individual explanatory frameworks.

2.3MAApr 20, 2022
Massive Twinning to Enhance Emergent Intelligence

Siyu Yuan, Bin Han, Dennis Krummacker et al.

As a complement to conventional AI solutions, emergent intelligence (EI) exhibits competitiveness in 6G IIoT scenario for its various outstanding features including robustness, protection to privacy, and scalability. However, despite the low computational complexity, EI is challenged by its high demand of data traffic in massive deployment. We propose to leverage massive twinning, which 6G is envisaged to support, to reduce the data traffic in EI and therewith enhance its performance.

6.5CRApr 21
Physical Layer Deception as a Stackelberg Game: Strategy Regimes, Equilibrium, and Robust Design

Wenwen Chen, Bin Han, Yao Zhu et al.

Physical layer deception (PLD) combines physical layer security (PLS) with deception: the transmitter actively misleads the eavesdropper with falsified information. We model the transmitter-eavesdropper interaction as a Stackelberg game in which the transmitter commits to a resource allocation and encryption strategy, and each receiver best-responds by selecting among three decryption modes: Perception, Dropping, and Exclusion. Using semantic distortion as the metric, we derive closed-form switching surfaces that partition the parameter space into strategy regimes and identify conditions under which each regime dominates. The robust operating point, at the peak of the worst-case distortion envelope, is shown to be a Stackelberg equilibrium; iterative best-response dynamics oscillate around it with strictly lower time-averaged security. We evaluate the design under Nakagami-m fading with static and adaptive transmitter strategies, benchmarked against a classical PLS baseline. Numerical results validate the regime characterization and show 12-55% higher eavesdropper distortion than the erasure-only baseline across all fading conditions.

2.7NEOct 27, 2022
Trust-Awareness to Secure Swarm Intelligence from Data Injection Attack

Bin Han, Dennis Krummacker, Qiuheng Zhou et al.

Enabled by the emerging industrial agent (IA) technology, swarm intelligence (SI) is envisaged to play an important role in future industrial Internet of Things (IIoT) that is shaped by Sixth Generation (6G) mobile communications and digital twin (DT). However, its fragility against data injection attack may halt it from practical deployment. In this paper we propose an efficient trust approach to address this security concern for SI.

1.2ASOct 25, 2022
Artificial ASMR: A Cyber-Psychological Approach

Zexin Fang, Bin Han, C. Clark Cao et al.

The popularity of Autonomous Sensory Meridian Response (ASMR) has skyrockted over the past decade, but scientific studies on what exactly triggered ASMR effect remain few and immature, one most commonly acknowledged trigger is that ASMR clips typically provide rich semantic information. With our attention caught by the common acoustic patterns in ASMR audios, we investigate the correlation between the cyclic features of audio signals and their effectiveness in triggering ASMR effects. A cyber-psychological approach that combines signal processing, artificial intelligence, and experimental psychology is taken, with which we are able to quantize ASMR-related acoustic features, and therewith synthesize ASMR clips with random cyclic patterns but not delivering identifiably scenarios to the audience, which were proven to be effective in triggering ASMR effects.

9.4NIMar 12
The Structure of Service Level Agreement of Slice-based 5G Network

Mohammad Asif Habibi, Bin Han, Meysam Nasimi et al.

Network slicing is considered to be one of the key enablers to Fifth Generation (5G) communication system. Legacy telecommunication networks have been providing various services to all kinds of customers through a single network infrastructure. In contrast, with the deployment of network slicing, operators are now able to partition entire network into different slices, each with its own configuration and Quality of Service (QoS) requirements. There are many applications across industry, each needs an independent slice with its own functions and features. All these applications open new business opportunities, which require new business models and therefore every single slice needs an individual Service Level Agreement (SLA). In this paper, we proposed a comprehensive end-to-end structure of SLA between tenant and service provider of slice-based 5G network, which balances the interests of both sides. The proposed SLA is expected to define reliability, availability, and performance of delivered telecommunication services in order to ensure that right information gets to the right destination at right time, safely and securely. We also discussed the metrics of slice-based network SLA such as throughput, penalty, cost, revenue, profit, and QoS related metrics, which we think are very critical to be considered during the agreement.

7.3CRJul 22, 2024
Evaluation of Reinforcement Learning for Autonomous Penetration Testing using A3C, Q-learning and DQN

Norman Becker, Daniel Reti, Evridiki V. Ntagiou et al.

Penetration testing is the process of searching for security weaknesses by simulating an attack. It is usually performed by experienced professionals, where scanning and attack tools are applied. By automating the execution of such tools, the need for human interaction and decision-making could be reduced. In this work, a Network Attack Simulator (NASim) was used as an environment to train reinforcement learning agents to solve three predefined security scenarios. These scenarios cover techniques of exploitation, post-exploitation and wiretapping. A large hyperparameter grid search was performed to find the best hyperparameter combinations. The algorithms Q-learning, DQN and A3C were used, whereby A3C was able to solve all scenarios and achieve generalization. In addition, A3C could solve these scenarios with fewer actions than the baseline automated penetration testing. Although the training was performed on rather small scenarios and with small state and action spaces for the agents, the results show that a penetration test can successfully be performed by the RL agent.

1.2ARJul 16, 2024
Latency optimized Deep Neural Networks (DNNs): An Artificial Intelligence approach at the Edge using Multiprocessor System on Chip (MPSoC)

Seyed Nima Omidsajedi, Rekha Reddy, Jianming Yi et al.

Almost in every heavily computation-dependent application, from 6G communication systems to autonomous driving platforms, a large portion of computing should be near to the client side. Edge computing (AI at Edge) in mobile devices is one of the optimized approaches for addressing this requirement. Therefore, in this work, the possibilities and challenges of implementing a low-latency and power-optimized smart mobile system are examined. Utilizing Field Programmable Gate Array (FPGA) based solutions at the edge will lead to bandwidth-optimized designs and as a consequence can boost the computational effectiveness at a system-level deadline. Moreover, various performance aspects and implementation feasibilities of Neural Networks (NNs) on both embedded FPGA edge devices (using Xilinx Multiprocessor System on Chip (MPSoC)) and Cloud are discussed throughout this research. The main goal of this work is to demonstrate a hybrid system that uses the deep learning programmable engine developed by Xilinx Inc. as the main component of the hardware accelerator. Then based on this design, an efficient system for mobile edge computing is represented by utilizing an embedded solution.

3.3SYJun 11, 2025
A Survey on the Role of Artificial Intelligence and Machine Learning in 6G-V2X Applications

Donglin Wang, Anjie Qiu, Qiuheng Zhou et al.

The rapid advancement of Vehicle-to-Everything (V2X) communication is transforming Intelligent Transportation Systems (ITS), with 6G networks expected to provide ultra-reliable, low-latency, and high-capacity connectivity for Connected and Autonomous Vehicles (CAVs). Artificial Intelligence (AI) and Machine Learning (ML) have emerged as key enablers in optimizing V2X communication by enhancing network management, predictive analytics, security, and cooperative driving due to their outstanding performance across various domains, such as natural language processing and computer vision. This survey comprehensively reviews recent advances in AI and ML models applied to 6G-V2X communication. It focuses on state-of-the-art techniques, including Deep Learning (DL), Reinforcement Learning (RL), Generative Learning (GL), and Federated Learning (FL), with particular emphasis on developments from the past two years. Notably, AI, especially GL, has shown remarkable progress and emerging potential in enhancing the performance, adaptability, and intelligence of 6G-V2X systems. Despite these advances, a systematic summary of recent research efforts in this area remains lacking, which this survey aims to address. We analyze their roles in 6G-V2X applications, such as intelligent resource allocation, beamforming, intelligent traffic management, and security management. Furthermore, we explore the technical challenges, including computational complexity, data privacy, and real-time decision-making constraints, while identifying future research directions for AI-driven 6G-V2X development. This study aims to provide valuable insights for researchers, engineers, and policymakers working towards realizing intelligent, AI-powered V2X ecosystems in 6G communication.

4.2NEApr 28, 2025
FedAvgen: Metadata for Model Aggregation In Communication Systems

Anthony Kiggundu, Dennis Krummacker, Hans D. Schotten

To improve business efficiency and minimize costs, Artificial Intelligence (AI) practitioners have adopted a shift from formulating models from scratch towards sharing pretrained models. The pretrained models are then aggregated into a global model with higher generalization capabilities, which is afterwards distributed to the client devices. This approach is known as federated learning and inherently utilizes different techniques to select the candidate client models averaged to obtain the global model. This approach, in the case of communication systems, faces challenges arising from the existential diversity in device profiles. The multiplicity in profiles motivates our conceptual assessment of a metaheuristic algorithm (FedAvgen), which relates each pretrained model with its weight space as metadata, to a phenotype and genotype, respectively. This parent-child genetic evolution characterizes the global averaging step in federated learning. We then compare the results of our approach to two widely adopted baseline federated learning algorithms like Federated Averaging (FedAvg) and Federated Stochastic Gradient Descent (FedSGD).

4.1LGMar 29, 2025
Buyer-Initiated Auction Mechanism for Data Redemption in Machine Unlearning

Bin Han, Di Feng, Jie Wang et al.

The rapid growth of artificial intelligence (AI) has raised privacy concerns over user data, leading to regulations like the General Data Protection Regulation (GDPR) and the California Consumer Privacy Act (CCPA). With the essential toolbox provided by machine unlearning, AI service providers are now able to remove user data from their trained models as well as the training datasets, so as to comply with such regulations. However, extensive data redemption can be costly and degrade model accuracy. To balance the cost of unlearning and the privacy protection, we propose a buyer-initiated auction mechanism for data redemption, enabling the service provider to purchase data from willing users with appropriate compensation. This approach does not require the server to have any a priori knowledge about the users' privacy preference, and provides an efficient solution for maximizing the social welfare in the investigated problem.

1.2SIMay 22, 2024
GNN-based Anomaly Detection for Encoded Network Traffic

Anasuya Chattopadhyay, Daniel Reti, Hans D. Schotten

The early research report explores the possibility of using Graph Neural Networks (GNNs) for anomaly detection in internet traffic data enriched with information. While recent studies have made significant progress in using GNNs for anomaly detection in finance, multivariate time-series, and biochemistry domains, there is limited research in the context of network flow data. In this report, we explore the idea that leverages information-enriched features extracted from network flow packet data to improve the performance of GNN in anomaly detection. The idea is to utilize feature encoding (binary, numerical, and string) to capture the relationships between the network components, allowing the GNN to learn latent relationships and better identify anomalies.

2.6LGApr 3, 2024
Robust Federated Learning for Wireless Networks: A Demonstration with Channel Estimation

Zexin Fang, Bin Han, Hans D. Schotten

Federated learning (FL) offers a privacy-preserving collaborative approach for training models in wireless networks, with channel estimation emerging as a promising application. Despite extensive studies on FL-empowered channel estimation, the security concerns associated with FL require meticulous attention. In a scenario where small base stations (SBSs) serve as local models trained on cached data, and a macro base station (MBS) functions as the global model setting, an attacker can exploit the vulnerability of FL, launching attacks with various adversarial attacks or deployment tactics. In this paper, we analyze such vulnerabilities, corresponding solutions were brought forth, and validated through simulation.

3.7HCNov 19, 2021
Multi-Sensory HMI for Human-Centric Industrial Digital Twins: A 6G Vision of Future Industry

Bin Han, Hans D. Schotten

The next revolution of industry will turn the industries as well as the entire society into a human-centric shape. The human presence in industrial environment and the human participation in industrial processes will be magnified more than ever before. To cope with the emerging challenges raised by this revolution, 6G ambitions to bridge the three domains of digital information, physical assets and humans into one merged cyber-physical-human world. This proposes not only an unprecedented demand for digital twin solutions, but also new technical requirements. Especially, aiming at a human-centric industrial DT system, novel multi-sensory human-machine interfaces will play a key role in this paradigm shift.

1.6LGNov 12, 2021
Mobility prediction Based on Machine Learning Algorithms

Donglin Wang, Qiuheng Zhou, Sanket Partani et al.

Nowadays mobile communication is growing fast in the 5G communication industry. With the increasing capacity requirements and requirements for quality of experience, mobility prediction has been widely applied to mobile communication and has becoming one of the key enablers that utilizes historical traffic information to predict future locations of traffic users, Since accurate mobility prediction can help enable efficient radio resource management, assist route planning, guide vehicle dispatching, or mitigate traffic congestion. However, mobility prediction is a challenging problem due to the complicated traffic network. In the past few years, plenty of researches have been done in this area, including Non-Machine-Learning (Non-ML)- based and Machine-Learning (ML)-based mobility prediction. In this paper, firstly we introduce the state of the art technologies for mobility prediction. Then, we selected Support Vector Machine (SVM) algorithm, the ML algorithm for practical traffic date training. Lastly, we analyse the simulation results for mobility prediction and introduce a future work plan where mobility prediction will be applied for improving mobile communication.

12.3CRNov 6, 2021
An Adaptive Honeypot Configuration, Deployment and Maintenance Strategy

Daniel Fraunholz, Marc Zimmermann, Hans D. Schotten

Since honeypots first appeared as an advanced network security concept they suffer from poor deployment and maintenance strategies. State-of-the-Art deployment is a manual process in which the honeypot needs to be configured and maintained by a network administrator. In this paper we present a method for a dynamic honeypot configuration, deployment and maintenance strategy based on machine learning techniques. Our method features an identification mechanism for machines and devices in a network. These entities are analysed and clustered. Based on the clusters, honeypots are intelligently deployed in the network. The proposed method needs no configuration and maintenance and is therefore a major advantage for the honeypot technology in modern network security.

3.8CRApr 8, 2021
Secure (S)Hell: Introducing an SSH Deception Proxy Framework

Daniel Reti, David Klaaßen, Simon Duque Anton et al.

Deceiving an attacker in the network security domain is a well established approach, mainly achieved through deployment of honeypots consisting of open network ports with the sole purpose of raising an alert on a connection. With attackers becoming more careful to avoid honeypots, other decoy elements on real host systems continue to create uncertainty for attackers. This uncertainty makes an attack more difficult, as an attacker cannot be sure whether the system does contain deceptive elements or not. Consequently, each action of an attacker could lead to the discovery. In this paper a framework is proposed for placing decoy elements through an SSH proxy, allowing to deploy decoy elements on-the-fly without the need for a modification of the protected host system.

1.2ITFeb 5, 2021
A Simple Cooperative Diversity Method Based on Deep-Learning-Aided Relay Selection

Wei Jiang, Hans Dieter Schotten

Opportunistic relay selection (ORS) has been recognized as a simple but efficient method for mobile nodes to achieve cooperative diversity in slow fading channels. However, the wrong selection of the best relay arising from outdated channel state information (CSI) in fast time-varying channels substantially degrades its performance. With the proliferation of high-mobility applications and the adoption of higher frequency bands in 5G and beyond systems, the problem of outdated CSI will become more serious. Therefore, the design of a novel cooperative method that is applicable to not only slow fading but also fast fading is increasingly of importance. To this end, we develop and analyze a deep-learning-aided cooperative method coined predictive relay selection (PRS) in this article. It can remarkably improve the quality of CSI through fading channel prediction while retaining the simplicity of ORS by selecting a single opportunistic relay so as to avoid the complexity of multi-relay coordination and synchronization. Information-theoretic analysis and numerical results in terms of outage probability and channel capacity reveal that PRS achieves full diversity gain in slow fading wireless environments and substantially outperforms the existing schemes in fast fading channels.

1.2NIJan 22, 2021
AI-Empowered VNF Migration as a Cost-Loss-Effective Solution for Network Resilience

Amina Lejla Ibrahimpasic, Bin Han, Hans D. Schotten

With a wide deployment of Multi-Access Edge Computing (MEC) in the Fifth Generation (5G) mobile networks, virtual network functions (VNF) can be flexibly migrated between difference locations, and therewith significantly enhances the network resilience to counter the degradation in quality of service (QoS) due to network function outages. A balance has to be taken carefully, between the loss reduced by VNF migration and the operations cost generated thereby. To achieve this in practical scenarios with realistic user behavior, it calls for models of both cost and user mobility. This paper proposes a novel cost model and a AI-empowered approach for a rational migration of stateful VNFs, which minimizes the sum of operations cost and potential loss caused by outages, and is capable to deal with the complex realistic user mobility patterns.

5.2CRJul 17, 2020
Intrusion Detection in Binary Process Data: Introducing the Hamming-distance to Matrix Profiles

Simon D Duque Anton, Hans Dieter Schotten

The digitisation of industry provides a plethora of novel applications that increase flexibility and reduce setup and maintenance time as well as cost. Furthermore, novel use cases are created by the digitisation of industry, commonly known as Industry 4.0 or the Industrial Internet of Things, applications make use of communication and computation technology that is becoming available. This enables novel business use cases, such as the digital twin, customer individual production, and data market places. However, the inter-connectivity such use cases rely on also significantly increases the attack surface of industrial enterprises. Sabotage and espionage are aimed at data, which is becoming the most crucial asset of an enterprise. Since the requirements on security solutions in industrial networks are inherently different from office networks, novel approaches for intrusion detection need to be developed. In this work, process data of a real water treatment process that contains attacks is analysed. Analysis is performed by an extension of Matrix Profiles, a motif discovery algorithm for time series. By extending Matrix Profiles with a Hammingdistance metric, binary and tertiary actuators can be integrated into the analysis in a meaningful fashion. This algorithm requires low training effort while providing accurate results. Furthermore, it can be employed in a real-time fashion. Selected actuators in the data set are analysed to highlight the applicability of the extended Matrix Profiles.

1.2NIJan 22, 2020
Machine Learning for Network Slicing Resource Management: A Comprehensive Survey

Bin Han, Hans D. Schotten

The emerging technology of multi-tenancy network slicing is considered as an essential feature of 5G cellular networks. It provides network slices as a new type of public cloud services, and therewith increases the service flexibility and enhances the network resource efficiency. Meanwhile, it raises new challenges of network resource management. A number of various methods have been proposed over the recent past years, in which machine learning and artificial intelligence techniques are widely deployed. In this article, we provide a survey to existing approaches of network slicing resource management, with a highlight on the roles played by machine learning in them.

8.3CRDec 10, 2019
Security in Process: Visually Supported Triage Analysis in Industrial Process Data

Anna-Pia Lohfink, Simon D. Duque Anton, Hans Dieter Schotten et al.

Operation technology networks, i.e. hard- and software used for monitoring and controlling physical/industrial processes, have been considered immune to cyber attacks for a long time. A recent increase of attacks in these networks proves this assumption wrong. Several technical constraints lead to approaches to detect attacks on industrial processes using available sensor data. This setting differs fundamentally from anomaly detection in IT-network traffic and requires new visualization approaches adapted to the common periodical behavior in OT-network data. We present a tailored visualization system that utilizes inherent features of measurements from industrial processes to full capacity to provide insight into the data and support triage analysis by laymen and experts. The novel combination of spiral plots with results from anomaly detection was implemented in an interactive system. The capabilities of our system are demonstrated using sensor and actuator data from a real-world water treatment process with introduced attacks. Exemplary analysis strategies are presented. Finally, we evaluate effectiveness and usability of our system and perform an expert evaluation.

2.3SPSep 13, 2019
Supervised Learning for Physical Layer based Message Authentication in URLLC scenarios

Andreas Weinand, Raja Sattiraju, Michael Karrenbauer et al.

PHYSEC based message authentication can, as an alternative to conventional security schemes, be applied within \gls{urllc} scenarios in order to meet the requirement of secure user data transmissions in the sense of authenticity and integrity. In this work, we investigate the performance of supervised learning classifiers for discriminating legitimate transmitters from illegimate ones in such scenarios. We further present our methodology of data collection using \gls{sdr} platforms and the data processing pipeline including e.g. necessary preprocessing steps. Finally, the performance of the considered supervised learning schemes under different side conditions is presented.

1.2SPSep 10, 2019
A Machine Learning Method for Prediction of Multipath Channels

Julian Ahrens, Lia Ahrens, Hans D. Schotten

In this paper, a machine learning method for predicting the evolution of a mobile communication channel based on a specific type of convolutional neural network is developed and evaluated in a simulated multipath transmission scenario. The simulation and channel estimation are designed to replicate real-world scenarios and common measurements supported by reference signals in modern cellular networks. The capability of the predictor meets the requirements that a deployment of the developed method in a radio resource scheduler of a base station poses. Possible applications of the method are discussed.

2.7CRSep 9, 2019
Discussing the Feasibility of Acoustic Sensors for Side Channel-aided Industrial Intrusion Detection: An Essay

Simon D. Duque Anton, Anna Pia Lohfink, Hans Dieter Schotten

The fourth industrial revolution leads to an increased use of embedded computation and intercommunication in an industrial environment. While reducing cost and effort for set up, operation and maintenance, and increasing the time to operation or market respectively as well as the efficiency, this also increases the attack surface of enterprises. Industrial enterprises have become targets of cyber criminals in the last decade, reasons being espionage but also politically motivated. Infamous attack campaigns as well as easily available malware that hits industry in an unprepared state create a large threat landscape. As industrial systems often operate for many decades and are difficult or impossible to upgrade in terms of security, legacy-compatible industrial security solutions are necessary in order to create a security parameter. One plausible approach in industry is the implementation and employment of side-channel sensors. Combining readily available sensor data from different sources via different channels can provide an enhanced insight about the security state. In this work, a data set of an experimental industrial set up containing side channel sensors is discussed conceptually and insights are derived.

6.8CRSep 9, 2019
Security in Process: Detecting Attacks in Industrial Process Data

Simon D. Duque Anton, Anna Pia Lohfink, Christoph Garth et al.

Due to the fourth industrial revolution, industrial applications make use of the progress in communication and embedded devices. This allows industrial users to increase efficiency and manageability while reducing cost and effort. Furthermore, the fourth industrial revolution, creating the so-called Industry 4.0, opens a variety of novel use and business cases in the industrial environment. However, this progress comes at the cost of an enlarged attack surface of industrial companies. Operational networks that have previously been phyiscally separated from public networks are now connected in order to make use of new communication capabilites. This motivates the need for industrial intrusion detection solutions that are compatible to the long-term operation machines in industry as well as the heterogeneous and fast-changing networks. In this work, process data is analysed. The data is created and monitored on real-world hardware. After a set up phase, attacks are introduced into the systems that influence the process behaviour. A time series-based anomaly detection approach, the Matrix Profiles, are adapted to the specific needs and applied to the intrusion detection. The results indicate an applicability of these methods to detect attacks in the process behaviour. Furthermore, they are easily integrated into existing process environments. Additionally, one-class classifiers One-Class Support Vector Machines and Isolation Forest are applied to the data without a notion of timing. While Matrix Profiles perform well in terms of creating and visualising results, the one-class classifiers perform poorly.

16.3CRJul 24, 2019
Anomaly-based Intrusion Detection in Industrial Data with SVM and Random Forests

Simon D. Duque Anton, Sapna Sinha, Hans Dieter Schotten

Attacks on industrial enterprises are increasing in number as well as in effect. Since the introduction of industrial control systems in the 1970's, industrial networks have been the target of malicious actors. More recently, the political and warfare-aspects of attacks on industrial and critical infrastructure are becoming more relevant. In contrast to classic home and office IT systems, industrial IT, so-called OT systems, have an effect on the physical world. Furthermore, industrial devices have long operation times, sometimes several decades. Updates and fixes are tedious and often not possible. The threats on industry with the legacy requirements of industrial environments creates the need for efficient intrusion detection that can be integrated into existing systems. In this work, the network data containing industrial operation is analysed with machine learning- and time series- based anomaly detection algorithms in order to discover the attacks introduced to the data. Two different data sets are used, one Modbus-based gas pipeline control traffic and one OPC UA-based batch processing traffic. In order to detect attacks, two machine learning-based algorithms are used, namely \textit{SVM} and Random Forest. Both perform well, with Random Forest slightly outperforming SVM. Furthermore, extracting and selecting features as well as handling missing data is addressed in this work.

8.0CYMay 28, 2019
Highly Scalable and Flexible Model for Effective Aggregation of Context-based Data in Generic IIoT Scenarios

Simon Duque Anton, Daniel Fraunholz, Janis Zemitis et al.

Interconnectivity of production machines is a key feature of the Industrial Internet of Things (IIoT). This feature allows for many advantages in producing. Configuration and maintenance gets easier, as access to the given production unit is not necessarily coupled to physical presence. Customized production of goods is easily possible, reducing production times and increasing throughput. There are, however, also dangers to the increasing talkativeness of industrial production machines. The more open a system is, the more points of entry for an attacker exist. Furthermore, the amount of data a production site also increases rapidly due to the integrated intelligence and interconnectivity. To keep track of this data in order to detect attacks and errors in the production site, it is necessary to smartly aggregate and evaluate the data. In this paper, we present a new approach for collecting, aggregating and analysing data from different sources and on three different levels of abstraction. Our model is event-centric, considering every occurrence of information inside the system as an event. In the lowest level of abstraction, singular packets are collected, correlated with log-entries and analysed. On the highest level of abstraction, networks are pictured as a connectivity graph, enriched with information about host-based activities. Furthermore, we describe our work in progress of evaluating our aggregation model on two different system settings. In the first scenario, we verify the usability of our model in a remote maintenance application. In the second scenario, we evaluate our model in the context of network sniffing and correlation with log-files. First results show that our model is a promising solution to cope with increasing amounts of data and to correlate information from different types of sources.

6.8CRMay 28, 2019
Putting Together the Pieces: A Concept for Holistic Industrial Intrusion Detection

Simon D. Duque Antón, Hans Dieter Schotten

Besides the advantages derived from the ever present communication properties, it increases the attack surface of a network as well. As industrial protocols and systems were not designed with security in mind, spectacular attacks on industrial systems occurred over the last years. Most industrial communication protocols do not provide means to ensure authentication or encryption. This means attackers with access to a network can read and write information. Originally not meant to be connected to public networks, the use cases of Industry 4.0 require interconnectivity, often through insecure public networks. This lead to an increasing interest in information security products for industrial applications. In this work, the concept for holistic intrusion detection methods in an industrial context is presented. It is based on different works considering several aspects of industrial environments and their capabilities to identify intrusions as an anomaly in network or process data. These capabilities are based on preceding experiments on real and synthetic data. In order to justify the concept, an overview of potential and actual attack vectors and attacks on industrial systems is provided. It is shown that different aspects of industrial facilities, e.g. office IT, shop floor OT, firewalled connections to customers and partners are analysed as well as the different layers of the automation pyramid require different methods to detect attacks. Additionally, the singular steps of an attack on industrial applications are characterised. Finally, a resulting concept for integration of these methods is proposed, providing the means to detect the different stages of an attack by different means.

15.6CRMay 28, 2019
Implementing SCADA Scenarios and Introducing Attacks to Obtain Training Data for Intrusion Detection Methods

Simon Duque Antón, Michael Gundall, Daniel Fraunholz et al.

There are hardly any data sets publicly available that can be used to evaluate intrusion detection algorithms. The biggest threat for industrial applications arises from state-sponsored and criminal groups. Often, formerly unknown exploits are employed by these attackers, so-called 0-day exploits. They cannot be discovered with signature-based intrusion detection. Thus, statistical or machine learning based anomaly detection lends itself readily. These methods especially, however, need a large amount of labelled training data. In this work, an exemplary industrial use case with real-world industrial hardware is presented. Siemens S7 Programmable Logic Controllers are used to control a real world-based control application using the OPC UA protocol: A pump, filling and emptying water tanks. This scenario is used to generate application specific network data. Furthermore, attacks are introduced into this data set. This is done in three ways: First, the normal process is monitored and captured. Common attacks are then synthetically introduced into this data set. Second, malicious behaviour is implemented on the Programmable Logic Controller program and executed live, the traffic is captured as well. Third, malicious behaviour is implemented on the Programmable Logic Controller while still keeping the same output behaviour as in normal operation. An attacker could exploit an application but forge valid sensor output so that no anomaly is detected. Sensors are employed, capturing temperature, sound and flow of water to create data that can be correlated to the network data and used to still detect the attack. All data is labelled, containing the ground truth, meaning all attacks are known and no unknown attacks occur. This makes them perfect for training of anomaly detection algorithms. The data is published to enable security researchers to evaluate intrusion detection solutions.

10.9CRMay 24, 2019
Devil in the Detail: Attack Scenarios in Industrial Applications

Simon D. Duque Anton, Alexander Hafner, Hans Dieter Schotten

In the past years, industrial networks have become increasingly interconnected and opened to private or public networks. This leads to an increase in efficiency and manageability, but also increases the attack surface. Industrial networks often consist of legacy systems that have not been designed with security in mind. In the last decade, an increase in attacks on cyber-physical systems was observed, with drastic consequences on the physical work. In this work, attack vectors on industrial networks are categorised. A real-world process is simulated, attacks are then introduced. Finally, two machine learning-based methods for time series anomaly detection are employed to detect the attacks. Matrix Profiles are employed more successfully than a predictor Long Short-Term Memory network, a class of neural networks.

6.8CRMay 15, 2019
Modern Problems Require Modern Solutions: Hybrid Concepts for Industrial Intrusion Detection

Simon D. Duque Anton, Mathias Strufe, Hans Dieter Schotten

The concept of Industry 4.0 brings a disruption into the processing industry. It is characterised by a high degree of intercommunication, embedded computation, resulting in a decentralised and distributed handling of data. Additionally, cloud-storage and Software-as-a-Service (SaaS) approaches enhance a centralised storage and handling of data. This often takes place in third-party networks. Furthermore, Industry 4.0 is driven by novel business cases. Lot sizes of one, customer individual production, observation of process state and progress in real-time and remote maintenance, just to name a few. All of these new business cases make use of the novel technologies. However, cyber security has not been an issue in industry. Industrial networks have been considered physically separated from public networks. Additionally, the high level of uniqueness of any industrial network was said to prevent attackers from exploiting flaws. Those assumptions are inherently broken by the concept of Industry 4.0. As a result, an abundance of attack vectors is created. In the past, attackers have used those attack vectors in spectacular fashions. Especially Small and Mediumsized Enterprises (SMEs) in Germany struggle to adapt to these challenges. Reasons are the cost required for technical solutions and security professionals. In order to enable SMEs to cope with the growing threat in the cyberspace, the research project IUNO Insec aims at providing and improving security solutions that can be used without specialised security knowledge. The project IUNO Insec is briefly introduced in this work. Furthermore, contributions in the field of intrusion detection, especially machine learning-based solutions, for industrial environments provided by the authors are presented and set into context.

1.2SYMay 10, 2019
Cloud Control AGV over Rayleigh Fading Channel -- The Faster The Better

Shreya Tayade, Peter Rost, Andreas Maeder et al.

This paper analyzes the stability of the control system of an Autonomous Guided Vehicle (AGV) using a central controller. The control commands are transmitted to an AGV over a Rayleigh fading channel causing potential packet drops. This paper analyzes the mutual dependencies of control system and mobile communication system. Among the important parameters considered are the sampling time of the discrete control system, the maximum tolerable outages for the control system, the AGV velocity, the number of users, as well as mobile communication channel conditions. It is shown that increasing the velocity of an AGV leads to a lower risk of instability due to the higher time-variance of the mobile channel. While this still is a 'sandbox' example, it shows the potential for a manifold co-optimization of control systems operated over imperfect mobile communication channels.

8.3LGSep 20, 2018
Time is of the Essence: Machine Learning-based Intrusion Detection in Industrial Time Series Data

Simon Duque Anton, Lia Ahrens, Daniel Fraunholz et al.

The Industrial Internet of Things drastically increases connectivity of devices in industrial applications. In addition to the benefits in efficiency, scalability and ease of use, this creates novel attack surfaces. Historically, industrial networks and protocols do not contain means of security, such as authentication and encryption, that are made necessary by this development. Thus, industrial IT-security is needed. In this work, emulated industrial network data is transformed into a time series and analysed with three different algorithms. The data contains labeled attacks, so the performance can be evaluated. Matrix Profiles perform well with almost no parameterisation needed. Seasonal Autoregressive Integrated Moving Average performs well in the presence of noise, requiring parameterisation effort. Long Short Term Memory-based neural networks perform mediocre while requiring a high training- and parameterisation effort.

14.0CRApr 17, 2018
Demystifying Deception Technology:A Survey

Daniel Fraunholz, Simon Duque Anton, Christoph Lipps et al.

Deception boosts security for systems and components by denial, deceit, misinformation, camouflage and obfuscation. In this work an extensive overview of the deception technology environment is presented. Taxonomies, theoretical backgrounds, psychological aspects as well as concepts, implementations, legal aspects and ethics are discussed and compared.

1.2NIApr 16, 2018
An AI-driven Malfunction Detection Concept for NFV Instances in 5G

Julian Ahrens, Mathias Strufe, Lia Ahrens et al.

Efficient network management is one of the key challenges of the constantly growing and increasingly complex wide area networks (WAN). The paradigm shift towards virtualized (NFV) and software defined networks (SDN) in the next generation of mobile networks (5G), as well as the latest scientific insights in the field of Artificial Intelligence (AI) enable the transition from manually managed networks nowadays to fully autonomic and dynamic self-organized networks (SON). This helps to meet the KPIs and reduce at the same time operational costs (OPEX). In this paper, an AI driven concept is presented for the malfunction detection in NFV applications with the help of semi-supervised learning. For this purpose, a profile of the application under test is created. This profile then is used as a reference to detect abnormal behaviour. For example, if there is a bug in the updated version of the app, it is now possible to react autonomously and roll-back the NFV app to a previous version in order to avoid network outages.

9.1NEFeb 13, 2018
Slice as an Evolutionary Service: Genetic Optimization for Inter-Slice Resource Management in 5G Networks

Bin Han, Lianghai Ji, Hans D. Schotten

In the context of Fifth Generation (5G) mobile networks, the concept of "Slice as a Service" (SlaaS) promotes mobile network operators to flexibly share infrastructures with mobile service providers and stakeholders. However, it also challenges with an emerging demand for efficient online algorithms to optimize the request-and-decision-based inter-slice resource management strategy. Based on genetic algorithms, this paper presents a novel online optimizer that efficiently approaches towards the ideal slicing strategy with maximized long-term network utility. The proposed method encodes slicing strategies into binary sequences to cope with the request-and-decision mechanism. It requires no a priori knowledge about the traffic/utility models, and therefore supports heterogeneous slices, while providing solid effectiveness, good robustness against non-stationary service scenarios, and high scalability.

2.3NISep 27, 2017
Angriffserkennung für industrielle Netzwerke innerhalb des Projektes IUNO

Simon Duque Anton, Daniel Fraunholz, Hans Dieter Schotten

The increasing interconnectivity of industrial networks is one of the central current hot topics. It is adressed by research institutes, as well as industry. In order to perform the fourth industrial revolution, a full connectivity between production facilities is necessary. Due to this connectivity, however, an abundance of new attack vectors emerges. In the National Reference Project for Industrial IT-Security (IUNO), these risks and threats are addressed and solutions are developed. These solutions are especially applicable for small and medium sized enterprises that have not as much means in staff as well as money as larger companies. These enterprises should be able to implement the solutions without much effort. The security solutions are derived from four use cases and implemented prototypically. A further topic of this work are the research areas of the German Research Center for Artificial Intelligence that address the given challenges, as well as the solutions developed in the context of IUNO. Aside from the project itself, a method for distributed network data collection aggregation is presented, as a prerequisite for anomaly detection for network security.